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Synaptics (SYNA) executive sells shares under preset 10b5-1 trading plan

Filing Impact
(Moderate)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Synaptics Inc executive Vikram Gupta reported selling 350 and 10 shares of common stock on July 20, 2026 at $114.76 and $115.54 per share, respectively, in open-market transactions pursuant to a Rule 10b5-1 trading plan dated September 12, 2025. On July 17, 2026, 1,488 shares were withheld to satisfy tax obligations associated with the settlement of restricted stock units.

Positive

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Negative

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Insider Gupta Vikram
Role See Remarks
Sold 360 shs ($41K)
Type Security Shares Price Value
Sale Common Stock F2, F3 350 $114.76 $40K
Sale Common Stock F2 10 $115.54 $1K
Tax Withholding Common Stock F1 1,488 $114.05 $170K
Holdings After Transaction: Common Stock — 81,586 shares (Direct)
Footnotes (3)
  1. F1. Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the settlement of restricted stock units.
  2. F2. The shares were sold pursuant to 10b5-1 Trading Plan dated September 12, 2025.
  3. F3. The reported price is a weighted average. These shares were sold in multiple transactions at prices ranging from $114.42 to $115.36, inclusive. The reporting person undertakes to provide to Synaptics Incorporated (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Common shares sold 350 shares Sale on 2026-07-20 at $114.7600 per share, open-market transaction
Additional shares sold 10 shares Sale on 2026-07-20 at $115.5400 per share, open-market transaction
Tax withholding shares 1,488 shares Withheld on 2026-07-17 at $114.0500 per share to cover RSU tax obligations
Weighted average sale range $114.42–$115.36 Price range for multiple transactions included in the 350-share weighted average sale
Net common shares sold 360 shares Net buy/sell direction across reported sales in the transaction summary
Rule 10b5-1 Trading Plan regulatory
"The shares were sold pursuant to 10b5-1 Trading Plan dated September 12, 2025."
A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.
weighted average financial
"The reported price is a weighted average. These shares were sold in multiple transactions"
A weighted average is a way of calculating an overall number when some items matter more than others by giving each item a different level of importance, or weight. Investors use weighted averages to combine figures like prices, returns or earnings so the result reflects the size or significance of each part — like grading a class where a final exam counts more than a quiz, producing a score that better represents true performance.
restricted stock units financial
"tax withholding obligations associated with the settlement of restricted stock units"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
tax withholding obligations financial
"withheld by the Issuer to satisfy certain tax withholding obligations associated"

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 4 Insider Transactions: What Each Field Means →

FAQ

What insider stock sales did Synaptics (SYNA) report for Vikram Gupta?
Vikram Gupta reported two sales totaling 360 shares of Synaptics common stock on July 20, 2026. The shares were sold in open-market transactions at $114.76 and $115.54 per share under a pre-established Rule 10b5-1 trading plan.

What is the Rule 10b5-1 trading plan mentioned in the Synaptics (SYNA) Form 4?
The filing states Gupta’s July 20, 2026 sales were made under a Rule 10b5-1 Trading Plan dated September 12, 2025. Such plans pre-schedule trades, allowing insiders to sell shares according to predetermined instructions, helping separate trading decisions from later nonpublic information.

How many Synaptics (SYNA) shares were withheld for taxes in this Form 4?
The Form 4 reports that 1,488 shares of Synaptics common stock were withheld on July 17, 2026. These shares satisfied tax withholding obligations arising from the settlement of restricted stock units, rather than being sold in the open market.

At what prices were Vikram Gupta’s Synaptics (SYNA) shares sold?
Gupta sold 350 shares at $114.76 per share and 10 shares at $115.54 per share on July 20, 2026. A footnote explains the $114.76 price is a weighted average of multiple trades between $114.42 and $115.36.

What does the tax withholding transaction in the Synaptics (SYNA) Form 4 represent?
The July 17, 2026 transaction coded “F” reflects 1,488 shares disposed to the issuer to cover tax liabilities from restricted stock unit settlement. It indicates shares withheld for taxes, not cash sales into the open market.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Gupta Vikram
(Last)(First)(Middle)
1109 MCKAY DRIVE
(Street)
SAN JOSE CALIFORNIA 95131
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
SYNAPTICS Inc [ SYNA ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
See Remarks
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/17/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock07/17/2026F1,488(1)D$114.0581,946D
Common Stock07/20/2026S350(2)D$114.76(3)81,596D
Common Stock07/20/2026S10(2)D$115.5481,586D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the settlement of restricted stock units.
2. The shares were sold pursuant to 10b5-1 Trading Plan dated September 12, 2025.
3. The reported price is a weighted average. These shares were sold in multiple transactions at prices ranging from $114.42 to $115.36, inclusive. The reporting person undertakes to provide to Synaptics Incorporated (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Remarks:
The reporting person is Senior Vice President & General Manager, Edge Compute & Connectivity Division, and Chief Product Officer.
/s/ Pamela Fields, as attorney-in-fact07/20/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR