TCBI (NASDAQ) Form 144 lists vested lots; Fidelity broker named

Rhea-AI Filing Summary

TCBI submitted a Form 144 notice regarding proposed transactions in Common Stock. The filing lists multiple lots of Restricted Stock Vesting with explicit share counts and vesting dates (examples: 2,242 shares vesting 04/20/2021; 1,107 shares vesting 04/16/2020) and records an Open Market Purchase of 2,000 shares on 06/02/2022. The broker shown is Fidelity Brokerage Services LLC.

Insights

Securities Compliance Analyst

Form 144 lists specific lots and dates for proposed sales of common stock.

The filing enumerates multiple Restricted Stock Vesting entries with per-lot share counts and vesting dates, and it names Fidelity Brokerage Services LLC as the broker. The record includes an Open Market Purchase of 2,000 shares on 06/02/2022.

Timing and aggregate proceeds are not stated in the excerpt; subsequent filings or confirmations would show whether the proposed sales were executed and the cash-flow treatment.

Key Figures

Broker listed: Fidelity Brokerage Services LLC Open Market Purchase: 2,000 shares Vesting lot example: 2,242 shares +2 more

5 metrics

Broker listed Fidelity Brokerage Services LLC Filer/broker name shown in header

Open Market Purchase 2,000 shares <date>06/02/2022</date>

Vesting lot example 2,242 shares Restricted Stock Vesting on <date>04/20/2021</date>

Vesting lot example 1,107 shares Restricted Stock Vesting on <date>04/16/2020</date>

Vesting lot example 1,670 shares Restricted Stock Vesting on <date>04/22/2026</date>

Key Terms

Restricted Stock Vesting, Open Market Purchase, Form 144

3 terms

Restricted Stock Vesting financial

"Repeated per-lot entries labeled "Restricted Stock Vesting" with dates and share counts"

Restricted stock vesting is the timetable and conditions under which shares granted to employees or insiders become fully owned and can be sold, typically requiring continued work or meeting performance goals. It matters to investors because large blocks of shares can become tradable at once, which can change share supply and price, and because vesting aligns insiders’ incentives with the company’s long‑term performance—think of it like a timed unlock that both rewards and locks in key people.

Open Market Purchase market

"Entry showing "Open Market Purchase" with 2,000 shares dated 06/02/2022"

An open market purchase is when a company buys its own shares on public stock exchanges the same way any investor would, rather than through a private deal. Investors care because these purchases reduce the number of shares available, can boost earnings per share and share price, signal that management thinks the stock is undervalued, and use company cash that might otherwise go to reinvestment or dividends — like a business quietly buying back its own tickets at the box office.

Form 144 regulatory

"Header and context showing this is a Form 144 filing notice"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	17795	1730007.08	43670939	05/18/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	05/17/2012	Restricted Stock Vesting	Issuer			475	05/17/2012	Compensation
Common	05/18/2012	Restricted Stock Vesting	Issuer			200	05/18/2012	Compensation
Common	01/26/2013	Restricted Stock Vesting	Issuer			1000	01/26/2013	Compensation
Common	05/18/2013	Restricted Stock Vesting	Issuer			200	05/18/2013	Compensation
Common	05/18/2014	Restricted Stock Vesting	Issuer			200	05/18/2014	Compensation
Common	05/18/2015	Restricted Stock Vesting	Issuer			200	05/18/2015	Compensation
Common	05/19/2016	Restricted Stock Vesting	Issuer			272	05/19/2016	Compensation
Common	05/17/2017	Restricted Stock Vesting	Issuer			341	05/17/2017	Compensation
Common	05/19/2017	Restricted Stock Vesting	Issuer			272	05/19/2017	Compensation
Common	04/18/2018	Restricted Stock Vesting	Issuer			233	04/18/2018	Compensation
Common	05/17/2018	Restricted Stock Vesting	Issuer			341	05/17/2018	Compensation
Common	05/19/2018	Restricted Stock Vesting	Issuer			272	05/19/2018	Compensation
Common	04/17/2019	Restricted Stock Vesting	Issuer			611	04/17/2019	Compensation
Common	04/18/2019	Restricted Stock Vesting	Issuer			232	04/18/2019	Compensation
Common	05/17/2019	Restricted Stock Vesting	Issuer			341	05/17/2019	Compensation
Common	04/16/2020	Restricted Stock Vesting	Issuer			1107	04/16/2020	Compensation
Common	04/18/2020	Restricted Stock Vesting	Issuer			233	04/18/2020	Compensation
Common	04/20/2021	Restricted Stock Vesting	Issuer			2242	04/20/2021	Compensation
Common	04/20/2022	Restricted Stock Vesting	Issuer			1015	04/20/2022	Compensation
Common	06/02/2022	Open Market Purchase	Issuer			2000	06/02/2022	Cash
Common	04/19/2023	Restricted Stock Vesting	Issuer			1377	04/19/2023	Compensation
Common	04/18/2024	Restricted Stock Vesting	Issuer			1631	04/18/2024	Compensation
Common	04/23/2025	Restricted Stock Vesting	Issuer			1330	04/23/2025	Compensation
Common	04/22/2026	Restricted Stock Vesting	Issuer			1670	04/22/2026	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does TCBI's Form 144 list for broker and transaction examples?

Fidelity Brokerage Services LLC2,000 shares on 06/02/2022, with per-lot share counts shown alongside vesting dates.

Which specific vested lots are shown in the Form 144 for TCBI?

The excerpt lists many vesting lots; examples include 2,242 shares vesting 04/20/2021 and 1,107 shares vesting 04/16/2020. Each lot in the filing pairs a share count with its vesting date.

Does the Form 144 excerpt state aggregate shares to be sold or proceeds?

The excerpt does not present an explicit aggregate offering amount or proceeds figure.

What transaction types appear in the TCBI Form 144 excerpt?

The filing lists primarily Restricted Stock Vesting entries (compensation-related) and records one Open Market Purchase of 2,000 shares executed on 06/02/2022.