SWK Holdings (SWKH) notifies Nasdaq of Common Stock removal via Form 25

Rhea-AI Filing Summary

SWK Holdings Corp filed a Form 25 notifying Nasdaq Stock Market LLC of the removal of its Common Stock from listing and/or registration under Section 12(b) of the Exchange Act. The notification cites compliance with 17 CFR 240.12d2-2 and is signed on behalf of Nasdaq by Jennifer Fainer.

Key Figures

Commission File Number: 000-27163 Issuer address zip: 75225 Telephone: (972) 687-7250 +1 more

4 metrics

Commission File Number 000-27163 Form cover

Issuer address zip 75225 5956 Sherry Lane, Suite 2000, Dallas, Texas

Telephone (972) 687-7250 Issuer principal executive offices

Form expiration date March 31, 2018 Expires date on form header

Key Terms

Form 25, 17 CFR 240.12d2-2, Section 12(b)

3 terms

Form 25 regulatory

"FORM 25 NOTIFICATION OF REMOVAL FROM LISTING"

A Form 25 is an official filing with the U.S. Securities and Exchange Commission used to remove a company's stock or other security from a national exchange list. Investors should care because delisting often means less visibility, lower trading volume and wider price swings—similar to a product moving from a major supermarket to a small local market, which can make buying, selling and valuing the security more difficult.

17 CFR 240.12d2-2 regulatory

"Pursuant to 17 CFR 240.12d2-2(b)"

A U.S. Securities and Exchange Commission rule that describes the conditions and procedural steps for a security to be removed from public registration or reporting under the Securities Exchange Act of 1934. For investors, it matters because it explains when a company’s shares can stop being subject to regular disclosure and exchange listing rules — similar to knowing when a publicly tracked product will be discontinued and no longer send updates, which affects transparency and liquidity.

Section 12(b) regulatory

"UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT"

Section 12(b) of the U.S. Securities Exchange Act requires securities listed on a national stock exchange to be registered with the U.S. Securities and Exchange Commission (SEC) and to follow regular public reporting and disclosure rules. For investors, a 12(b) listing generally means more routine financial updates, regulatory oversight and easier buying and selling—like a storefront that must display its inventory and prices, making it simpler to inspect and trade the product.

UNITED STATES

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Expires:	March 31, 2018
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SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 25

NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION
UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934.

Commission File Number

000-27163

Issuer:	SWK Holdings Corp
Exchange:	Nasdaq Stock Market LLC

(Exact name of Issuer as specified in its charter, and name of Exchange where security is listed and/or registered)

Address:	5956 Sherry Lane, Suite 2000
	Dallas	TEXAS	75225
Telephone number:					(972) 687-7250

(Address, including zip code, and telephone number, including area code, of Issuer's principal executive offices)

Common Stock

(Description of class of securities)

Please place an X in the box to designate the rule provision relied upon to strike the class of securities from listing and registration:

17 CFR 240.12d2-2(a)(1)

17 CFR 240.12d2-2(a)(2)

17 CFR 240.12d2-2(a)(3)

17 CFR 240.12d2-2(a)(4)

Pursuant to 17 CFR 240.12d2-2(b), the Exchange has complied with its rules to strike the class of securities from listing and/or withdraw registration on the Exchange. ¹

Pursuant to 17 CFR 240.12d2-2(c), the Issuer has complied with its rules of the Exchange and the requirements of 17 CFR 240.12d-2(c) governing the voluntary withdrawal of the class of securities from listing and registration on the Exchange.

Pursuant to the requirements fo the Securities Exchange Act of 1934, Nasdaq Stock Market LLC certifies that it has reasonable grounds to believe that it meets all of the requirements for filing the Form 25 and has caused this notification to be signed on its behalf by the undersigned duly authorized person.

2026-04-06	By	Jennifer Fainer		CDO Analyst
Date		Name		Title

¹ Form 25 and attached Notice will be considered compliance with the provisions of 17 CFR 240.19d-1 as applicable. See General Instructions.

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does SWKH's Form 25 filing mean?

It notifies Nasdaq of removal/withdrawal of SWK Holdings Corp common stock. The filing states Nasdaq and the issuer complied with 17 CFR 240.12d2-2 and that the exchange caused the notification to be signed by an authorized person.

Which exchange and security does the Form 25 reference for SWKH?

The filing references Nasdaq Stock Market LLC and SWK Holdings Corp Common Stock. The form names the exchange as Nasdaq and identifies the affected class as Common Stock on the form cover.

Who signed the Form 25 for the Nasdaq notification?

Jennifer Fainer signed the notification as CDO Analyst on behalf of Nasdaq. The cover shows the exchange caused the notification to be signed by an authorized person and lists her name and title.

What regulatory citations are included in the Form 25?

The filing cites 17 CFR 240.12d2-2 and Section 12(b) of the Exchange Act. Multiple subsections of 17 CFR 240.12d2-2 are referenced as governing the exchange and issuer compliance for withdrawal or removal.

Is there contact information for SWK Holdings Corp in the filing?

Yes. The issuer address is 5956 Sherry Lane, Suite 2000, Dallas, Texas 75225, with telephone (972) 687-7250. That address and phone number appear on the form cover as the issuer's principal executive office contact.