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[6-K] Toronto Dominion Bank Current Report (Foreign Issuer)

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
6-K
Rhea-AI Filing Summary

First Trust Portfolios L.P., First Trust Advisors L.P. and The Charger Corporation jointly filed a Schedule 13G disclosing a passive stake in Neuberger Berman Real Estate Securities Income Fund Inc. (NYSE: NRO).

  • Beneficial ownership: 2,873,769 common shares.
  • Ownership percentage: 6.06 % of the outstanding class as of 30 Jun 2025.
  • Control attributes: 0 shares with sole or shared voting power; 2,873,769 shares with shared dispositive power only.
  • Filer classifications: First Trust Portfolios L.P. – Broker/Dealer (BD); First Trust Advisors L.P. – Investment Adviser (IA); The Charger Corporation – Parent Holding Company (HC).
  • Structure: The Charger Corp. is general partner of both First Trust entities. Shares are held across unit investment trusts and other vehicles; no single trust owns >3 % of NRO.

The certification states the stake was acquired in the ordinary course of business with no intent to influence control, satisfying the passive investor criteria under Rule 13d-1(b). Filing date and signatures: 28 Jul 2025 by CFO James M. Dykas.

First Trust Portfolios L.P., First Trust Advisors L.P. e The Charger Corporation hanno presentato congiuntamente un Schedule 13G, rivelando una partecipazione passiva in Neuberger Berman Real Estate Securities Income Fund Inc. (NYSE: NRO).

  • Proprietà effettiva: 2.873.769 azioni ordinarie.
  • Percentuale di possesso: 6,06% della classe in circolazione al 30 giugno 2025.
  • Attribuzioni di controllo: 0 azioni con potere di voto esclusivo o condiviso; 2.873.769 azioni con solo potere dispositive condiviso.
  • Classificazioni del dichiarante: First Trust Portfolios L.P. – Broker/Dealer (BD); First Trust Advisors L.P. – Consulente per gli investimenti (IA); The Charger Corporation – Società madre holding (HC).
  • Struttura: The Charger Corp. è il socio accomandatario di entrambe le entità First Trust. Le azioni sono detenute attraverso unit investment trusts e altri veicoli; nessun singolo trust detiene più del 3% di NRO.

La certificazione dichiara che la partecipazione è stata acquisita nell’ordinaria attività commerciale senza intento di influenzare il controllo, soddisfacendo i criteri di investitore passivo secondo la Regola 13d-1(b). Data di deposito e firme: 28 luglio 2025, a cura del CFO James M. Dykas.

First Trust Portfolios L.P., First Trust Advisors L.P. y The Charger Corporation presentaron conjuntamente un Schedule 13G revelando una participación pasiva en Neuberger Berman Real Estate Securities Income Fund Inc. (NYSE: NRO).

  • Propiedad beneficiaria: 2,873,769 acciones comunes.
  • Porcentaje de propiedad: 6.06% de la clase en circulación al 30 de junio de 2025.
  • Atributos de control: 0 acciones con poder de voto exclusivo o compartido; 2,873,769 acciones con solo poder dispositivo compartido.
  • Clasificaciones del declarante: First Trust Portfolios L.P. – Corredor/Distribuidor (BD); First Trust Advisors L.P. – Asesor de Inversiones (IA); The Charger Corporation – Compañía Holding matriz (HC).
  • Estructura: The Charger Corp. es socio general de ambas entidades First Trust. Las acciones se mantienen a través de fideicomisos de inversión unitarios y otros vehículos; ningún fideicomiso individual posee más del 3% de NRO.

La certificación indica que la participación fue adquirida en el curso normal del negocio sin intención de influir en el control, cumpliendo con los criterios de inversor pasivo según la Regla 13d-1(b). Fecha de presentación y firmas: 28 de julio de 2025 por el CFO James M. Dykas.

First Trust Portfolios L.P., First Trust Advisors L.P. 및 The Charger CorporationNeuberger Berman Real Estate Securities Income Fund Inc. (NYSE: NRO)에 대한 수동적 지분을 공개하는 Schedule 13G를 공동 제출했습니다.

  • 실질 소유권: 2,873,769 보통주.
  • 소유 비율: 2025년 6월 30일 기준 발행 주식의 6.06%.
  • 통제 속성: 단독 또는 공동 의결권이 있는 주식 0주; 공동 처분 권한만 있는 주식 2,873,769주.
  • 신고자 분류: First Trust Portfolios L.P. – 중개인/딜러 (BD); First Trust Advisors L.P. – 투자 자문사 (IA); The Charger Corporation – 모회사 지주회사 (HC).
  • 구조: The Charger Corp.는 두 First Trust 법인의 일반 파트너입니다. 주식은 단위 투자 신탁 및 기타 수단에 분산 보유되어 있으며, 단일 신탁이 NRO의 3% 이상을 보유하지 않습니다.

인증서에는 해당 지분이 통상적인 사업 과정에서 취득되었으며, 통제에 영향을 미칠 의도가 없음을 명시하여 Rule 13d-1(b) 하의 수동 투자자 기준을 충족한다고 명시되어 있습니다. 제출일 및 서명: 2025년 7월 28일, CFO James M. Dykas.

First Trust Portfolios L.P., First Trust Advisors L.P. et The Charger Corporation ont conjointement déposé un Schedule 13G révélant une participation passive dans Neuberger Berman Real Estate Securities Income Fund Inc. (NYSE : NRO).

  • Propriété bénéficiaire : 2 873 769 actions ordinaires.
  • Pourcentage de détention : 6,06 % de la classe en circulation au 30 juin 2025.
  • Attributs de contrôle : 0 actions avec pouvoir de vote exclusif ou partagé ; 2 873 769 actions avec seul pouvoir discrétionnaire partagé.
  • Classifications du déposant : First Trust Portfolios L.P. – Courtier/Négociant (BD) ; First Trust Advisors L.P. – Conseiller en investissement (IA) ; The Charger Corporation – Société mère holding (HC).
  • Structure : The Charger Corp. est commandité général des deux entités First Trust. Les actions sont détenues via des fonds communs de placement en unités et autres véhicules ; aucun fonds unique ne détient plus de 3 % de NRO.

La certification indique que la participation a été acquise dans le cours normal des affaires sans intention d'influencer le contrôle, répondant aux critères d'investisseur passif selon la règle 13d-1(b). Date de dépôt et signatures : 28 juillet 2025 par le CFO James M. Dykas.

First Trust Portfolios L.P., First Trust Advisors L.P. und The Charger Corporation haben gemeinsam ein Schedule 13G eingereicht, das eine passive Beteiligung an Neuberger Berman Real Estate Securities Income Fund Inc. (NYSE: NRO) offenlegt.

  • Wirtschaftliches Eigentum: 2.873.769 Stammaktien.
  • Besitzanteil: 6,06 % der ausstehenden Klasse zum 30. Juni 2025.
  • Kontrollmerkmale: 0 Aktien mit alleinigem oder gemeinsamem Stimmrecht; 2.873.769 Aktien nur mit gemeinsamem Verfügungsrecht.
  • Klassifizierung des Meldenden: First Trust Portfolios L.P. – Broker/Dealer (BD); First Trust Advisors L.P. – Investmentberater (IA); The Charger Corporation – Mutterholdinggesellschaft (HC).
  • Struktur: The Charger Corp. ist Komplementär beider First Trust Gesellschaften. Die Aktien werden über Unit Investment Trusts und andere Vehikel gehalten; kein einzelner Trust besitzt mehr als 3 % von NRO.

Die Bescheinigung besagt, dass die Beteiligung im normalen Geschäftsverlauf ohne Absicht zur Einflussnahme auf die Kontrolle erworben wurde und somit die Kriterien für passive Investoren gemäß Regel 13d-1(b) erfüllt. Einreichungsdatum und Unterschriften: 28. Juli 2025 durch CFO James M. Dykas.

Positive
  • None.
Negative
  • None.

Insights

TL;DR – First Trust reveals a passive 6.06 % NRO stake; supportive signal but no governance influence.

The 13G shows three related First Trust entities collectively holding 2.87 m NRO shares. Because voting power is expressly absent, the position appears custodial on behalf of unit investment trusts and other advisory accounts, consistent with passive intent. While a 6 % stake adds meaningful institutional sponsorship and could aid liquidity, it does not alter control dynamics or strategy of the closed-end fund. Impact on valuation or distribution policy is therefore limited. Overall, the disclosure is informative for ownership maps but not a catalyst.

First Trust Portfolios L.P., First Trust Advisors L.P. e The Charger Corporation hanno presentato congiuntamente un Schedule 13G, rivelando una partecipazione passiva in Neuberger Berman Real Estate Securities Income Fund Inc. (NYSE: NRO).

  • Proprietà effettiva: 2.873.769 azioni ordinarie.
  • Percentuale di possesso: 6,06% della classe in circolazione al 30 giugno 2025.
  • Attribuzioni di controllo: 0 azioni con potere di voto esclusivo o condiviso; 2.873.769 azioni con solo potere dispositive condiviso.
  • Classificazioni del dichiarante: First Trust Portfolios L.P. – Broker/Dealer (BD); First Trust Advisors L.P. – Consulente per gli investimenti (IA); The Charger Corporation – Società madre holding (HC).
  • Struttura: The Charger Corp. è il socio accomandatario di entrambe le entità First Trust. Le azioni sono detenute attraverso unit investment trusts e altri veicoli; nessun singolo trust detiene più del 3% di NRO.

La certificazione dichiara che la partecipazione è stata acquisita nell’ordinaria attività commerciale senza intento di influenzare il controllo, soddisfacendo i criteri di investitore passivo secondo la Regola 13d-1(b). Data di deposito e firme: 28 luglio 2025, a cura del CFO James M. Dykas.

First Trust Portfolios L.P., First Trust Advisors L.P. y The Charger Corporation presentaron conjuntamente un Schedule 13G revelando una participación pasiva en Neuberger Berman Real Estate Securities Income Fund Inc. (NYSE: NRO).

  • Propiedad beneficiaria: 2,873,769 acciones comunes.
  • Porcentaje de propiedad: 6.06% de la clase en circulación al 30 de junio de 2025.
  • Atributos de control: 0 acciones con poder de voto exclusivo o compartido; 2,873,769 acciones con solo poder dispositivo compartido.
  • Clasificaciones del declarante: First Trust Portfolios L.P. – Corredor/Distribuidor (BD); First Trust Advisors L.P. – Asesor de Inversiones (IA); The Charger Corporation – Compañía Holding matriz (HC).
  • Estructura: The Charger Corp. es socio general de ambas entidades First Trust. Las acciones se mantienen a través de fideicomisos de inversión unitarios y otros vehículos; ningún fideicomiso individual posee más del 3% de NRO.

La certificación indica que la participación fue adquirida en el curso normal del negocio sin intención de influir en el control, cumpliendo con los criterios de inversor pasivo según la Regla 13d-1(b). Fecha de presentación y firmas: 28 de julio de 2025 por el CFO James M. Dykas.

First Trust Portfolios L.P., First Trust Advisors L.P. 및 The Charger CorporationNeuberger Berman Real Estate Securities Income Fund Inc. (NYSE: NRO)에 대한 수동적 지분을 공개하는 Schedule 13G를 공동 제출했습니다.

  • 실질 소유권: 2,873,769 보통주.
  • 소유 비율: 2025년 6월 30일 기준 발행 주식의 6.06%.
  • 통제 속성: 단독 또는 공동 의결권이 있는 주식 0주; 공동 처분 권한만 있는 주식 2,873,769주.
  • 신고자 분류: First Trust Portfolios L.P. – 중개인/딜러 (BD); First Trust Advisors L.P. – 투자 자문사 (IA); The Charger Corporation – 모회사 지주회사 (HC).
  • 구조: The Charger Corp.는 두 First Trust 법인의 일반 파트너입니다. 주식은 단위 투자 신탁 및 기타 수단에 분산 보유되어 있으며, 단일 신탁이 NRO의 3% 이상을 보유하지 않습니다.

인증서에는 해당 지분이 통상적인 사업 과정에서 취득되었으며, 통제에 영향을 미칠 의도가 없음을 명시하여 Rule 13d-1(b) 하의 수동 투자자 기준을 충족한다고 명시되어 있습니다. 제출일 및 서명: 2025년 7월 28일, CFO James M. Dykas.

First Trust Portfolios L.P., First Trust Advisors L.P. et The Charger Corporation ont conjointement déposé un Schedule 13G révélant une participation passive dans Neuberger Berman Real Estate Securities Income Fund Inc. (NYSE : NRO).

  • Propriété bénéficiaire : 2 873 769 actions ordinaires.
  • Pourcentage de détention : 6,06 % de la classe en circulation au 30 juin 2025.
  • Attributs de contrôle : 0 actions avec pouvoir de vote exclusif ou partagé ; 2 873 769 actions avec seul pouvoir discrétionnaire partagé.
  • Classifications du déposant : First Trust Portfolios L.P. – Courtier/Négociant (BD) ; First Trust Advisors L.P. – Conseiller en investissement (IA) ; The Charger Corporation – Société mère holding (HC).
  • Structure : The Charger Corp. est commandité général des deux entités First Trust. Les actions sont détenues via des fonds communs de placement en unités et autres véhicules ; aucun fonds unique ne détient plus de 3 % de NRO.

La certification indique que la participation a été acquise dans le cours normal des affaires sans intention d'influencer le contrôle, répondant aux critères d'investisseur passif selon la règle 13d-1(b). Date de dépôt et signatures : 28 juillet 2025 par le CFO James M. Dykas.

First Trust Portfolios L.P., First Trust Advisors L.P. und The Charger Corporation haben gemeinsam ein Schedule 13G eingereicht, das eine passive Beteiligung an Neuberger Berman Real Estate Securities Income Fund Inc. (NYSE: NRO) offenlegt.

  • Wirtschaftliches Eigentum: 2.873.769 Stammaktien.
  • Besitzanteil: 6,06 % der ausstehenden Klasse zum 30. Juni 2025.
  • Kontrollmerkmale: 0 Aktien mit alleinigem oder gemeinsamem Stimmrecht; 2.873.769 Aktien nur mit gemeinsamem Verfügungsrecht.
  • Klassifizierung des Meldenden: First Trust Portfolios L.P. – Broker/Dealer (BD); First Trust Advisors L.P. – Investmentberater (IA); The Charger Corporation – Mutterholdinggesellschaft (HC).
  • Struktur: The Charger Corp. ist Komplementär beider First Trust Gesellschaften. Die Aktien werden über Unit Investment Trusts und andere Vehikel gehalten; kein einzelner Trust besitzt mehr als 3 % von NRO.

Die Bescheinigung besagt, dass die Beteiligung im normalen Geschäftsverlauf ohne Absicht zur Einflussnahme auf die Kontrolle erworben wurde und somit die Kriterien für passive Investoren gemäß Regel 13d-1(b) erfüllt. Einreichungsdatum und Unterschriften: 28. Juli 2025 durch CFO James M. Dykas.

 

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 6-K

 

 

REPORT OF FOREIGN PRIVATE ISSUER

Pursuant to Rule 13a-16 or 15d-16 of

the Securities Exchange Act of 1934

 

 

For the month of July, 2025. Commission File Number:  001-14446

 

 

 

The Toronto-Dominion Bank

(Translation of registrant's name into English)

 

 

c/o General Counsel’s Office

P.O. Box 1, Toronto Dominion Centre,

Toronto, Ontario, M5K 1A2

(Address of principal executive offices)

 

 

 

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F:

  

Form 20-F _________ Form 40-F          √         

 

This Form 6-K is incorporated by reference into all outstanding Registration Statements of The Toronto-Dominion Bank filed with the U.S. Securities and Exchange Commission.

 

 

 

 

 

 
 

EXHIBIT INDEX

 

Exhibit   Description
     
99.1   Press Release dated July 28, 2025 - TD Bank Group Names New Board Chair

 

 

 
 

 

FORM 6-K

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

  THE TORONTO-DOMINION BANK
         
         
DATE:  July 28, 2025 By:  /s/ Sue-Anne Fox  
    Name:

Sue-Anne Fox

 
    Title:  

Associate Vice President, Legal, Treasury and Corporate Securities

 

 

 

 

 

FAQ

Who filed the Schedule 13G on NRO?

It was jointly filed by First Trust Portfolios L.P., First Trust Advisors L.P. and The Charger Corporation.

How many Neuberger Berman Real Estate Securities Income Fund shares are owned?

The filers report 2,873,769 common shares.

What percentage of NRO’s outstanding shares does this represent?

The position equals 6.06 % of the class.

Do the filers have voting power over the shares?

No. They disclose zero sole or shared voting power; only shared dispositive power.

Why was a Schedule 13G, rather than 13D, used?

Because the shares were acquired in the ordinary course, with no intent to influence control, satisfying passive investor criteria.

When was the event date and filing date?

Event date: 30 Jun 2025; Filing certified on 28 Jul 2025.
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