STOCK TITAN

Sysco EVP Phillips sells 1,017 shares in plan

Sysco’s EVP and CHRO reported option exercises and net sales of 1,017 SYY shares under Rule 10b5-1 trading plans.

(Moderate)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

SYSCO CORP (SYY) executive Ronald L. Phillips, EVP and CHRO, reported option-related transactions and sales of common stock. On September 11, 2026 he exercised options for 960 shares at an exercise price of $69.95 per share, then sold 960 shares at $83.00 per share and had 149 shares withheld to satisfy tax obligations upon vesting of restricted stock units. On September 14, 2026 he also sold 57 shares at $84.32 per share. The filing states these exercises and sales were effected pursuant to Rule 10b5-1 trading plans, and one option covering one share remains exercisable until September 10, 2033.

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Insider Phillips Ronald L
Role EVP and CHRO
Sold 1,017 shs ($84K)
Approx. gross sale proceeds $84K
Approx. exercise cost $67K
Type Security Shares Price Value
Sale Common Stock F3 57 $84.32 $5K
Exercise Stock Options (Right to buy) F1, F5, F4 960 $0.00 $0.00
Exercise Common Stock F1 960 $69.95 $67K
Sale Common Stock F1 960 $83.00 $80K
Tax Withholding Common Stock F2 149 $82.31 $12K
Holdings After Transaction: Stock Options (Right to buy) — 1 contracts (Direct); Common Stock — 49,645.664 shares (Direct)
Footnotes (5)
  1. F1. The exercises and sales were effected pursuant to a Rule 10b5-1 trading plan.
  2. F2. These shares were withheld upon the vesting of restricted stock units to pay tax withholding obligations.
  3. F3. The sale was effected pursuant to a Rule 10b5-1 trading plan.
  4. F4. One-third of the shares covered by the grant vest and are exercisable on 9/11/2024, 9/11/2025 and 9/11/2026, respectively. No options may be exercised prior to 9/11/2024. Options will expire on 9/10/2033.
  5. F5. Options granted by the Compensation and Leadership Development Committee of the Company's Board of Directors pursuant to the 2018 Omnibus Incentive Plan.
Net shares sold 1,017 shares Total shares disposed across reported sales and tax-withholding transactions in September 2026
Option shares exercised 960 shares Common stock acquired on September 11, 2026 through stock option exercise
Option exercise price $69.95 per share Exercise price for stock options converted into 960 shares of common stock
Sale price for 960 shares $83.00 per share Common stock sale on September 11, 2026 following option exercise
Sale price for 57 shares $84.32 per share Common stock sale on September 14, 2026
Tax withholding value $82.31 per share Value used for 149 shares withheld to cover tax obligations on vesting restricted stock units
Remaining option term 1 share option expiring September 10, 2033 Unexercised option position reported after the transactions
Rule 10b5-1 trading plan regulatory
"The exercises and sales were effected pursuant to a Rule 10b5-1 trading plan."
A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.
restricted stock units financial
"These shares were withheld upon the vesting of restricted stock units to pay tax withholding obligations."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Omnibus Incentive Plan financial
"Options granted by the Compensation and Leadership Development Committee of the Company's Board of Directors pursuant to the 2018 Omnibus Incentive Plan."
An omnibus incentive plan is a single, flexible program a company uses to give employees and executives different types of pay tied to performance — for example stock options, restricted shares, cash bonuses and other awards — all governed by one set of rules. It matters to investors because it determines how many new shares may be created, how leaders are motivated and how much the company will spend on compensation over time; think of it as a master toolbox that affects both costs and the total share supply.
tax withholding obligations financial
"These shares were withheld upon the vesting of restricted stock units to pay tax withholding obligations."

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did SYSCO CORP (SYY) executive Ronald L. Phillips report in this Form 4?

He reported exercising options for 960 shares of common stock and net selling 1,017 shares of Sysco common stock through market sales and tax withholding transactions on September 11 and 14, 2026, under Rule 10b5-1 trading plans.

How many SYSCO (SYY) shares did Ronald L. Phillips sell and at what prices?

He sold 960 shares of common stock on September 11, 2026 at $83.00 per share and 57 shares on September 14, 2026 at $84.32 per share, both described as sales in the open market or private transactions.

What stock options did Ronald L. Phillips exercise in SYSCO (SYY)?

He exercised stock options covering 960 shares of Sysco common stock at an exercise price of $69.95 per share on September 11, 2026. One option covering one share remains outstanding and will expire on September 10, 2033.

Were Ronald L. Phillips’ SYSCO (SYY) transactions under a Rule 10b5-1 plan?

Yes. The filing states that the exercises and sales on September 11, 2026 and the sale on September 14, 2026 were effected pursuant to Rule 10b5-1 trading plans, indicating they followed pre-arranged trading instructions.

How many SYSCO (SYY) shares were withheld for taxes in this filing?

A total of 149 shares of Sysco common stock were withheld on September 11, 2026 at a value of $82.31 per share to pay tax withholding obligations upon the vesting of restricted stock units.

What is Ronald L. Phillips’ role at SYSCO CORP (SYY) mentioned in the Form 4?

Ronald L. Phillips is identified as an officer of Sysco, serving as Executive Vice President and Chief Human Resources Officer, and is not listed as a director or ten percent owner in this report.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Phillips Ronald L

(Last)(First)(Middle)
1390 ENCLAVE PARKWAY

(Street)
HOUSTON TEXAS 77077

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
SYSCO CORP [ SYY ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
EVP and CHRO
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
09/11/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock09/11/2026M(1)960A$69.9550,811.664D
Common Stock09/11/2026S(1)960D$8349,851.664D
Common Stock09/11/2026F149(2)D$82.3149,702.664D
Common Stock09/14/2026S(3)57D$84.3249,645.664D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Options (Right to buy)$69.9509/11/2026M(1)960 (4)09/10/2033Common Stock960$0(5)1D
Explanation of Responses:
1. The exercises and sales were effected pursuant to a Rule 10b5-1 trading plan.
2. These shares were withheld upon the vesting of restricted stock units to pay tax withholding obligations.
3. The sale was effected pursuant to a Rule 10b5-1 trading plan.
4. One-third of the shares covered by the grant vest and are exercisable on 9/11/2024, 9/11/2025 and 9/11/2026, respectively. No options may be exercised prior to 9/11/2024. Options will expire on 9/10/2033.
5. Options granted by the Compensation and Leadership Development Committee of the Company's Board of Directors pursuant to the 2018 Omnibus Incentive Plan.
Remarks:
/s/Boyd Chapin, Attorney-in-Fact09/15/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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