Charles Schwab affiliate plans 287,338-share sale (TBH)

Rhea-AI Filing Summary

Charles Schwab Corp. reports an amended Form 144/A notification showing 287,338 common shares proposed for sale on 05/28/2024 tied to Employee Compensation. The filing lists the sale as by the issuer in an equity compensation context.

Insights

Corporate Governance Analyst

Amended Form 144 lists a sizable employee-compensation resale.

The filing shows 287,338 shares associated with Employee Compensation and a proposed sale date of 05/28/2024. This indicates a reported resale by an affiliated party under compensation arrangements.

Cash‑flow treatment and buyer type are not stated; subsequent filings or transaction reports will provide closing details and actual proceeds.

Key Figures

Form type: 144/A Shares proposed for sale: 287,338 shares Proposed sale date: 05/28/2024

3 metrics

Form type 144/A Amended notice of proposed sale

Shares proposed for sale 287,338 shares Securities To Be Sold; Employee Compensation

Proposed sale date 05/28/2024 Listed in the filing under Securities To Be Sold

Key Terms

Form 144/A, Employee Compensation, Securities To Be Sold

3 terms

Form 144/A regulatory

"144/A: Securities To Be Sold"

Employee Compensation financial

"05/28/2024 | Employee Compensation | Issuer"

Securities To Be Sold regulatory

"144/A: Securities To Be Sold"

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144/A

144/A: Filer Information

Filer CIK
Filer CCC
Previous Accession Number Of The Filing
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144/A: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144/A: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Charles Schwab Corp. 3000 Schwab Way Westlake TX 76262	17166	81971.08	3008695	06/02/2026	Nasdaq

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144/A: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	05/28/2024	Employee Compensation	Issuer			287338	05/28/2024	Equity Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144/A: Securities Sold During The Past 3 Months

Nothing to Report

144/A: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does Charles Schwab's amended Form 144/A disclose (TBH)?

The amendment discloses a proposed sale of 287,338 common shares tied to Employee Compensation. The filing lists the proposed sale date as 05/28/2024 and labels the transaction as involving the issuer under equity compensation.

When is the proposed sale date in the Form 144/A for TBH?

The filing states the proposed sale date as 05/28/2024. The document is an amended notice (144/A) and records that date in the section titled "Securities To Be Sold."

How many shares are listed for sale in the amended 144/A for TBH?

The amendment lists 287,338 shares of common stock proposed for sale. The shares are associated with an equity compensation source and appear in the "Securities To Be Sold" section.

Does the amended Form 144/A state who receives the sale proceeds for TBH?

The excerpt labels the transaction source as Issuer and ties it to Employee Compensation, but it does not specify recipients of sale proceeds or transaction counterparties in the provided content.