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Sensient (SXT) Form 3 — Plautz Discloses Restricted Stock and ESOP Stakes

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

David J. Plautz, serving as a Vice President, Treasurer and a director of Sensient Technologies Corporation (SXT), reported initial beneficial ownership on a Form 3 tied to an event dated 07/24/2025. He directly holds 849 shares of the issuer's common stock, which include restricted stock granted under the company's 2017 Stock Plan. He also has indirect beneficial ownership of 223.215 shares held in the company's Employee Stock Ownership Plan (ESOP) as of the end of the month preceding this filing. The Form 3 was executed by an attorney-in-fact, John J. Manning, with a signature date of 08/20/2025. The filing is an initial Section 16 disclosure and reports only non-derivative common stock holdings.

Positive

  • None.

Negative

  • None.

Insights

TL;DR: Routine Section 16 initial disclosure reporting restricted stock and ESOP holdings by a company officer and director.

The filing is a standard Form 3 that documents the reporting person's roles and beneficial ownership in SXT. Reported holdings are modest: 849 shares directly (including restricted stock) and 223.215 shares indirectly via the ESOP. There are no derivative positions, amendments, or transfers disclosed. The form is signed by an attorney-in-fact, indicating the filing was prepared and submitted on the reporting person's behalf.

TL;DR: Disclosure is procedural and non-material to company valuation; confirms officer/director ownership and use of restricted equity and ESOP.

This initial statement clarifies insider alignment with equity compensation programs: restricted stock under the 2017 plan and ESOP participation. Holdings are explicitly itemized and no additional securities or derivative instruments are reported. From a governance perspective, the filing meets Section 16 transparency requirements but does not signal a material change in control or significant insider accumulation or disposition.

SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Plautz David J.

(Last) (First) (Middle)
777 E. WISCONSIN AVE.

(Street)
MILWAUKEE WI 53202

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
07/24/2025
3. Issuer Name and Ticker or Trading Symbol
SENSIENT TECHNOLOGIES CORP [ SXT ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
VP and Treasurer
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 849(1) D
Common Stock 223.215 I ESOP(2)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Includes shares of restricted stock held under Issuer's 2017 Stock Plan, as amended and restated.
2. Represents shares held in Issuer's ESOP as of the end of the month immediately preceding this filing.
/s/ John J. Manning, Attorney-in-Fact for Mr. Plautz 08/20/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did David J. Plautz report on Form 3 for SXT?

He reported direct beneficial ownership of 849 common shares (including restricted stock) and indirect ownership of 223.215 shares held in the ESOP.

What roles does the reporting person hold at Sensient Technologies (SXT)?

He is a Vice President, Treasurer and a director of Sensient Technologies Corporation.

When is the event date and who signed the Form 3 for SXT?

The event date is 07/24/2025 and the form was signed by an attorney-in-fact, John J. Manning, on 08/20/2025.

Does the Form 3 report any derivative securities for SXT?

No. Table II lists no derivative securities; only non-derivative common stock holdings are reported.

Do the reported shares include restricted stock or ESOP holdings?

Yes. The 849 direct shares include restricted stock under the 2017 Stock Plan; 223.215 shares represent ESOP holdings as of the end of the prior month.
Sensient Tech

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4.01B
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United States
MILWAUKEE