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TRICO Bancshares (TCBK) HR chief reports initial PSU and RSU balances

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

TRICO Bancshares executive Kristen Denise Dominguez, the company’s Chief Human Resource Officer, has filed an initial ownership report. The Form 3 shows she holds performance stock units and restricted stock units, each tied to 1,122 shares of common stock, with a reported exercise price of $0.00 per share. Footnotes explain these figures represent her total PSU and RSU balances, and that specific grants will be detailed later when they vest and are released.

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Insider Dominguez Kristen Denise
Role Chief Human Resource Officer
Type Security Shares Price Value
holding Restricted Stock Unit -- -- --
holding Performance Stock Unit -- -- --
Holdings After Transaction: Restricted Stock Unit — 1,122 shares (Direct, null); Performance Stock Unit — 1,122 shares (Direct, null)
Footnotes (1)
  1. Initial filing. Total RSU balance reported. Individual grants will be detailed upon vesting on their release date. Initial filing. Total PSU balance reported. Individual grants will be detailed upon vesting on their release dates.
Performance stock units underlying shares 1,122 shares Underlying common stock for performance stock units in initial filing
Restricted stock units underlying shares 1,122 shares Underlying common stock for restricted stock units in initial filing
Exercise price for PSUs $0.00 per share Conversion price for performance stock units
Exercise price for RSUs $0.00 per share Conversion price for restricted stock units
Holding entries reported 2 entries Holding records in transaction summary
Unknown transaction count 2 transactions Transactions with unknown direction in summary
Performance Stock Unit financial
"security_title: "Performance Stock Unit" tied to common stock"
A performance stock unit is a type of reward companies give to employees, usually managers, that depends on how well the company performs over time. If the company hits specific goals, the employee earns shares of stock, like earning a prize for reaching certain levels in a game. It motivates employees to work hard because their rewards are tied to the company's success.
Restricted Stock Unit financial
"security_title: "Restricted Stock Unit" with underlying common stock"
A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.
initial filing regulatory
"Initial filing. Total RSU balance reported."
underlying security financial
"underlying_security_title: "Common Stock""
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SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Dominguez Kristen Denise
(Last)(First)(Middle)
63 CONSTITUTION DRIVE
(Street)
CHICO CALIFORNIA 95973
(City)(State)(Zip)
UNITED STATES
(Country)		2. Date of Event Requiring Statement (Month/Day/Year)
05/21/2026		3. Issuer Name and Ticker or Trading Symbol
TRICO BANCSHARES / [ TCBK ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Human Resource Officer
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Unit (1) (1)Common Stock1,122(1)D
Performance Stock Unit (2) (2)Common Stock1,122(2)D
Explanation of Responses:
1. Initial filing. Total RSU balance reported. Individual grants will be detailed upon vesting on their release date.
2. Initial filing. Total PSU balance reported. Individual grants will be detailed upon vesting on their release dates.
Remarks:
/s/Kristen Dominguez by Janine Howard, Attorney-in-Fact06/01/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What does the Form 3 filing by TCBK executive Kristen Denise Dominguez report?

The Form 3 reports Kristen Denise Dominguez’s initial equity holdings in TRICO Bancshares. It lists performance stock units and restricted stock units, each tied to 1,122 shares of common stock, establishing her baseline derivative ownership as Chief Human Resource Officer.

How many TRICO Bancshares (TCBK) shares are underlying Kristen Dominguez’s PSUs and RSUs?

Kristen Dominguez’s filing shows 1,122 underlying common shares for performance stock units and 1,122 underlying common shares for restricted stock units. These figures represent her total PSU and RSU balances as of the filing date, according to the footnotes.

Are there any buy or sell transactions in Kristen Dominguez’s TCBK Form 3?

The Form 3 reflects holdings only and shows no buy or sell transactions. Transaction codes are not provided, transaction direction is marked unknown, and the summary data indicates neutral net activity with only holding entries reported.

What do the footnotes in the TCBK Form 3 for Kristen Dominguez explain?

The footnotes state this is an initial filing and that the totals represent her entire RSU and PSU balances. They also clarify that individual grants will be detailed when they vest and are released, providing more granular information in future disclosures.

What is the exercise price of Kristen Dominguez’s PSUs and RSUs in TRICO Bancshares?

The derivative summary shows an exercise price of $0.00 for both performance stock units and restricted stock units. This indicates the units convert to common stock without an additional cash exercise price when vesting conditions are met, subject to plan terms.