SWZ secretary buys 3,066 Total Return Securities shares
Total Return Securities Fund (SWZ) reported that officer Rajeev P. Das, its Secretary, purchased Common Stock in two open-market transactions.
Rhea-AI Filing Summary
Total Return Securities Fund (SWZ) reported that officer Rajeev P. Das, its Secretary, purchased Common Stock in two open-market transactions. He bought 1,700 shares on August 21, 2026 at $5.9296 per share and 1,366 shares on August 24, 2026 at $5.93 per share, for a total of 3,066 shares, all held as direct ownership. The Rule 10b5-1 checkbox was not marked for these purchases.
Positive
- None.
Negative
- None.
Insider Trade Summary
Net Buyer: 3,066 shares
Net Buy
2 txns
Insider
Das Rajeev P
Role
Secretary
Bought
3,066 shs ($18K)
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Purchase | Common Stock | 1,366 | $5.93 | $8K |
| Purchase | Common Stock | 1,700 | $5.9296 | $10K |
Holdings After Transaction:
Common Stock — 3,400 shares (Direct)
Key Figures
Shares purchased on 2026-08-21: 1,700 shares
Purchase price on 2026-08-21: $5.9296 per share
Shares purchased on 2026-08-24: 1,366 shares
+2 more
5 metrics
Shares purchased on 2026-08-21
1,700 shares
Common Stock purchased in open market or private transaction
Purchase price on 2026-08-21
$5.9296 per share
Price for 1,700 shares of Common Stock
Shares purchased on 2026-08-24
1,366 shares
Common Stock purchased in open market or private transaction
Purchase price on 2026-08-24
$5.93 per share
Price for 1,366 shares of Common Stock
Total shares purchased
3,066 shares
Sum of reported Common Stock purchases by Rajeev P. Das
Key Terms
Common Stock, Form 4, Purchase in open market or private transaction
3 terms
Common Stock financial
"security_title: "Common Stock""
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
Form 4 regulatory
"INSIDER FILING DATA (Form 4)"
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.
Purchase in open market or private transaction financial
"transaction_code_description: "Purchase in open market or private transaction""
FAQ
What insider transactions were reported for SWZ in this Form 4?
The Form 4 reports that Rajeev P. Das, Secretary of Total Return Securities Fund (SWZ), purchased a total of 3,066 shares of Common Stock in two open-market transactions on August 21 and 24, 2026.
Were the SWZ insider purchases made in the open market?
Yes. Both transactions by Rajeev P. Das are described as a “Purchase in open market or private transaction”, indicating they were standard non-derivative purchases of SWZ Common Stock.
Were the SWZ insider trades under a Rule 10b5-1 plan?
No. The Form 4’s Rule 10b5-1 checkbox is not marked, and the data indicate the transactions were not reported as being made pursuant to a Rule 10b5-1 trading plan.
What type of security did the SWZ insider purchase?
The insider purchased Common Stock of Total Return Securities Fund (SWZ) in two non-derivative transactions, meaning they involved direct ownership of the shares rather than options or other derivatives.
AI-generated analysis. How Rhea-AI works. Not financial advice.
