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Synaptics (NASDAQ: SYNA) executive lines up $401K share sale

(Neutral)
(Neutral)
Form Type
144

Rhea-AI Filing Summary

SYNAPTICS Inc (SYNA) officer Vikram Gupta filed a notice under Rule 144 to sell 4,277 shares of common stock through Morgan Stanley Smith Barney LLC, with an aggregate market value of $400,669.36 as of 08/25/2026 on Nasdaq. The shares relate to 1,546 Restricted Stock Units and 2,731 Performance Stock Units dated 08/17/2026. Disclosed 10b5-1 plan sales in the prior three months include 4,277 shares for $443,340.99 on 08/18/2026 and smaller sales on 07/27/2026, 07/20/2026, and 05/26/2026.

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Shares planned to be sold 4,277 shares Common stock planned sale under Rule 144 through Morgan Stanley Smith Barney LLC
Aggregate market value of planned sale $400,669.36 Value of 4,277 SYNAPTICS Inc common shares as of 08/25/2026 on Nasdaq
Restricted Stock Units underlying sale 1,546 units Restricted Stock Units dated 08/17/2026 listed as securities to be sold
Performance Stock Units underlying sale 2,731 units Performance Stock Units dated 08/17/2026 listed as securities to be sold
10b5-1 sale on 08/18/2026 4,277 shares for $443,340.99 Common stock sold as a 10b5-1 sale for Vikram Gupta
10b5-1 sale on 07/27/2026 360 shares for $41,112.00 Common stock sold as a 10b5-1 sale for Vikram Gupta
10b5-1 sale on 07/20/2026 360 shares for $41,320.69 Common stock sold as a 10b5-1 sale for Vikram Gupta
10b5-1 sale on 05/26/2026 692 shares for $102,070.00 Common stock sold as a 10b5-1 sale for Vikram Gupta
Rule 144 regulatory
"See the definition of "person" in paragraph (a) of Rule 144."
Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.
Restricted Stock Units financial
"Common | 08/17/2026 | Restricted Stock Units | Issuer"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Performance Stock Units financial
"Common | 08/17/2026 | Performance Stock Units | Issuer"
Performance stock units are a type of company award that grants employees shares of stock only if certain performance goals are met. They motivate employees to work toward specific company achievements, aligning their interests with those of shareholders. For investors, they can influence a company's future stock supply and reflect management’s confidence in reaching key targets.
10b5-1 regulatory
"10b5-1 Sales for VIKRAM GUPTA 1109 McKay Drive San Jose CA 95131"
A 10b5-1 plan is a pre-set schedule that lets company insiders buy or sell shares according to written instructions made when they do not possess material, nonpublic information. Think of it as a timed automatic payment for stock trades: it helps insiders avoid accusations of trading on secret information and gives outside investors a clearer signal about whether sales are routine or potentially informative about the company’s prospects.

FAQ

What does the Form 144 filing disclose for SYNAPTICS Inc (SYNA)?

It discloses that officer Vikram Gupta intends to sell 4,277 shares of SYNAPTICS Inc common stock under Rule 144 through Morgan Stanley Smith Barney LLC, with an aggregate market value of $400,669.36 as of 08/25/2026 on Nasdaq.

How many SYNAPTICS (SYNA) shares is Vikram Gupta planning to sell?

Vikram Gupta plans to sell 4,277 shares of SYNAPTICS Inc common stock. The filing lists an aggregate market value of $400,669.36 for these shares as of 08/25/2026 on Nasdaq.

What equity awards underlie the planned SYNAPTICS (SYNA) share sale?

The planned sale relates to equity awards dated 08/17/2026, including 1,546 Restricted Stock Units and 2,731 Performance Stock Units of SYNAPTICS Inc common stock, as listed in the securities-to-be-sold section.

Were there recent 10b5-1 sales by Vikram Gupta in SYNA stock?

Yes. Disclosed 10b5-1 sales include 4,277 shares for $443,340.99 on 08/18/2026, 360 shares for $41,112.00 on 07/27/2026, 360 shares for $41,320.69 on 07/20/2026, and 692 shares for $102,070.00 on 05/26/2026.

Who is the broker involved in the planned SYNAPTICS (SYNA) share sale?

The broker listed for the planned sale is Morgan Stanley Smith Barney LLC Executive Financial Services, located at 1 New York Plaza, New York. The planned transaction covers 4,277 shares of SYNAPTICS Inc common stock on Nasdaq.

Is the SYNAPTICS (SYNA) Form 144 sale under a 10b5-1 trading plan?

The filing labels prior transactions as "10b5-1 Sales for VIKRAM GUPTA", indicating the use of a Rule 10b5-1 trading plan for those sales. The current notice lists planned sales and the related equity awards in connection with Rule 144.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates

144: Filer Information

144: Issuer Information

144: Securities Information



Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold


* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.



Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

144: Remarks and Signature