Welcome to our dedicated page for Third Coast Bancshares SEC filings (Ticker: TCBX), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page provides access to U.S. Securities and Exchange Commission (SEC) filings for Third Coast Bancshares, Inc. (TCBX), a commercially focused, Texas-based bank holding company for Third Coast Bank. Through these filings, investors can review the company’s regulatory disclosures, financial condition, and material corporate events.
Third Coast Bancshares files periodic reports and current reports with the SEC, including Forms 10-K and 10-Q (not reproduced here) and multiple Forms 8-K. The 8-K filings in the provided information cover topics such as quarterly financial results, dividend declarations on the company’s 6.75% Series A Convertible Non-Cumulative Preferred Stock, executive retirement and related separation agreements, and material definitive agreements. For example, an 8-K dated October 22, 2025 describes an Agreement and Plan of Reorganization under which a wholly owned subsidiary of Third Coast will merge with Keystone Bancshares, Inc., followed by the integration of Keystone and Keystone Bank into Third Coast and Third Coast Bank.
Filings also document changes in listing status and exchange transfers. An 8-K filed on September 22, 2025 reports that the company provided written notice of its intention to voluntarily withdraw the principal listing of its common stock from the Nasdaq Global Select Market and transfer the listing to the New York Stock Exchange and NYSE Texas. A related Form 25 dated October 3, 2025 confirms the voluntary removal of the company’s common stock from listing and registration on Nasdaq under SEC Rule 12d2-2(c), in connection with this transfer of listing.
Additional 8-Ks and 8-K/A filings furnish press releases and investor presentations related to quarterly results, Regulation FD disclosures, and the Keystone merger transaction. These documents include financial highlights such as net income, net interest margin, loan growth, deposit composition, and asset quality measures, as well as explanatory notes regarding non-GAAP metrics.
On Stock Titan, users can view Third Coast Bancshares’ SEC filings as they are made available through EDGAR, with AI-powered summaries that explain the key points of lengthy documents such as annual reports (Form 10-K), quarterly reports (Form 10-Q), and current reports (Form 8-K). The platform also surfaces information from registration statements, including the planned Form S-4 related to the Keystone transaction, and can help users quickly identify items on corporate actions, listing changes, executive arrangements, and other material events.
Third Coast Bancshares, Inc. announced that its Board of Directors has declared a quarterly cash dividend of $16.875 per share on its 6.75% Series A Convertible Non‑Cumulative Preferred Stock. The dividend will be paid on April 15, 2026 to holders of record at the close of business on March 31, 2026.
The company is a commercially focused, Texas-based bank holding company operating through Third Coast Bank, which has 21 branches across the Austin, Dallas-Fort Worth, Greater Houston, and San Antonio markets.
Third Coast Bancshares, Inc. director Greenleaf Clint Tuxberry filed an amended Form 4 to fix an administrative error. A prior Form 4 had mistakenly shown a grant of 3,600 stock options on March 16, 2026, but this option award never occurred. The amendment removes the incorrect grant, and the filing shows no stock options or underlying common shares from this award outstanding after the correction.
Third Coast Bancshares, Inc. filed an amended Form 4 to correct an earlier administrative error for director Jeffrey A. Wilkinson. The prior filing had incorrectly reported a grant of 3,600 stock options on March 16, 2026, which the company now states did not occur. The amendment shows no stock options or underlying common shares outstanding for this award, effectively clarifying that no equity grant was made on that date.
Bobbora William reported acquisition or exercise transactions in this Form 4 filing.
Third Coast Bancshares, Inc. officer William Bobbora received a grant of 3,549 shares of restricted common stock on March 15, 2026. The award was at no cash cost to him and is compensation-related rather than an open-market purchase or sale.
The restricted stock vests in three equal annual installments beginning on the anniversary of the grant date, subject to the terms of the award. After this grant, Bobbora holds 51,855 shares of common stock directly, plus indirect holdings of 2,127 shares through an ESOP and 11,750 shares through an IRA.
Caraway Bart reported acquisition or exercise transactions in this Form 4 filing.
Third Coast Bancshares director and officer Bart Caraway received a grant of 32,136 shares of restricted common stock on March 15, 2026 at $0.00 per share as equity compensation, not an open-market purchase. These restricted shares vest in three equal annual installments beginning on the grant’s anniversary, subject to the award terms.
After the grant, Caraway directly holds 164,160 common shares, with additional indirect holdings of 2,746 shares by an IRA and 4,534 shares by an ESOP, giving a clearer view of his total equity stake.
MCWHORTER RICHARD J reported acquisition or exercise transactions in this Form 4 filing.
Third Coast Bancshares, Inc. reported that Chief Financial Officer Richard J. McWhorter received a grant of 3,180 shares of restricted common stock on 2026-03-15. The award carries a price of $0.0000 per share and is compensation-related, not an open‑market purchase.
The restricted stock vests in three equal annual installments beginning on the anniversary of the grant date, subject to the terms of the award. Following this grant, McWhorter holds 128,061 common shares directly, plus indirect holdings of 94,681 shares through a management trust, 55,538 shares via an IRA, and 5,262 shares through an ESOP.
Eber Liz reported acquisition or exercise transactions in this Form 4 filing.
Third Coast Bancshares, Inc. reported that company officer Eber Liz received a grant of 1,338 shares of restricted common stock at no cost. These shares vest in three equal annual installments beginning on the first anniversary of the grant date, subject to the award terms. After the grant, Liz directly holds 1,991 common shares.
Third Coast Bancshares, Inc. officer Christopher Seay Peacock reported an acquisition of 669 shares of restricted common stock as a grant or award. These restricted shares vest in three equal annual installments beginning on the anniversary of the grant date, subject to the award’s terms.
Following the grant, he directly holds 2,158 shares of common stock. The filing also notes an indirect holding of 1,622 shares through an ESOP, reflecting additional beneficial ownership held via the employee stock ownership plan.
Spaulding Audrey reported acquisition or exercise transactions in this Form 4 filing.
Third Coast Bancshares, Inc. reported that officer Audrey Spaulding received a grant of 1,338 shares of restricted common stock on March 15, 2026. The award carries a price of $0.00 per share and vests in three equal annual installments beginning on the anniversary of the grant date, subject to the terms of the award.
Following the grant, Spaulding directly holds 16,279 shares of common stock. She also has indirect holdings of 2,147 shares through an ESOP and 1,500 shares through an IRA, as reported in the filing.
Third Coast Bancshares director receives stock option grant. Director Jeffrey A. Wilkinson was granted options to acquire 3,600 shares of Third Coast Bancshares common stock at an exercise price of $37.91 per share. The options become exercisable on 2027-03-16 and expire on 2036-03-16, reflecting equity-based compensation rather than an open-market trade.