Smurfit WestRock (SW) holder files Form 144 to sell 274,700 shares

Rhea-AI Filing Summary

Smurfit WestRock received a notice under Rule 144 for a planned sale of 274,700 shares of its common stock. The proposed sale, through broker Stifel Nicolaus & Company on the NYSE, has an aggregate market value of $13,936,575.00.

The seller acquired these 274,700 common shares on 03/28/2023 via an open market transaction, with consideration described as a deferred bonus plan. The notice states the seller does not know of any undisclosed material adverse information about the company’s current or prospective operations.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	Stifel Nicolaus & Company Inc 501 N Broadway St. Louis MO 63102	274700	13936575.00	523102660	02/17/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	03/28/2023	Open Market Purchase	Smurfit Westrock PLC			274700	03/28/2023	Deferred Bonus Plan

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the Form 144 filing for Smurfit WestRock (SW) disclose?

The filing discloses a planned sale of 274,700 Smurfit WestRock common shares. The shares are to be sold under Rule 144 on the NYSE through Stifel Nicolaus & Company, with an aggregate market value reported as $13,936,575.00 at the time of the notice.

How many Smurfit WestRock (SW) shares are planned to be sold under this Form 144?

The notice covers a proposed sale of 274,700 common shares. These shares were previously acquired on March 28, 2023, and are now being registered for potential resale under Rule 144 through broker Stifel Nicolaus & Company on the NYSE.

What is the reported market value of the Smurfit WestRock (SW) shares in this Form 144?

The aggregate market value of the 274,700 Smurfit WestRock common shares is reported as $13,936,575.00. This figure reflects the total value of the securities covered by the notice at the time it was prepared for potential sale under Rule 144.

When and how were the Smurfit WestRock (SW) shares in this Form 144 acquired?

The 274,700 Smurfit WestRock common shares were acquired on 03/28/2023 via an open market purchase. The filing notes the consideration as a deferred bonus plan, indicating the transaction was tied to compensation rather than a simple cash purchase at that time.

What does the Form 144 say about undisclosed information on Smurfit WestRock (SW)?

The signer represents that they do not know any material adverse information about Smurfit WestRock’s current or prospective operations that has not been publicly disclosed. This representation is a standard requirement when filing a Rule 144 notice for a planned sale.

On which exchange will the Smurfit WestRock (SW) shares in this Form 144 be sold?

The filing states that the 274,700 common shares are intended to be sold on the NYSE. Stifel Nicolaus & Company Inc., located in St. Louis, Missouri, is listed as the broker handling the potential Rule 144 sale on that exchange.