Stellar V Capital (SVCC) director reports gift of 25,000 Class B shares

Rhea-AI Filing Summary

Stellar V Capital Corp. director Michael E. Braunstein reported a bona fide gift of 25,000 Class B ordinary shares linked to 25,000 underlying Class A ordinary shares. The Class B ordinary shares will convert into Class A ordinary shares on a one-for-one basis at the issuer’s initial business combination and have no expiration date.

The filing explains that these 25,000 Class B shares were previously held in a trust created under former independent director Harry Braunstein’s will for the benefit of his spouse and were later transferred by the trust to Michael Braunstein at no cost after he was appointed an independent director.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Braunstein Michael E.

(Last) (First) (Middle)

C/O STELLAR V CAPITAL CORP.

230 PARK AVENUE, SUITE 1540

(Street)

NEW YORK NY 10169

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Stellar V Capital Corp. (Cayman Islands) [ SVCC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
03/05/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Class B ordinary shares	(1)	03/05/2026		G		25,000		(1)	(1)	Class A Ordinary Shares	25,000	(2)	25,000	D

Explanation of Responses:

1. At the time of the issuer's initial business combination, the Class B ordinary shares will convert into Class A ordinary shares on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights. The Class B ordinary shares have no expiration date.

2. When Harry Braunstein, the Company's former independent director, passed away in November 2025, the 25,000 Class B ordinary shares he owned stayed in a trust created under his will for the benefit of his spouse. After the Issuer's board appointed Michael Braunstein as an independent director of the Issuer, the trust transferred these 25,000 Class B ordinary shares to Michael Braunstein for free, the son of Harry Braunstein.

	/s/ Michael Braunstein	03/16/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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FAQ

What insider transaction did SVCC director Michael Braunstein report?

Michael E. Braunstein reported a bona fide gift of 25,000 Class B ordinary shares of Stellar V Capital Corp. (SVCC). These Class B shares are derivatives linked to 25,000 underlying Class A ordinary shares, with the transaction coded as a gift on the Form 4.

Was Michael Braunstein’s SVCC transaction a market sale or purchase?

The transaction was not a market sale or purchase; it was a bona fide gift. The Form 4 uses transaction code G and describes the action as a gift transfer, meaning no open-market trading occurred and no sale or purchase price was involved.

How many Stellar V Capital (SVCC) shares are involved in the reported gift?

The filing reports a gift of 25,000 Class B ordinary shares, corresponding to 25,000 underlying Class A ordinary shares. These figures show the scale of the derivative position tied to the Class A shares referenced in the Form 4.

How do SVCC Class B ordinary shares convert into Class A shares?

The Class B ordinary shares of Stellar V Capital Corp. convert into Class A ordinary shares on a one-for-one basis at the time of the issuer’s initial business combination, subject to anti-dilution adjustments, and the Class B shares have no expiration date according to the footnote.

What background does the Form 4 provide about the 25,000 SVCC Class B shares?

The Form 4 notes that former independent director Harry Braunstein held the 25,000 Class B shares in a trust created under his will. After his death, the trust transferred these shares at no cost to his son, Michael Braunstein, once he became an independent director.

Does the SVCC Form 4 indicate any remaining derivative positions for Michael Braunstein?

The derivative summary section in the data excerpt is empty, and there are no additional listed derivative positions beyond the 25,000 Class B ordinary shares tied to 25,000 Class A shares referenced in the reported gift transaction.