SWK Holdings (NASDAQ: SWKH) furnishes 8-K on 2025 quarterly results

Rhea-AI Filing Summary

SWK Holdings Corporation filed a Form 8-K to furnish a press release containing its 2025 quarterly financial results. The press release, dated November 6, 2025 and attached as Exhibit 99.1, provides an update on the company’s performance for a 2025 quarter.

The company states that the press release and related information are being furnished, not filed, so they are not subject to certain liability provisions of the Exchange Act and are not automatically incorporated into other Securities Act or Exchange Act filings unless specifically referenced.

8-K Event Classification

2 items: 2.02, 9.01

2 items

Item 2.02 Results of Operations and Financial Condition Financial

Disclosure of earnings results, typically an earnings press release or preliminary financials.

Item 9.01 Financial Statements and Exhibits Exhibits

Financial statements, pro forma financial information, and exhibit attachments filed with this report.

Understanding 8-K Material Events →

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of Earliest Event Reported): November 6, 2025

SWK HOLDINGS CORPORATION

(Exact Name of the Registrant as Specified in Its Charter)

Delaware

(State or Other Jurisdiction of Incorporation)

F11.001-39184			77-0435679
(Commission File Number)			(IRS Employer Identification No.)
5956 Sherry Lane, Suite 650, Dallas, TX			75225
(Address of Principal Executive Offices)			(Zip Code)

(972) 687-7250

(Registrant’s Telephone Number, Including Area Code)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))  

Securities registered pursuant to Section 12(b) of the Act:

Title of each class			Trading Symbol(s)			Name of each exchange on which registered
Common Stock, par value $0.001 per share			SWKH			The Nasdaq Stock Market LLC
9.00% Senior Notes due 2027			SWKHL			The Nasdaq Stock Market LLC

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).           Emerging growth company   

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  

Item 2.02. Results of Operations and Financial Condition.

Attached as Exhibit 99.1 to this Current Report on form 8-K is a copy of a press release of SWK Holdings Corporation, dated November 6, 2025, reporting SWK Holdings Corporation’s 2025 Third Quarter Financial Results. Such information, including the Exhibit attached hereto, shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such filing. 

Item 9.01. Financial Statements and Exhibits.

Exhibit No.			Description
99.1			Press Release of SWK Holdings Corporation, dated November 6, 2025 reporting SWK Holdings Corporation’s 2025 Second Quarter Financial Results
104			Cover Page Interactive Data File (embedded within the Inline XBRL document)

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

SWK HOLDINGS CORPORATION
By:			/s/ Joe D. Staggs
			Joe D. Staggs
			Chief Executive Officer
			(Principal Executive Officer)

Date: November 6, 2025

FAQ

What did SWK Holdings Corporation (SWKH) disclose in this Form 8-K?

SWK Holdings Corporation furnished a press release as Exhibit 99.1 that reports the company’s 2025 quarterly financial results, dated November 6, 2025.

Which exhibit in the SWKH 8-K contains the 2025 financial results?

Exhibit 99.1 contains the press release of SWK Holdings Corporation dated November 6, 2025, reporting the company’s 2025 quarterly financial results.

Are SWK Holdings Corporation’s 2025 results in this 8-K considered filed or furnished?

The company states that the information in the press release and Exhibit 99.1 is being furnished, not filed, under the Securities Exchange Act of 1934.

Does this SWKH 8-K automatically update other SEC filings?

No. SWK Holdings Corporation notes that the furnished information is not incorporated by reference into Securities Act or Exchange Act filings unless specifically referenced.

Who signed the SWK Holdings Corporation Form 8-K?

The Form 8-K was signed on behalf of SWK Holdings Corporation by Joe D. Staggs, Chief Executive Officer and Principal Executive Officer.