Here are the Form 4 insider transactions from SWK Holdings Corporation 9.00% Senior Notes due 2027 (SWKHL) in our archive over the last 12 months, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow SWKHL and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full SWKHL filings page.
SWK Holdings Corp reported that, on completion of its merger with a Runway Growth Finance Corp subsidiary, all outstanding SWK common shares were cancelled and converted into the right to receive merger consideration. Each SWK share became exchangeable for either 1.7264 shares of Runway Growth Finance common stock or $20.59 in cash, in each case plus an additional cash payment of $0.74 per share funded by Runway Growth Capital LLC.
The Form 4 shows that SWK shares held through various Carlson-related funds, entities, trusts and individuals were adjusted in this restructuring, with the entries reflecting non-market "other" transactions and zero SWK shares reported as held afterward. The reporting persons disclaim beneficial ownership beyond their pecuniary interests.