What are Cory W. Giese’s direct and indirect TRICO Bancshares share holdings after these transactions?

After the RSU vesting, Giese holds 10,460.47 TRICO Bancshares common shares directly. The filing also lists 1,113,794 shares held indirectly in his capacity as ESOP Trustee and 44,242 shares held indirectly through his spouse, providing a view of his broader associated ownership.

TRICO director gains 2,178 shares via RSU vesting

TRICO Bancshares director Cory W. Giese reported compensation-related equity activity with no open-market trades.

Filing Impact

(Neutral)

Filing Sentiment

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Sentiment and the balance of points

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Form Type

Rhea-AI Filing Summary

TRICO Bancshares director Cory W. Giese reported compensation-related equity activity with no open-market trades. On May 22, 2026, 2,178 Restricted Stock Units vested and converted into 2,178 shares of common stock, reflecting a per-share value of $50.68, and increasing his direct common stock holdings to 10,460.47 shares.

On May 21, 2026, he also received a grant of 1,646 new Restricted Stock Units, with a per-unit value of $50.11, scheduled to vest 100% on May 21, 2027. The filing also shows indirect holdings of 1,113,794 common shares as ESOP Trustee and 44,242 shares held by his spouse.

Insider Trade Summary

2,178 shares exercised/converted

Exercise 5 txns

Insider Giese Cory W

Role Director

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Unit	2,178	$0.00	$0.00
Exercise	Common Stock	2,178	$0.00	$0.00
Grant/Award	Restricted Stock Unit	1,646	$0.00	$0.00
holding	Common Stock	--	--	--
holding	Common Stock	--	--	--

Holdings After Transaction: Restricted Stock Unit — 1,646 contracts (Direct); Common Stock — 10,460.47 shares (Direct); Common Stock — 44,242 shares (Indirect, By spouse); Common Stock — 1,113,794 shares (Indirect, ESOP Trustee)

Footnotes (2)

F1. Represents the conversion upon vesting of Restricted Stock Units, including accumulated dividends, into common stock on a one for one basis. RSUs were granted on 5/22/2025. Price per share on vesting date (5/22/2026) is $50.68.
F2. Represents a grant of Restricted Stock Unit (RSU) award. 100% of the shares vest on 5/21/27. Cash dividends on RSUs are reinvested in shares of Issuers common stock of the Issuer at fair market value on date of dividend payment. Per unit value on date of grant was $50.11 (based on the 30-day average closing price of Issuers common stock ending 5/21/26).

Key Figures

RSUs vested and converted: 2,178 shares Per-share value on vesting: $50.68 per share New RSU grant size: 1,646 units +5 more

8 metrics

RSUs vested and converted 2,178 shares Restricted Stock Units converting to common stock on May 22, 2026

Per-share value on vesting $50.68 per share Price per share on RSU vesting date May 22, 2026

New RSU grant size 1,646 units Restricted Stock Unit award granted May 21, 2026

Per-unit value at grant $50.11 per unit Based on 30-day average closing price ending May 21, 2026

Direct common shares after vesting 10,460.47 shares Direct TRICO Bancshares common stock holdings after RSU conversion

ESOP Trustee indirect holdings 1,113,794 shares Common stock held indirectly as ESOP Trustee as of May 21, 2026

Spouse indirect holdings 44,242 shares Common stock held indirectly through spouse as of May 21, 2026

New RSU vesting date May 21, 2027 100% vesting date for 1,646-unit RSU award

Key Terms

Restricted Stock Unit, ESOP Trustee, accumulated dividends, 30-day average closing price, +1 more

5 terms

Restricted Stock Unit financial

"Represents the conversion upon vesting of Restricted Stock Units, including accumulated dividends, into common stock on a one for one basis."

A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.

ESOP Trustee financial

"Common Stock holding entry lists 1,113,794.0000 shares with nature of ownership "ESOP Trustee"."

accumulated dividends financial

"Represents the conversion upon vesting of Restricted Stock Units, including accumulated dividends, into common stock on a one for one basis."

30-day average closing price financial

"Per unit value on date of grant was $50.11 (based on the 30-day average closing price of Issuers common stock ending 5/21/26)."

grant, award, or other acquisition financial

"Transaction code A is described as "Grant, award, or other acquisition" for the RSU entry."

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transactions did Cory W. Giese report for TRICO Bancshares (TCBK)?

Cory W. Giese reported the vesting of 2,178 Restricted Stock Units into common shares and a new grant of 1,646 RSUs. These are compensation-related equity awards, not open-market purchases or sales, and reflect typical director compensation at TRICO Bancshares.

How many TRICO Bancshares shares did Cory W. Giese acquire through RSU vesting?

Giese acquired 2,178 TRICO Bancshares common shares when his Restricted Stock Units vested on May 22, 2026. The RSUs converted one-for-one into common stock, including accumulated dividends, at a vesting-date share value disclosed as $50.68 per share in the filing footnotes.

What new Restricted Stock Unit grant did Cory W. Giese receive from TRICO Bancshares (TCBK)?

Giese received a grant of 1,646 new Restricted Stock Units on May 21, 2026. These RSUs vest 100% on May 21, 2027, and carry an initial per-unit value of $50.11, based on the 30-day average closing price of TRICO Bancshares common stock ending May 21, 2026.

Did Cory W. Giese make any open-market trades in TRICO Bancshares stock in this Form 4?

The Form 4 shows no open-market purchases or sales by Giese. All reported activity involves RSU vesting and a new RSU grant, which are compensation-related events rather than discretionary market trades, and therefore carry weaker signaling value about his short-term outlook on the stock.

At what prices were Cory W. Giese’s TRICO Bancshares RSU transactions valued?

The vested 2,178 RSUs were valued at $50.68 per share on the May 22, 2026 vesting date. The new 1,646 RSU grant had a per-unit value of $50.11, calculated from the 30-day average closing price of TRICO Bancshares common stock ending May 21, 2026.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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Accepted by SEC EDGAR 05/26/2026 - 02:26 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Giese Cory W

(Last)

(First)

(Middle)

63 CONSTITUTION DRIVE

(Street)

CHICO

CALIFORNIA

95973

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
TRICO BANCSHARES / [ TCBK ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/21/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	05/22/2026		M		2,178	A	⁽¹⁾	10,460.47	D
Common Stock								44,242	I	By spouse
Common Stock								1,113,794	I	ESOP Trustee

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Restricted Stock Unit	⁽¹⁾	05/22/2026		M			2,178	⁽¹⁾	⁽¹⁾	Common Stock	2,178	$0	0	D
Restricted Stock Unit	⁽²⁾	05/21/2026		A		1,646		⁽²⁾	⁽²⁾	Common Stock	1,646	⁽²⁾	1,646	D

Explanation of Responses:

1. Represents the conversion upon vesting of Restricted Stock Units, including accumulated dividends, into common stock on a one for one basis. RSUs were granted on 5/22/2025. Price per share on vesting date (5/22/2026) is $50.68.

2. Represents a grant of Restricted Stock Unit (RSU) award. 100% of the shares vest on 5/21/27. Cash dividends on RSUs are reinvested in shares of Issuers common stock of the Issuer at fair market value on date of dividend payment. Per unit value on date of grant was $50.11 (based on the 30-day average closing price of Issuers common stock ending 5/21/26).

Remarks:

	/s/Cory Giese by Janine Howard, Attorney-in-Fact	05/26/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR