Welcome to our dedicated page for ALPS/Dorsey Wright Sector Momentum ETF SEC filings (Ticker: SWIN), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page provides access to U.S. SEC filings for Solowin Holdings (historically trading under the symbol SWIN, now AXG on Nasdaq as reported in a Form 6-K). As a foreign private issuer, Solowin files an annual report on Form 20-F and furnishes current reports on Form 6-K under the Securities Exchange Act of 1934. These filings contain detailed information about the company’s business, risk factors, financial statements, governance, and material corporate events.
Recent Form 6-K reports illustrate how Solowin uses SEC disclosures to document key developments. Filings have described the acquisition of AlloyX Limited, a stablecoin infrastructure developer focused on tokenized money market funds and cross-border payments, including the execution of a sale and purchase agreement and the subsequent completion of the transaction that made AlloyX a wholly owned subsidiary. Other 6-Ks have covered changes in directors and officers, such as the appointment of new board members with backgrounds in Web3 technologies and digital assets, and the resignation of a chief operation officer.
Additional filings report a change in Solowin’s independent registered public accounting firm and the transition of its Nasdaq ticker symbol from SWIN to AXG, with confirmation that shareholder rights and the CUSIP number for the class A ordinary shares remain unchanged. Certain 6-Ks are explicitly incorporated by reference into Solowin’s registration statements on Form S-8 and Form F-3, linking current disclosures to securities offerings and employee benefit plans.
On Stock Titan, Solowin’s SEC filings are updated from EDGAR and paired with AI-powered summaries that highlight the main points of lengthy documents such as Form 20-F and significant Form 6-Ks. Users can quickly see what each filing covers—whether it relates to acquisitions, governance changes, auditor updates, or capital markets matters—while still having direct access to the full text for deeper review.
Solowin Holdings filed Amendment No. 1 to its Form F-3 registration statement as an exhibit-only update, leaving the previously filed prospectus unchanged. The filing mainly updates back-end components such as exhibits, undertakings and signatures while keeping the overall shelf structure intact. It also restates that, under Cayman Islands law and Solowin’s governing documents, directors and officers may be indemnified for certain liabilities, except for dishonesty, willful default or fraud, and notes that the SEC views indemnification for Securities Act liabilities as unenforceable. The document is signed by senior management, directors and the company’s authorized U.S. representative.
Solowin Holdings changed its independent auditor. On November 11, 2025, the company appointed AOGB CPA Limited as its independent registered public accounting firm and dismissed WWC, P.C. the same day. The audit committee approved the change and the board ratified it. The company stated the decision was not due to any disagreement on accounting principles, financial disclosures, or audit scope or procedure.
WWC’s reports on Solowin’s consolidated financial statements for the years ended March 31, 2025 and 2024 contained no adverse opinions or disclaimers and were not qualified or modified. The company did not consult AOGB on accounting matters before the appointment. A WWC letter to the SEC is attached as Exhibit 15.1. This report is incorporated by reference into Solowin’s Form S-8 and Form F-3.
Solowin Holdings filed a Form F-3 for the resale of up to 7,500,000 Class A Ordinary Shares by selling shareholders. These shares were issued as consideration for Solowin’s June 2025 acquisition of 48% of Tiger Coin (Hong Kong) Limited. Solowin will not receive any proceeds from sales under this prospectus; selling shareholders may sell from time to time as described in the plan of distribution.
Solowin’s Class A Ordinary Shares trade on Nasdaq as “AXG.” On October 14, 2025, the closing price was $3.42. Shares outstanding were 155,825,986 Class A and 31,371,599 Class B as of October 14, 2025. The filing notes Solowin’s status as a foreign private issuer and emerging growth company, and outlines legal and operational risks related to Hong Kong/PRC regulatory developments and PCAOB inspection access under the HFCA Act.
The company highlights that it operates primarily through subsidiaries in Hong Kong and does not use a VIE structure. The prospectus also discusses cash-transfer practices within the group and states Solowin will bear offering-related expenses other than selling shareholders’ placement costs.
Solowin Holdings announced that its Class A ordinary shares now trade on Nasdaq under the new ticker AXG, effective October 10, 2025. The change applies only to the trading symbol.
The company stated the ticker update does not affect shareholder rights or the $0.0001 par value of the Class A ordinary shares, and existing shareholders do not need to take any action. A press release announcing the change was furnished as Exhibit 99.1.
Solowin Holdings received a package of shares as consideration for acquiring 100% of AlloyX on August 11, 2025. The Schedule 13D is jointly filed by Gemini Asia Holdings Limited, VAST SPACE LIMITED, WELL INSIGHT LIMITED and Ling Ngai Lok, who together disclose significant holdings in the issuer.
The filing shows the Reporting Persons’ beneficial ownership using totals of 155,825,986 Class A and 31,371,599 Class B ordinary shares. Class B shares convert 1:1 into Class A. Reported holdings: Ling Ngai Lok 74,074,796 shares (40.43%); VAST SPACE 46,663,197 (26.05%); WELL INSIGHT 23,331,599 (14.97%); Gemini Asia 4,080,000 (2.55%). The shares issued to VAST SPACE and WELL INSIGHT were part of the AlloyX purchase consideration. The Reporting Persons state they have made no proposals or agreements described in Item 4 and disclose only a Joint Filing Agreement as an arrangement.
SOLOWIN Holdings agreed to acquire 100% of AlloyX Limited in a transaction that values AlloyX at US$350,000,000. AlloyX develops next-generation stablecoin infrastructure aimed at tokenized money-market funds and cross-border payments through subsidiaries in Samoa, Hong Kong, Singapore and Washington State. Consideration is stock-based: an aggregate of 106,779,926 Class A ordinary shares and 23,331,599 Class B ordinary shares, derived from the agreed valuation divided by a US$2.69 VWAP reference. Closing is expected on or before September 10, 2025. Sellers are subject to a 12-month lock-up and one seller, VAST SPACE LIMITED, has potential earn-outs up to $10 million based on post-closing valuation milestones. The filing notes that audited AlloyX financials and pro forma information are not yet filed and will be provided by amendment.
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