STOCK TITAN

Synaptics (NASDAQ: SYNA) trims Gupta holdings after error

(Neutral)
(Neutral)
Form Type
4/A

Rhea-AI Filing Summary

SYNAPTICS Inc (SYNA) reports an amended ownership statement for officer Vikram Gupta. The amendment corrects the amount of securities beneficially owned to 98,431 shares of Common Stock, removing 5,665 performance stock units that had been inadvertently included and were not earned because the applicable performance goals were not achieved.

Positive

  • None.

Negative

  • None.
Insider Gupta Vikram
Role See Remarks
Type Security Shares Price Value
holding Common Stock F1 -- -- --
Holdings After Transaction: Common Stock — 98,431 shares (Direct)
Footnotes (1)
  1. F1. This amendment corrects the Amount of Securities Beneficially Owned as shown on the Form 4 filed by the reporting person on August 19, 2025 and subsequent filings to remove 5,665 performance stock units that were inadvertently included due to an administrative error. The performance stock units were not earned because the applicable performance goals were not achieved.
Shares beneficially owned after correction 98,431 shares of Common Stock Amount of securities beneficially owned by Vikram Gupta following the amendment
Performance stock units removed 5,665 performance stock units Units inadvertently included in prior filings and removed because performance goals were not achieved
Holding entries in this amendment 1 holding entry Number of non-transactional holding records summarized in the Form 4/A data
performance stock units financial
"remove 5,665 performance stock units that were inadvertently included"
Performance stock units are a type of company award that grants employees shares of stock only if certain performance goals are met. They motivate employees to work toward specific company achievements, aligning their interests with those of shareholders. For investors, they can influence a company's future stock supply and reflect management’s confidence in reaching key targets.
beneficially owned financial
"corrects the Amount of Securities Beneficially Owned as shown"
Beneficially owned describes securities or assets where a person has the economic rights and control—such as the right to receive dividends and to direct voting—even if legal title is held in another name. Think of it like having the keys and using a car that’s registered to someone else: you get the benefits and make decisions. Investors care because beneficial ownership reveals who truly controls value and voting power, affecting corporate decisions and takeover dynamics.
administrative error financial
"were inadvertently included due to an administrative error"

FAQ

What did Synaptics (SYNA) correct in Vikram Gupta’s Form 4/A filing?

Synaptics corrected Vikram Gupta’s reported ownership to reflect only 98,431 shares of Common Stock, removing 5,665 performance stock units. Those units were previously included due to an administrative error and were not earned because required performance goals were not achieved.

How many Synaptics (SYNA) shares does Vikram Gupta now report as beneficially owned?

Vikram Gupta now reports 98,431 shares of Common Stock as beneficially owned. This figure reflects the removal of 5,665 performance stock units that were mistakenly counted and not earned because specified performance conditions were not met.

What happened to the 5,665 performance stock units in the Synaptics (SYNA) Form 4/A?

The filing states that 5,665 performance stock units were removed from Vikram Gupta’s reported holdings. These units were not earned since the applicable performance goals were not achieved and had been included previously due to an administrative error.

Does the Synaptics (SYNA) Form 4/A report any new stock purchases or sales by Vikram Gupta?

The amendment does not report new purchases or sales of Synaptics stock by Vikram Gupta. It instead corrects the reported amount of securities beneficially owned by excluding 5,665 unearned performance stock units that had been mistakenly included earlier.

Why did Synaptics (SYNA) file an amended Form 4/A for Vikram Gupta?

The amended Form 4/A was filed to correct an administrative error in prior reports. Earlier filings had included 5,665 performance stock units that were not earned, and the amendment updates Vikram Gupta’s beneficial ownership to 98,431 shares of Common Stock.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Gupta Vikram

(Last)(First)(Middle)
1109 MCKAY DRIVE

(Street)
SAN JOSE CALIFORNIA 95131

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
SYNAPTICS Inc [ SYNA ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
See Remarks
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/17/2025
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)
08/19/2025
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock98,431(1)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. This amendment corrects the Amount of Securities Beneficially Owned as shown on the Form 4 filed by the reporting person on August 19, 2025 and subsequent filings to remove 5,665 performance stock units that were inadvertently included due to an administrative error. The performance stock units were not earned because the applicable performance goals were not achieved.
Remarks:
The reporting person is Senior Vice President & General Manager, Edge Compute & Connectivity Division, and Chief Product Officer.
/s/ Pamela Fields, as attorney-in-fact08/19/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)