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BlackRock TCP Capital Corp. (TCPC) COO Wolfe buys 8,925 shares

Filing Impact
(Neutral)
Filing Sentiment
(Positive)
Form Type
4

Rhea-AI Filing Summary

BlackRock TCP Capital Corp. Chief Operating Officer Patrick Wolfe reported open-market purchases of 8,925 shares of Common Stock on March 13, 2026. The transactions were executed at prices of $3.6499 and $3.6450 per share.

Two purchases, for 700 and 1,375 shares, are held indirectly as custodian of UTMA accounts, and Wolfe disclaims beneficial ownership of those securities except to the extent of his pecuniary interest. A separate direct purchase of 6,850 shares brought his directly held Common Stock position to 16,085.981 shares, which includes shares acquired through the issuer’s dividend reinvestment plan.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Wolfe Patrick

(Last) (First) (Middle)
2951 28TH STREET
SUITE 1000

(Street)
SANTA MONICA CA 90405

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
BlackRock TCP Capital Corp. [ TCPC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Operating Officer
3. Date of Earliest Transaction (Month/Day/Year)
03/13/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 03/13/2026 P 700 A $3.6499 700(1) I As custodian of UTMA
Common Stock 03/13/2026 P 1,375 A $3.645 1,375(1) I As custodian of UTMA
Common Stock 03/13/2026 P 6,850 A $3.645 16,085.981(2) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The Reporting Person disclaims beneficial ownership of the reported securities, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Person is the beneficial owner of these securities.
2. Amount of securities beneficially owned includes shares acquired by the Reporting Person pursuant to the Issuer's dividend reinvestment plan.
/s/ Diana Huffman, as attorney-in-fact 03/17/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transactions did TCPC COO Patrick Wolfe report on this Form 4?

Patrick Wolfe reported buying a total of 8,925 shares of BlackRock TCP Capital Corp. Common Stock on March 13, 2026. These were open-market purchases at prices around $3.65 per share, split across three separate transactions.

At what prices did Patrick Wolfe buy BlackRock TCP Capital (TCPC) shares?

Patrick Wolfe’s reported open-market purchases were made at $3.6499 and $3.6450 per share. The Form 4 lists one 700-share trade at $3.6499 and two trades, 1,375 and 6,850 shares, at $3.6450 per share.

How many BlackRock TCP Capital (TCPC) shares does Patrick Wolfe now hold directly?

After the reported purchases, Patrick Wolfe directly holds 16,085.981 shares of BlackRock TCP Capital Corp. Common Stock. This figure includes shares he acquired through the company’s dividend reinvestment plan, as noted in the filing’s footnotes.

Are all of Patrick Wolfe’s reported TCPC share purchases held directly?

No. Two purchases, for 700 and 1,375 shares, are held indirectly with Wolfe acting as custodian of UTMA accounts. He disclaims beneficial ownership of these securities except to the extent of his pecuniary interest, according to the footnotes.

What type of transactions are reported in Patrick Wolfe’s TCPC Form 4?

All reported transactions are non-derivative open-market purchases of Common Stock, coded “P” on the Form 4. There are no derivative exercises, gifts, or tax-withholding dispositions disclosed, and the filing shows a net-buy position of 8,925 shares.
Blackrock Tcp Capital Corp

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