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[Form 3] Latham Group, Inc. Initial Statement of Beneficial Ownership

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
3
Rhea-AI Filing Summary

Form 3 filed for Jeffrey T. Jackson, a director of Latham Group, Inc. (SWIM). The filing is an initial statement of beneficial ownership dated 08/05/2025 and states that the reporting person does not beneficially own any securities of the issuer. The filing was signed by an attorney-in-fact and references an attached Power of Attorney (Exhibit 24.1). The form indicates it was filed by one reporting person.

Positive
  • None.
Negative
  • None.

Insights

TL;DR: Routine initial disclosure showing a director currently holds no beneficial shares and uses a power of attorney for filing.

The Form 3 is a standard Section 16 initial filing that names Jeffrey T. Jackson as a director of Latham Group, Inc. and explicitly states no securities are beneficially owned. The inclusion of Exhibit 24.1 indicates a formal power of attorney arrangement for filing, which is common when a reporting person delegates signature authority. From a governance perspective, this filing provides transparency about insider ownership but does not indicate any alignment of equity incentives at this time.

TL;DR: Compliance disclosure appears complete and routine; no reported holdings limit insider reporting implications.

The document meets the basic disclosure elements: reporter identity, relationship to issuer (Director), date of event, single reporting person, and a signature via attorney-in-fact dated 08/08/2025. The clear statement that no securities are beneficially owned means there are no current Section 16 transactions to monitor for short-swing profit liability. The referenced power of attorney suggests filings may be made on the reporter's behalf going forward.

SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Jackson Jeffrey T

(Last) (First) (Middle)
C/O LATHAM GROUP, INC.
787 WATERVLIET SHAKER ROAD

(Street)
LATHAM NY 12110

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
08/05/2025
3. Issuer Name and Ticker or Trading Symbol
Latham Group, Inc. [ SWIM ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Remarks:
See Exhibit 24.1 - Jeffrey T. Jackson Power of Attorney
No securities are beneficially owned.
/s/ Patrick M. Sheller, Attorney-in-Fact 08/08/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does Form 3 for Latham Group (SWIM) filed by Jeffrey T. Jackson show?

The Form 3 identifies Jeffrey T. Jackson as a director and states no securities are beneficially owned as of the 08/05/2025 event date.

When was the event date reported on the Form 3 for SWIM?

The Date of Event Requiring Statement is 08/05/2025.

Was the Form 3 signed directly by Jeffrey T. Jackson?

No, the filing was signed by an attorney-in-fact (Patrick M. Sheller) on 08/08/2025, and it references a Power of Attorney (Exhibit 24.1).

Does this Form 3 report any derivative securities or transactions?

No. The filing states no securities are beneficially owned and contains no listed derivative securities or transactions.

Was this Form 3 filed by more than one reporting person?

No. The form indicates it was filed by one reporting person.
Latham Group, Inc.

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