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BlackRock TCP Capital (TCPC) CFO adds 1,750 shares in open-market buy

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

BlackRock TCP Capital Corp. CFO Erik L. Cuellar bought 1,750 shares of common stock in an open-market purchase at a price of $3.8585 per share. After this transaction, he directly owns a total of 2,000 common shares, indicating a relatively small personal stake.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Cuellar Erik L.

(Last) (First) (Middle)
2951 28TH STREET, SUITE 1000

(Street)
SANTA MONICA CA 90405

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
BlackRock TCP Capital Corp. [ TCPC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
CFO
3. Date of Earliest Transaction (Month/Day/Year)
03/06/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 03/06/2026 P 1,750 A $3.8585 2,000 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Erik L. Cuellar 03/10/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did TCPC CFO Erik Cuellar report?

CFO Erik L. Cuellar reported buying 1,750 shares of BlackRock TCP Capital common stock. The purchase was an open-market transaction at $3.8585 per share, reflecting a modest increase in his direct equity exposure to the company.

At what price did the TCPC CFO purchase shares in this Form 4?

Erik L. Cuellar purchased the 1,750 BlackRock TCP Capital shares at $3.8585 per share. This price reflects what he paid in an open-market transaction reported in the Form 4 insider filing for the company’s common stock.

How many BlackRock TCP Capital shares does the CFO hold after this trade?

Following the reported transaction, CFO Erik L. Cuellar directly holds 2,000 shares of BlackRock TCP Capital common stock. The Form 4 filing lists this as his total direct ownership after the open-market purchase of 1,750 shares.

Is the TCPC CFO’s Form 4 transaction a purchase or sale?

The Form 4 shows a purchase by the TCPC CFO. Erik L. Cuellar executed an open-market buy of 1,750 common shares, coded as a “P” transaction, which indicates a purchase in an open-market or private transaction under SEC reporting rules.

Does the TCPC CFO hold any derivative securities in this filing?

The insider filing shows no derivative positions for the TCPC CFO. The derivativeSummary section is empty, indicating the reported activity covers only non-derivative common stock, with no options, warrants, or other derivative securities listed in this Form 4.
Blackrock Tcp Capital Corp

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