TRICO Bancshares CRO files initial Form 3 holdings
TRICO BANCSHARES (TCBK) Chief Risk Officer files initial ownership report.
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Form Type
3
Rhea-AI Filing Summary
TRICO BANCSHARES (TCBK) Chief Risk Officer files initial ownership report. Angela Tamara Rudd’s Form 3 shows indirect holdings of 2,690.9300 shares of common stock through an ESOP and direct holdings of 4,838.2622 common shares. She also holds 3,224 Performance Stock Units and 2,053 Restricted Stock Units, representing potential future common shares upon vesting as noted in the footnotes.
Insider Trade Summary
4 transactions reported
Mixed
4 txns
Insider
Rudd Angela Tamara
Role
Chief Risk Officer
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| holding | Restricted Stock Unit | -- | -- | -- |
| holding | Performance Stock Unit | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
Holdings After Transaction:
Restricted Stock Unit — 2,053 contracts (Direct);
Performance Stock Unit — 3,224 contracts (Direct);
Common Stock — 4,838.2622 shares (Direct);
Common Stock — 2,690.93 shares (Indirect, ESOP)
Footnotes (2)
- F1. Initial filing. Total RSU balance reported. Individual grants will be detailed upon vesting on their release dates.
- F2. Initial filing. Total PSU balance reported. Individual grants will be detailed upon vesting on their release dates.
Key Figures
Indirect common shares via ESOP: 2,690.9300 shares
Direct common shares: 4,838.2622 shares
Performance Stock Units: 3,224.0000 units
+1 more
4 metrics
Indirect common shares via ESOP
2,690.9300 shares
Beneficially owned through ESOP on initial Form 3
Direct common shares
4,838.2622 shares
Direct beneficial ownership on initial Form 3
Performance Stock Units
3,224.0000 units
Total PSU balance that may convert to common stock
Restricted Stock Units
2,053.0000 units
Total RSU balance that may convert to common stock
Key Terms
Form 3, Performance Stock Unit, Restricted Stock Unit, ESOP, +1 more
5 terms
Form 3 regulatory
"Initial filing. Total RSU balance reported."
Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.
Performance Stock Unit financial
"security_title: "Performance Stock Unit""
A performance stock unit is a type of reward companies give to employees, usually managers, that depends on how well the company performs over time. If the company hits specific goals, the employee earns shares of stock, like earning a prize for reaching certain levels in a game. It motivates employees to work hard because their rewards are tied to the company's success.
Restricted Stock Unit financial
"security_title: "Restricted Stock Unit""
A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.
ESOP financial
"nature_of_ownership: "ESOP""
An Employee Stock Ownership Plan (ESOP) is a program that gives employees ownership shares in their company, often as part of their benefits package. It acts like a company-sponsored savings plan, allowing workers to have a stake in the company's success, which can boost motivation and loyalty. For investors, ESOPs can influence company decisions and stock value, making them an important aspect of corporate ownership and governance.
beneficial ownership financial
"Initial filing. Total PSU balance reported."
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
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