40,625-share Rule 144 notice for TAT Technologies (NASDAQ: TATT)

Rhea-AI Filing Summary

TAT Technologies Ltd. filed a Rule 144 notice reporting the proposed sale of 40,625 ordinary shares tied to stock appreciation rights exercised on 12/01/2023. The filing lists Oppenheimer & Co. Inc. as the broker. The shares were received no cash consideration upon exercise of SARs.

Insights

Securities Counsel

Notice under Rule 144 for SAR-derived shares; procedural disclosure.

The filing documents a Rule 144 notice for 40,625 ordinary shares that were received on 12/01/2023 upon exercise of Stock Appreciation Rights. It lists Oppenheimer & Co. Inc. as the broker.

Rule 144 notices are administrative disclosures of proposed resale by affiliates or holders. Timing, permitted sale methods, and whether volume limitations apply are not detailed in the excerpt; subsequent transaction reporting would show actual dispositions.

Key Figures

Shares to be sold: 40,625 shares SAR exercise date: 12/01/2023 Consideration: No cash consideration +1 more

4 metrics

Shares to be sold 40,625 shares Securities to be sold tied to SAR exercise

SAR exercise date 12/01/2023 Date listed for Stock Appreciation Rights exercise

Consideration No cash consideration Shares received upon exercise of SARs

Broker-dealer Oppenheimer & Co. Inc. Broker listed on the filing (address shown)

Key Terms

Stock Appreciation Rights, SAR, Rule 144

3 terms

Stock Appreciation Rights financial

"No cash consideration (Stock received upon exercise of SAR)"

Stock appreciation rights (SARs) are a form of employee compensation that give the holder the right to receive the increase in a company's stock price over a set baseline, paid in cash or shares, without having to buy the stock. For investors, SARs matter because they can create future cash outflows or share dilution and signal how a company rewards and motivates executives — similar to giving a bonus tied directly to how well the company’s stock performs.

SAR financial

"Stock Appreciation Rights | ... | 40625 | 12/01/2023 | No cash consideration (Stock received upon exercise of SAR)"

Rule 144 regulatory

"form_type: "144" in metadata and filing context"

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Ordinary Shares	Oppenheimer & Co. Inc. 85 Broad St. New York NY 10004	3125	115843.75	12983137	05/26/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Ordinary Shares	12/01/2023	Stock Appreciation Rights	TAT TECHNOLOGIES LTD.			40625	12/01/2023	No cash consideration (Stock received upon exercise of SAR)

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does TATT's Form 144 report?

It reports a proposed resale of 40,625 ordinary shares tied to SARs exercised on 12/01/2023. The filing names Oppenheimer & Co. Inc. as the broker and notes no cash consideration for the shares received.

Were the shares paid for in cash in this transaction?

No. The filing states “No cash consideration (Stock received upon exercise of SAR)”, indicating the shares were issued on exercise of Stock Appreciation Rights rather than purchased for cash.

How many shares does the notice cover and what is the relevant date?

The notice covers 40,625 ordinary shares and ties those shares to an SAR exercise date of 12/01/2023, as shown in the filing excerpt.

Which broker or dealer is listed in the Form 144?

The filing lists Oppenheimer & Co. Inc., 85 Broad St., New York, NY as the broker-dealer associated with the reported sale in the excerpt.