Welcome to our dedicated page for ALPS/Dorsey Wright Sector Momentum ETF SEC filings (Ticker: SWIN), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page provides access to U.S. SEC filings for Solowin Holdings (historically trading under the symbol SWIN, now AXG on Nasdaq as reported in a Form 6-K). As a foreign private issuer, Solowin files an annual report on Form 20-F and furnishes current reports on Form 6-K under the Securities Exchange Act of 1934. These filings contain detailed information about the company’s business, risk factors, financial statements, governance, and material corporate events.
Recent Form 6-K reports illustrate how Solowin uses SEC disclosures to document key developments. Filings have described the acquisition of AlloyX Limited, a stablecoin infrastructure developer focused on tokenized money market funds and cross-border payments, including the execution of a sale and purchase agreement and the subsequent completion of the transaction that made AlloyX a wholly owned subsidiary. Other 6-Ks have covered changes in directors and officers, such as the appointment of new board members with backgrounds in Web3 technologies and digital assets, and the resignation of a chief operation officer.
Additional filings report a change in Solowin’s independent registered public accounting firm and the transition of its Nasdaq ticker symbol from SWIN to AXG, with confirmation that shareholder rights and the CUSIP number for the class A ordinary shares remain unchanged. Certain 6-Ks are explicitly incorporated by reference into Solowin’s registration statements on Form S-8 and Form F-3, linking current disclosures to securities offerings and employee benefit plans.
On Stock Titan, Solowin’s SEC filings are updated from EDGAR and paired with AI-powered summaries that highlight the main points of lengthy documents such as Form 20-F and significant Form 6-Ks. Users can quickly see what each filing covers—whether it relates to acquisitions, governance changes, auditor updates, or capital markets matters—while still having direct access to the full text for deeper review.