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SXI: Rule 144 notice for 18,000 shares via UBS, sale 10/15/2025

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
144

Rhea-AI Filing Summary

SXI: A Form 144 notice discloses a proposed sale of 18,000 common shares through UBS Financial Services on the NYSE, with an aggregate market value of $4,230,000. The approximate sale date is October 15, 2025. The filing lists 12,068,262 shares outstanding.

The securities to be sold were acquired via RSU vests from the issuer on 09/06/2023 (13,000 shares) and 09/06/2022 (5,000 shares). Recent activity over the past three months includes sales by related trusts: 5,000 shares for $1,000,000 on 08/13/2025, and 11,000 shares for $2,200,000 on 08/13/2025, plus 11,000 shares for $2,365,000 on 09/18/2025. This notice outlines an intended sale under Rule 144 by the holder, separate from the company’s capital-raising activities.

Positive

  • None.

Negative

  • None.

144: Filer Information

144: Issuer Information

144: Securities Information



Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold


* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.



Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

144: Remarks and Signature

FAQ

What does SXI's Form 144 filing disclose?

It discloses a proposed sale of 18,000 common shares with an aggregate market value of $4,230,000, planned for October 15, 2025 on the NYSE.

Who is the broker for the SXI Form 144 sale?

The filing lists UBS Financial Services, Inc. as the broker.

How many SXI shares are outstanding per the notice?

The filing lists 12,068,262 shares outstanding.

How were the shares to be sold acquired?

They were acquired via RSU vests from the issuer on 09/06/2023 (13,000 shares) and 09/06/2022 (5,000 shares).

What recent SXI share sales are noted for the past 3 months?

Sales include 5,000 shares for $1,000,000 on 08/13/2025 and 11,000 shares for $2,200,000 on the same date, plus 11,000 shares for $2,365,000 on 09/18/2025.

Which exchange is named for the proposed SXI sale?

The filing names the NYSE as the exchange.
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2.78B
11.85M
2.2%
97.08%
3.33%
Specialty Industrial Machinery
Refrigeration & Service Industry Machinery
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United States
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