TRICO executive reports initial PSU and RSU holdings

TRICO Bancshares executive Kristen Denise Dominguez, the company’s Chief Human Resource Officer, has filed an initial ownership report.

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)How Sentiment works

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Form Type

Rhea-AI Filing Summary

TRICO Bancshares executive Kristen Denise Dominguez, the company’s Chief Human Resource Officer, has filed an initial ownership report. The Form 3 shows she holds performance stock units and restricted stock units, each tied to 1,122 shares of common stock, with a reported exercise price of $0.00 per share. Footnotes explain these figures represent her total PSU and RSU balances, and that specific grants will be detailed later when they vest and are released.

Insider Trade Summary

2 transactions reported

Mixed 2 txns

Insider Dominguez Kristen Denise

Role Chief Human Resource Officer

Type	Security	Shares	Price	Value
holding	Restricted Stock Unit	--	--	--
holding	Performance Stock Unit	--	--	--

Holdings After Transaction: Restricted Stock Unit — 1,122 contracts (Direct); Performance Stock Unit — 1,122 contracts (Direct)

Footnotes (2)

F1. Initial filing. Total RSU balance reported. Individual grants will be detailed upon vesting on their release date.
F2. Initial filing. Total PSU balance reported. Individual grants will be detailed upon vesting on their release dates.

Key Figures

Performance stock units underlying shares: 1,122 shares Restricted stock units underlying shares: 1,122 shares Exercise price for PSUs: $0.00 per share +3 more

6 metrics

Performance stock units underlying shares 1,122 shares Underlying common stock for performance stock units in initial filing

Restricted stock units underlying shares 1,122 shares Underlying common stock for restricted stock units in initial filing

Exercise price for PSUs $0.00 per share Conversion price for performance stock units

Exercise price for RSUs $0.00 per share Conversion price for restricted stock units

Holding entries reported 2 entries Holding records in transaction summary

Unknown transaction count 2 transactions Transactions with unknown direction in summary

Key Terms

Performance Stock Unit, Restricted Stock Unit, initial filing, underlying security

4 terms

Performance Stock Unit financial

"security_title: "Performance Stock Unit" tied to common stock"

A performance stock unit is a type of reward companies give to employees, usually managers, that depends on how well the company performs over time. If the company hits specific goals, the employee earns shares of stock, like earning a prize for reaching certain levels in a game. It motivates employees to work hard because their rewards are tied to the company's success.

Restricted Stock Unit financial

"security_title: "Restricted Stock Unit" with underlying common stock"

A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.

initial filing regulatory

"Initial filing. Total RSU balance reported."

underlying security financial

"underlying_security_title: "Common Stock""

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Form 3 filing by TCBK executive Kristen Denise Dominguez report?

The Form 3 reports Kristen Denise Dominguez’s initial equity holdings in TRICO Bancshares. It lists performance stock units and restricted stock units, each tied to 1,122 shares of common stock, establishing her baseline derivative ownership as Chief Human Resource Officer.

How many TRICO Bancshares (TCBK) shares are underlying Kristen Dominguez’s PSUs and RSUs?

Kristen Dominguez’s filing shows 1,122 underlying common shares for performance stock units and 1,122 underlying common shares for restricted stock units. These figures represent her total PSU and RSU balances as of the filing date, according to the footnotes.

Are there any buy or sell transactions in Kristen Dominguez’s TCBK Form 3?

The Form 3 reflects holdings only and shows no buy or sell transactions. Transaction codes are not provided, transaction direction is marked unknown, and the summary data indicates neutral net activity with only holding entries reported.

What do the footnotes in the TCBK Form 3 for Kristen Dominguez explain?

The footnotes state this is an initial filing and that the totals represent her entire RSU and PSU balances. They also clarify that individual grants will be detailed when they vest and are released, providing more granular information in future disclosures.

What is the exercise price of Kristen Dominguez’s PSUs and RSUs in TRICO Bancshares?

The derivative summary shows an exercise price of $0.00 for both performance stock units and restricted stock units. This indicates the units convert to common stock without an additional cash exercise price when vesting conditions are met, subject to plan terms.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 06/01/2026 - 04:20 PM

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Dominguez Kristen Denise

(Last)

(First)

(Middle)

63 CONSTITUTION DRIVE

(Street)

CHICO

CALIFORNIA

95973

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
05/21/2026

3. Issuer Name and Ticker or Trading Symbol
TRICO BANCSHARES / [ TCBK ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	Chief Human Resource Officer

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
1. Title of Derivative Security (Instr. 4)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
Restricted Stock Unit	⁽¹⁾	⁽¹⁾	Common Stock	1,122	⁽¹⁾	D
Performance Stock Unit	⁽²⁾	⁽²⁾	Common Stock	1,122	⁽²⁾	D

Explanation of Responses:

1. Initial filing. Total RSU balance reported. Individual grants will be detailed upon vesting on their release date.

2. Initial filing. Total PSU balance reported. Individual grants will be detailed upon vesting on their release dates.

Remarks:

	/s/Kristen Dominguez by Janine Howard, Attorney-in-Fact	06/01/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

Source: View Original Filing on SEC EDGAR