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Form 3: TAOX Director Robert Ephron Reports No Beneficial Ownership

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Robert Ephron, identified as a director of TAO Synergies Inc. (TAOX), submitted an initial Form 3 reporting that he does not beneficially own any securities of the issuer. The filing lists his address and confirms the Form 3 is filed by one reporting person. No non-derivative or derivative holdings are reported on the form.

Positive

  • None.

Negative

  • None.

Insights

TL;DR: Routine initial Form 3 shows a director reports no beneficial ownership of company securities.

The filing is an initial disclosure from a company director and explicitly states no securities are beneficially owned by the reporting person. As presented, the document contains no transaction, ownership amount, or derivative positions to analyze. The disclosure is procedural and provides no quantitative impacts on capitalization or shareholder structure because no holdings are reported.

TL;DR: Governance disclosure confirms a director has filed required initial ownership paperwork and reports zero holdings.

The Form 3 identifies the reporting person as a director and records an initial statement of beneficial ownership with the statement that no securities are beneficially owned. The form contains standard administrative fields (name, address, single filer) and no entries in Tables I or II. There are no governance-related transactions or changes documented within this filing.

SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Ephron Robert

(Last) (First) (Middle)
C/O TAO SYNERGIES INC.
1185 AVENUE OF THE AMERICAS, 3RD FLOOR

(Street)
NEW YORK NY 10036

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
08/29/2025
3. Issuer Name and Ticker or Trading Symbol
TAO Synergies Inc. [ TAOX ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
No securities are beneficially owned.
/s/ Robert Ephron 09/24/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

Who filed the Form 3 for TAO Synergies Inc. (TAOX)?

The Form 3 was filed by Robert Ephron, who is identified on the form as a director of TAO Synergies Inc.

Does the Form 3 report any securities owned by the reporting person?

No. The filing explicitly states no securities are beneficially owned by the reporting person.

Is this an initial Form 3 filing or an amendment for TAOX?

This document is an initial Form 3 (Initial Statement of Beneficial Ownership) filed by one reporting person.

Are any derivative securities or transactions disclosed in the filing?

No. Both Table I (non-derivative) and Table II (derivative) contain no reported securities; the form states no securities are beneficially owned.

What relationship to the issuer is listed for the reporting person?

The reporting person is listed as a Director of TAO Synergies Inc.
TAO Synergies Inc

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