TriCo Bancshares CIO reports initial holdings

TriCo Bancshares Chief Information Officer Jason Todd Levingston filed an initial ownership report showing his current equity position in the company.

Filing Impact

(Neutral)

Filing Sentiment

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Form Type

Rhea-AI Filing Summary

TriCo Bancshares Chief Information Officer Jason Todd Levingston filed an initial ownership report showing his current equity position in the company. The filing lists 1,049.64 common shares held indirectly through an ESOP, 2,467.29 common shares held directly, plus 6,076 performance stock units and 3,604 restricted stock units that are currently outstanding and convertible into common stock at a zero exercise price. Footnotes explain that the RSU and PSU figures represent total balances, with individual grants to be detailed when they vest.

Insider Trade Summary

4 transactions reported

Mixed 4 txns

Insider Levingston Jason Todd

Role Chief Information Officer

Type	Security	Shares	Price	Value
holding	Restricted Stock Unit	--	--	--
holding	Performance Stock Unit	--	--	--
holding	Common Stock	--	--	--
holding	Common Stock	--	--	--

Holdings After Transaction: Restricted Stock Unit — 3,604 contracts (Direct); Performance Stock Unit — 6,076 contracts (Direct); Common Stock — 2,467.29 shares (Direct); Common Stock — 1,049.64 shares (Indirect, ESOP)

Footnotes (2)

F1. Initial filing. Total RSU balance reported. Individual grants will be detailed upon vesting on their release date.
F2. Initial filing. Total PSU balance reported. Individual grants will be detailed upon vesting on their release date.

Key Figures

Indirect common shares: 1,049.64 shares Direct common shares: 2,467.29 shares Performance stock units: 6,076 units +2 more

5 metrics

Indirect common shares 1,049.64 shares Common Stock held indirectly through ESOP after reporting date

Direct common shares 2,467.29 shares Common Stock held directly after reporting date

Performance stock units 6,076 units Performance Stock Units outstanding, convertible into Common Stock

Restricted stock units 3,604 units Restricted Stock Units outstanding, convertible into Common Stock

Exercise price for units $0.0000 Conversion or exercise price for RSUs and PSUs

Key Terms

ESOP, Performance Stock Unit, Restricted Stock Unit, Form 3

4 terms

ESOP financial

"Common Stock held indirectly through an ESOP"

An Employee Stock Ownership Plan (ESOP) is a program that gives employees ownership shares in their company, often as part of their benefits package. It acts like a company-sponsored savings plan, allowing workers to have a stake in the company's success, which can boost motivation and loyalty. For investors, ESOPs can influence company decisions and stock value, making them an important aspect of corporate ownership and governance.

Performance Stock Unit financial

"security_title": "Performance Stock Unit""

A performance stock unit is a type of reward companies give to employees, usually managers, that depends on how well the company performs over time. If the company hits specific goals, the employee earns shares of stock, like earning a prize for reaching certain levels in a game. It motivates employees to work hard because their rewards are tied to the company's success.

Restricted Stock Unit financial

"security_title": "Restricted Stock Unit""

A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.

Form 3 regulatory

"Initial filing. Total RSU balance reported."

Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Form 3 filing by TCBK’s CIO report?

The Form 3 filing reports Chief Information Officer Jason Todd Levingston’s existing equity holdings, including common shares, performance stock units, and restricted stock units, establishing his baseline ownership position as a newly reportable insider of TriCo Bancshares.

How many TriCo Bancshares (TCBK) shares does the CIO hold directly and indirectly?

Jason Todd Levingston holds 2,467.29 TriCo Bancshares common shares directly and 1,049.64 common shares indirectly through an ESOP, according to the Form 3, providing a combined view of his current stock ownership stake.

What equity awards are disclosed for the TCBK CIO in this Form 3?

The Form 3 discloses 6,076 performance stock units and 3,604 restricted stock units for the CIO, each linked to TriCo Bancshares common stock and currently shown with a zero exercise price in the derivative holdings summary.

Are the RSU and PSU figures for TCBK’s CIO broken down by grant?

No, the RSU and PSU figures are reported as total balances. Footnotes state that individual grants will be detailed upon vesting on their respective release dates, so this filing provides only aggregate unit counts.

Does the TCBK CIO’s Form 3 show any recent stock purchases or sales?

The Form 3 does not show any buy or sell transactions. All entries are labeled as holdings, indicating existing ownership positions rather than new purchases, sales, or option exercises by the Chief Information Officer.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 06/02/2026 - 02:57 PM

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Levingston Jason Todd

(Last)

(First)

(Middle)

63 CONSTITUTION DRIVE

(Street)

CHICO

CALIFORNIA

95973

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
05/21/2026

3. Issuer Name and Ticker or Trading Symbol
TRICO BANCSHARES / [ TCBK ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	Chief Information Officer

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	2,467.29	D
Common Stock	1,049.64	I	ESOP

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
1. Title of Derivative Security (Instr. 4)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
Restricted Stock Unit	⁽¹⁾	⁽¹⁾	Common Stock	3,604	⁽¹⁾	D
Performance Stock Unit	⁽²⁾	⁽²⁾	Common Stock	6,076	⁽²⁾	D

Explanation of Responses:

1. Initial filing. Total RSU balance reported. Individual grants will be detailed upon vesting on their release date.

2. Initial filing. Total PSU balance reported. Individual grants will be detailed upon vesting on their release date.

Remarks:

Initial filing delayed one day due to delay in receiving SEC filing credentials.

	/s/Jason Levingston by Janine Howard, Attorney-in-Fact	06/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

Source: View Original Filing on SEC EDGAR