Welcome to our dedicated page for Stock Yds Bancorp SEC filings (Ticker: SYBT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Stock Yards Bancorp, Inc. filings document the regulatory record of a Kentucky bank holding company whose principal subsidiary is Stock Yards Bank & Trust Company. Its 8-K reports commonly disclose operating results, earnings releases, financial condition updates, material events, officer appointments, director changes, and shareholder voting results.
Proxy materials cover board elections, executive compensation, equity award information, auditor ratification, governance practices, and annual meeting proposals. The filing record also documents capital-structure matters involving the company's common stock, governance changes connected with completed acquisition activity, and formal disclosures related to its commercial banking and Wealth Management & Trust operations.
Stock Yards Bancorp, Inc. executive vice president William J. Otten filed an initial statement of beneficial ownership of securities. He reports holding 2,148 shares of common stock directly and 882 shares indirectly through "KSOP-William J. Otten," reflecting his reported equity position in the company as of the filing.
Stock Yards Bancorp Inc ownership update: The Vanguard Group reports beneficial ownership of 0 shares, representing 0% of the class. The filing states that on January 12, 2026 Vanguard underwent an internal realignment that resulted in certain subsidiaries reporting beneficial ownership separately.
The filing clarifies that those subsidiaries pursue the same investment strategies previously used and that Vanguard "no longer has, or is deemed to have, beneficial ownership" over securities held by those subsidiaries. The disclosure is signed by Ashley Grim, Head of Global Fund Administration, dated 03/27/2026.
Stock Yards Bancorp, Inc. is registering 1,553,704 shares of its common stock to be issued as merger consideration in connection with its proposed acquisition of Field & Main Bancorp, Inc.
Under the merger agreement dated January 27, 2026, each Field & Main Bancorp share will be converted into 0.6550 shares of Stock Yards Bancorp common stock. Based on Stock Yards Bancorp’s closing price of $62.98 on March 19, 2026, the implied per-share value was approximately $41.25.
The transaction requires Field & Main shareholder approval at a special meeting on April 29, 2026, receipt of requisite regulatory approvals, the effectiveness of the registration statement, and other customary closing conditions. The Field & Main board unanimously recommends approval.
Stock Yards Bancorp director Paul J. Bickel III received a grant of 62 shares of Common Stock valued at $64.46 per share. The award was credited to a Trust Directors' Deferred Comp Plan, increasing that indirect holding to 16,408 shares.
In addition, he now holds 11,328 Common Stock shares directly, plus indirect stakes of 9,175 shares in an irrevocable trust and 580 shares in a GST exempt trust. He also holds a Stock Appreciation Right over 1,000 underlying shares of Common Stock with a $38.30 exercise price expiring on January 16, 2028. The Form 4 reflects compensation-related awards and updated holdings rather than open-market buying or selling.
Schutte John reported acquisition or exercise transactions in this Form 4 filing.
Stock Yards Bancorp director John Schutte received a grant of 74 shares of Common Stock on March 23, 2026 under a Trust Director Deferred Compensation Plan at $64.46 per share. After this award, he indirectly holds 8,964 Common shares and directly holds 83,768 shares, plus a stock appreciation right over 1,000 shares exercisable at $38.85 until August 28, 2028.
Stock Yards Bancorp director Edwin S. Saunier received a compensation-related grant of 55 shares of Common Stock at $64.46 per share. The shares were credited to an indirect trust account under a director deferred compensation plan, bringing that indirect position to 5,838 shares.
Saunier also holds 6,217 shares of Common Stock directly and a stock appreciation right over 1,000 underlying shares at a $47.17 exercise price, expiring July 20, 2031. These entries reflect updated holdings and a routine equity award rather than open-market buying or selling.
Stock Yards Bancorp director David L. Hardy reported an acquisition of 62 shares of Common Stock on March 23, 2026 as a grant/award through a Trust Directors Deferred Compensation Plan, bringing this indirect holding to 566 shares. He also holds 2,838 shares of Common Stock directly and a stock appreciation right tied to 1,000 underlying shares of Common Stock with a $67.85 exercise price expiring on October 21, 2035.
Priebe Stephen M reported acquisition or exercise transactions in this Form 4 filing.
Stock Yards Bancorp director Stephen M. Priebe received an award of 164 shares of Common Stock on March 23, 2026 under a directors' deferred compensation plan, increasing his indirect holdings in that trust to 34,203 shares. He also reports separate direct ownership of 4,971 Common Stock shares.
Stock Yards Bancorp Executive Vice President Thomas C. Stinnett received a grant of 1,525 shares of Common Stock at $64.46 per share as a compensation award. To cover tax obligations, 655 shares were withheld, leaving him with 64,957 shares held directly. He also has indirect ownership of 497 shares held by his spouse and 13,928 shares in a KSOP account, and retains multiple stock appreciation rights tied to Common Stock with exercise prices between $25.76 and $75.21 expiring from 2026 through 2036.