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SYNA Form 4: Ken Rizvi Receives 27,214 RSUs and 48,060 PSUs; 12,935 Shares Withheld

Filing Impact
(Very High)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Ken Rizvi, identified as Senior Vice President and Chief Financial Officer of Synaptics Inc (SYNA), reported transactions dated 08/17/2025. He was granted 27,214 restricted stock units that vest over three years beginning August 17, 2026, and 48,060 earned performance stock units. The filing also shows 12,935 shares disposed of at $66.80 per share, representing shares withheld by the issuer to satisfy tax withholding on the settlement of restricted and performance units. Following the reported transactions, the filing shows beneficial ownership figures noted as 97,855, 145,915, and 132,980 shares on the respective lines. The form was signed by Pamela Fields as attorney-in-fact on behalf of the reporting person.

Positive

  • Receipt of time-based restricted stock units (27,214) for the CFO, with a clear vesting schedule through August 17, 2028
  • Receipt of earned performance stock units (48,060), indicating achievement-based compensation

Negative

  • 12,935 shares withheld at $66.80 per share to satisfy tax withholding, reducing the reporting person’s immediately available share count

Insights

TL;DR: These are routine compensation-related equity grants and tax-withholding transactions for the CFO, with limited immediate market impact.

The filing documents time-based restricted stock units (27,214) and earned performance stock units (48,060) granted on 08/17/2025, plus 12,935 shares withheld to satisfy tax obligations at $66.80 per share. The vesting schedule for the restricted units is explicitly stated: one-third vests at the first anniversary, then one-twelfth quarterly until fully vested on August 17, 2028. This pattern is typical of executive compensation and aligns incentives over multiple years; it does not represent open-market sales except for withholding to cover taxes.

TL;DR: The report reflects standard executive award mechanics and tax withholding; disclosure appears complete for a Form 4.

The Form 4 discloses the nature and quantities of awards and the explicit vesting schedule for the restricted stock units. The use of issuer withholding (12,935 shares at $66.80) to satisfy tax obligations is disclosed rather than an open-market sale, which is a common administrative practice. The filing identifies the reporting person’s role and includes an attorney-in-fact signature, meeting Form 4 procedural requirements.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Rizvi Ken

(Last) (First) (Middle)
1109 MCKAY DRIVE

(Street)
SAN JOSE CA 95131

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
SYNAPTICS Inc [ SYNA ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
See Remarks
3. Date of Earliest Transaction (Month/Day/Year)
08/17/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 08/17/2025 A 27,214(1) A $0 97,855 D
Common Stock 08/17/2025 A 48,060(2) A $0 145,915 D
Common Stock 08/17/2025 F 12,935(3) D $66.8 132,980 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. One-third of the total number of restricted stock units shall vest on the first anniversary date following the vesting commencement date of August 17, 2025, and one-twelfth of the total number of restricted stock units shall vest each quarter thereafter until fully vested on August 17, 2028.
2. Reflects earned performance stock units.
3. Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the settlement of restricted stock units and performance stock units.
Remarks:
The reporting person is Senior Vice President and Chief Financial Officer.
/s/ Pamela Fields, as attorney-in-fact 08/19/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What transactions did Ken Rizvi report on Form 4 for SYNA?

The Form 4 reports grants of 27,214 restricted stock units, 48,060 performance stock units, and 12,935 shares withheld at $66.80 to cover tax obligations, all dated 08/17/2025.

How do the restricted stock units vest for Ken Rizvi?

One-third of the restricted stock units vest on the first anniversary of the August 17, 2025 commencement date; thereafter one-twelfth vests each quarter until fully vested on August 17, 2028.

Do the reported transactions represent open-market sales?

The only disposition reported is 12,935 shares withheld by the issuer to satisfy tax withholding at $66.80; this is an administrative withholding, not an open-market sale disclosed in the form.

What beneficial ownership totals are shown after the transactions?

The Form 4 lines show beneficial ownership figures of 97,855, 145,915, and 132,980 shares on the respective reporting lines following the transactions.

Who signed the Form 4 on behalf of the reporting person?

The Form 4 is signed by /s/ Pamela Fields, as attorney-in-fact on 08/19/2025.
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