Texas Capital (TCBI) director gains 1,670 shares through RSU conversion

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

Texas Capital Bancshares director Steve Rosenberg reported an equity award conversion rather than an open-market trade. On April 22, 2026, he exercised 1,670 2025 Restricted Stock Units into the same number of common shares at a stated price of $0.00 per share.

Following this transaction, Rosenberg directly holds 4,377 common shares. He also has indirect holdings of 2,646 shares through the Rosenberg Family Trust and 35,357 shares owned by EAD Investments, Ltd., an entity owned by Rosenberg, his spouse and SPR Ventures I, Inc. No sales or gifts were reported in this filing.

Insider Trade Summary

1,670 shares exercised/converted

Mixed 4 txns

Insider ROSENBERG STEVE

Role null

Type	Security	Shares	Price	Value
Exercise	2025 Restricted Stock Units	1,670	$0.00	--
Exercise	Common Stock	1,670	$0.00	--
holding	Common Stock	--	--	--
holding	Common Stock	--	--	--

Holdings After Transaction: 2025 Restricted Stock Units — 0 shares (Direct, null); Common Stock — 4,377 shares (Direct, null); Common Stock — 35,357 shares (Indirect, See footnote)

Footnotes (1)

Owned by EAD Investments, Ltd., which is owned by Mr. Rosenberg (49.5%), his spouse (49.5%) and SPR Ventures I, Inc. (1%), its general partner. SPR Ventures I, Inc. is owned by Mr. Rosenberg (50%). N/A

Key Figures

RSUs converted: 1,670 units/shares Exercise price: $0.00 per share Direct common shares after: 4,377 shares +3 more

6 metrics

RSUs converted 1,670 units/shares 2025 Restricted Stock Units converted to common stock on April 22, 2026

Exercise price $0.00 per share Stated conversion price for 1,670 RSUs into common stock

Direct common shares after 4,377 shares Direct ownership following RSU conversion

Rosenberg Family Trust holdings 2,646 shares Indirect common stock ownership via Rosenberg Family Trust

EAD Investments holdings 35,357 shares Indirect common stock ownership via EAD Investments, Ltd.

Derivative positions remaining 0 units No remaining RSUs listed after 1,670-unit exercise (derivativeSummary empty)

Key Terms

Restricted Stock Units, derivative security, indirect ownership, Rosenberg Family Trust, +1 more

5 terms

Restricted Stock Units financial

"security_title": "2025 Restricted Stock Units""

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

derivative security financial

"transaction_code_description": "Exercise or conversion of derivative security""

A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.

indirect ownership financial

"ownership_type": "indirect", "ownership_code": "I""

Rosenberg Family Trust financial

"nature_of_ownership": "Rosenberg Family Trust""

EAD Investments, Ltd. financial

"Owned by EAD Investments, Ltd., which is owned by Mr. Rosenberg"

Form 4 Insider Transactions: What Each Field Means →

04/23/2026 - 04:16 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

ROSENBERG STEVE

(Last)

(First)

(Middle)

2000 MCKINNEY AVE, SUITE 700

(Street)

DALLAS

TEXAS

75201

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
TEXAS CAPITAL BANCSHARES INC/TX [ TCBI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/22/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	04/22/2026		M		1,670	A	$0	4,377	D
Common Stock								35,357	I	See footnote⁽¹⁾
Common Stock								2,646	I	Rosenberg Family Trust

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
2025 Restricted Stock Units	$0	04/22/2026		M			1,670	04/22/2026	⁽²⁾	Common Stock	1,670	$0	0	D

Explanation of Responses:

1. Owned by EAD Investments, Ltd., which is owned by Mr. Rosenberg (49.5%), his spouse (49.5%) and SPR Ventures I, Inc. (1%), its general partner. SPR Ventures I, Inc. is owned by Mr. Rosenberg (50%).

2. N/A

Remarks:

	Mary Helen Hall, attorney-in-fact	04/23/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What did Steve Rosenberg report in the latest TCBI Form 4 filing?

Steve Rosenberg reported converting 1,670 2025 Restricted Stock Units into 1,670 shares of Texas Capital Bancshares common stock. The shares were acquired at a stated price of $0.00 per share, reflecting an equity award vesting rather than an open-market purchase.

Did Steve Rosenberg buy or sell Texas Capital (TCBI) shares in this Form 4?

The Form 4 shows no open-market buys or sells by Steve Rosenberg. It reports the exercise of 1,670 restricted stock units into common shares and updates his direct and indirect holdings, without any reported sales, gifts, or tax-withholding dispositions.

How many Texas Capital Bancshares shares does Steve Rosenberg hold after this transaction?

After the transaction, Steve Rosenberg directly holds 4,377 Texas Capital Bancshares common shares. He also has indirect ownership of 2,646 shares via the Rosenberg Family Trust and 35,357 shares through EAD Investments, Ltd., as reflected in the Form 4 filing.

What are the details of Steve Rosenberg’s RSU conversion in TCBI stock?

Rosenberg exercised 1,670 2025 Restricted Stock Units into 1,670 Texas Capital Bancshares common shares on April 22, 2026. The filing lists a conversion or exercise price of $0.00 per share, which is typical for the settlement of restricted stock units into stock.

How are Steve Rosenberg’s indirect TCBI holdings structured in the Form 4?

Indirect holdings include 2,646 Texas Capital Bancshares shares held by the Rosenberg Family Trust and 35,357 shares owned by EAD Investments, Ltd. EAD Investments is owned by Rosenberg, his spouse, and SPR Ventures I, Inc., which is itself partly owned by Rosenberg.