Texas Capital Bancshares director's trust gifts 2,646 shares

EAD Investments, Ltd., which held 35,357 shares indirectly, is owned by the director, his spouse and SPR Ventures I, Inc.; SPR Ventures I, Inc. is owned 50% by the director.

Available on EDGAR 11/05/2026 - 02:39 PM EST Accepted by SEC EDGAR 11/05/2026 - 02:35 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

Texas Capital Bancshares Inc. director Steve Rosenberg reported that the Rosenberg Family Trust made a bona fide gift transfer of 2,646 TCBI common shares on November 4, 2026. The trust's reported post-transaction position was zero shares. Separate holdings reported that day included 4,377 shares held directly and 35,357 shares held indirectly through EAD Investments, Ltd.

Insider Trade Summary

2,646 shares gifted

Gift 1 txn

Insider ROSENBERG STEVE

Role Director

Type	Security	Shares	Price	Value
Gift	Common Stock	2,646	$0.00	$0.00
Holding	Common Stock F1	--	--	--
Holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 0 shares (Indirect, Rosenberg Family Trust); Common Stock — 35,357 shares (Indirect, See footnote); Common Stock — 4,377 shares (Direct)

Footnotes (1)

1. F1. Owned by EAD Investments, Ltd., which is owned by Mr. Rosenberg (49.5%), his spouse (49.5%) and SPR Ventures I, Inc. (1%), its general partner. SPR Ventures I, Inc. is owned by Mr. Rosenberg (50%).

Key Figures

Gifted shares: 2,646 shares Transaction price per share: $0.0000 per share Rosenberg Family Trust post-transaction position: 0 shares +2 more

5 metrics

Gifted shares 2,646 shares November 4, 2026

Transaction price per share $0.0000 per share Gift transfer reported for November 4, 2026

Rosenberg Family Trust post-transaction position 0 shares November 4, 2026

Direct shares reported 4,377 shares November 4, 2026

EAD Investments shares reported indirectly 35,357 shares November 4, 2026

Key Terms

Bona fide gift

1 terms

Bona fide gift financial

"Bona fide gift transfer of 2,646 shares"

A bona fide gift is a genuine, voluntary transfer of money, property, or benefits from one party to another made without expectation of repayment, services, or hidden conditions. Investors care because such gifts can affect company disclosures, related‑party transaction rules, tax treatment, and perceived conflicts of interest; think of it like someone giving you a present with no strings attached — but on a corporate scale, auditors and regulators need to verify it really is unconditional.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many shares did the TCBI director's trust gift?

The Rosenberg Family Trust reported a bona fide gift transfer of 2,646 TCBI common shares on November 4, 2026; the reported transaction price was $0.0000 per share, and the trust's resulting position was zero shares.

Who owns the EAD Investments shares reported for TCBI?

EAD Investments, Ltd. is owned 49.5% by Steve Rosenberg, 49.5% by his spouse and 1% by SPR Ventures I, Inc., its general partner. SPR Ventures I, Inc. is owned 50% by Rosenberg.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

ROSENBERG STEVE

(Last) (First) (Middle)

2000 MCKINNEY AVE, SUITE 700

(Street)

DALLAS TEXAS 75201

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
TEXAS CAPITAL BANCSHARES INC/TX [ TCBI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
11/04/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	11/04/2026		G		2,646	D	$0	0	I	Rosenberg Family Trust
Common Stock								35,357	I	See footnote(1)
Common Stock								4,377	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Owned by EAD Investments, Ltd., which is owned by Mr. Rosenberg (49.5%), his spouse (49.5%) and SPR Ventures I, Inc. (1%), its general partner. SPR Ventures I, Inc. is owned by Mr. Rosenberg (50%).

Remarks:

	Mary Helen Hall, attorney-in-fact	11/05/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)