STOCK TITAN

Stock Yards Bancorp (SYBT) director updates share and derivative holdings

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Stock Yards Bancorp, Inc. director reports equity grant and holdings update. On 01/02/2026, the reporting director acquired 828 shares of common stock, reported as an acquisition and described as a restricted stock unit grant with one year vesting. After this transaction, the director beneficially owns 83,768 shares of common stock directly and 8,699 shares indirectly through the Trust Director Deferred Comp Plan, which includes shares acquired through automatic dividend reinvestment. The director also holds a stock appreciation right covering 1,000 shares of common stock with a conversion or exercise price of $38.85, exercisable from 08/28/2019 and expiring on 08/28/2028.

Positive

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Schutte John

(Last) (First) (Middle)
PO BOX 32890

(Street)
LOUISVILLE KY 40232-2890

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Stock Yards Bancorp, Inc. [ SYBT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
01/02/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 01/02/2026 A 828 A (2) 83,768 D
Common Stock 8,699(1) I Trust Director Deferred Comp Plan
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Appreciation Right $38.85 08/28/2019 08/28/2028 Common Stock 1,000 1,000 D
Explanation of Responses:
1. Includes shares acquired through automatic dividend reinvestment.
2. Restricted stock unit grant with one year vesting.
/s/ Vycki Seigle, by Power of Attorney 01/06/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Stock Yards Bancorp (SYBT) report for 01/02/2026?

On 01/02/2026, a director of Stock Yards Bancorp, Inc. acquired 828 shares of common stock, reported as an acquisition tied to a restricted stock unit grant with one year vesting.

How many Stock Yards Bancorp (SYBT) shares does the director own after this transaction?

Following the reported transaction, the director beneficially owns 83,768 shares of common stock directly and 8,699 shares indirectly through the Trust Director Deferred Comp Plan.

What is the nature of the indirect ownership reported for SYBT?

The indirect ownership consists of 8,699 shares of common stock held through a Trust Director Deferred Comp Plan, and this total includes shares acquired through automatic dividend reinvestment.

What derivative security does the Stock Yards Bancorp director hold?

The director holds a stock appreciation right with a conversion or exercise price of $38.85, covering 1,000 shares of common stock, exercisable from 08/28/2019 until its expiration on 08/28/2028.

Is the reported Stock Yards Bancorp (SYBT) transaction a restricted stock unit grant?

Yes. The filing states that the 828-share acquisition is a restricted stock unit grant with a one year vesting period.

Does the Stock Yards Bancorp director’s Form 4 involve a 10b5-1 trading plan?

The form provides a checkbox to indicate if a transaction was made under a Rule 10b5-1(c) trading plan, but the excerpt does not show this box as checked for the reported transaction.

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1.96B
27.26M
8.07%
64.84%
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LOUISVILLE