STOCK TITAN

Texas Capital Bancshares (TCBI) risk chief adds 5,199 RSUs, adjusts shareholdings

Filing Impact
(Neutral)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Texas Capital Bancshares Chief Risk Officer David W. Oman reported multiple equity transactions in company stock. On January 27, 2026, he received 5,199 2026 restricted stock units, which vest in three equal annual installments beginning January 27, 2027. On January 29, 2026, 1,306 2025 restricted stock units were exercised into the same number of common shares at $0 per share, increasing his directly held common stock. That same day, 584 common shares were disposed of in a transaction coded "F" at $98.87 per share. Following these transactions, he directly holds 2,388 common shares, 2,613 2025 restricted stock units, and 5,199 2026 restricted stock units.

Positive

  • None.

Negative

  • None.
Insider Oman David W
Role Chief Risk Officer
Type Security Shares Price Value
Exercise 2025 Restricted Stock Units 1,306 $0.00 --
Exercise Common Stock 1,306 $0.00 --
Tax Withholding Common Stock 584 $98.87 $58K
Grant/Award 2026 Restricted Stock Units 5,199 $0.00 --
Holdings After Transaction: 2025 Restricted Stock Units — 2,613 shares (Direct); Common Stock — 2,972 shares (Direct); 2026 Restricted Stock Units — 5,199 shares (Direct)
Footnotes (1)
  1. The restricted stock units vest in three equal annual installments beginning January 28, 2026. The restricted stock units vest in three equal annual installments beginning January 27, 2027. N/A
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Oman David W

(Last) (First) (Middle)
2000 MCKINNEY AVENUE SUITE 700

(Street)
DALLAS TX 75201

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
TEXAS CAPITAL BANCSHARES INC/TX [ TCBI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Risk Officer
3. Date of Earliest Transaction (Month/Day/Year)
01/27/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 01/29/2026 M 1,306 A $0 2,972 D
Common Stock 01/29/2026 F 584 D $98.87 2,388 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
2025 Restricted Stock Units $0 01/29/2026 M 1,306 01/28/2026(1) (1) Common Stock 1,306 $0 2,613 D
2026 Restricted Stock Units $0 01/27/2026 A 5,199 01/27/2027(2) (3) Common Stock 5,199 $0 5,199 D
Explanation of Responses:
1. The restricted stock units vest in three equal annual installments beginning January 28, 2026.
2. The restricted stock units vest in three equal annual installments beginning January 27, 2027.
3. N/A
Remarks:
Mary Helen Hall, attorney-in-fact 01/30/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transactions did TCBI Chief Risk Officer David W. Oman report?

David W. Oman reported exercising 1,306 2025 restricted stock units into common shares, disposing of 584 common shares at $98.87 each, and receiving 5,199 2026 restricted stock units. These transactions changed his mix of directly held stock and unvested equity awards.

How many Texas Capital Bancshares (TCBI) shares does David W. Oman now hold directly?

After the reported transactions, David W. Oman directly holds 2,388 shares of Texas Capital Bancshares common stock. This reflects shares acquired from vesting of restricted stock units and shares disposed of in a transaction coded “F” on January 29, 2026.

What new restricted stock units did TCBI grant to its Chief Risk Officer?

Texas Capital Bancshares granted David W. Oman 5,199 2026 restricted stock units on January 27, 2026. According to the disclosure, these units vest in three equal annual installments beginning January 27, 2027, providing multi-year, equity-based compensation tied to continued service.

When do David W. Oman’s TCBI restricted stock units vest?

The 2025 restricted stock units vest in three equal annual installments beginning January 28, 2026. The 2026 restricted stock units vest in three equal annual installments beginning January 27, 2027. Each vesting date releases a portion of units into common shares over time.

What does the transaction code “F” mean in the TCBI Form 4 filing?

In the Form 4, a transaction coded “F” shows 584 TCBI common shares were disposed of at $98.87 per share. The code identifies the type of transaction in regulatory terms, distinguishing it from grants, awards, or standard open-market purchases and sales.

How many restricted stock units does the TCBI Chief Risk Officer hold after these transactions?

Following the reported activity, David W. Oman holds 2,613 2025 restricted stock units and 5,199 2026 restricted stock units. These awards are subject to multi-year vesting schedules, converting into common shares in three equal annual installments beginning in 2026 and 2027, respectively.