Toronto Domin SEC Filings

Toronto-Dominion Bank is offering $711,000 aggregate principal amount of Callable Contingent Interest Barrier Notes maturing on 30 June 2028. The Notes are linked to the least-performing of three major U.S. equity benchmarks: Nasdaq-100 (NDX), Russell 2000 (RTY) and S&P 500 (SPX). They are senior, unsecured debt obligations of TD and are subject to the bank’s credit risk.

The Notes pay a contingent coupon of ~9.70% p.a. (calculated monthly) only when, on the corresponding observation date, the closing level of each index is at least 70 % of its initial level (the Contingent Interest Barrier). TD may call the Notes in whole, at its discretion, on any monthly payment date starting with the sixth coupon date; if called, investors receive the $1,000 principal plus any earned coupon, and no further payments.

If the Notes are not called, repayment at maturity depends on index performance. Full principal is returned only when the final level of each index is at least 60 % of its initial level (Barrier Value). If any index closes below its Barrier Value, investors incur a loss equal to the percentage decline of the worst-performing index and could lose up to 100 % of their investment.

• Issue price: $1,000 per Note; underwriting discount: $7.00; net proceeds to TD: $993.00.
• Estimated value on the pricing date: $986.10 per Note, below the public offering price.
• Denominations: $1,000 and integral multiples thereof; CUSIP 89115HH42.
• No exchange listing; secondary trading may be limited and subject to differing prices.

The product offers high conditional income and 40 % downside barrier, balanced against equity market, call, credit and liquidity risks.

Wayfair Inc. (W) has filed a Form 144 giving notice of a proposed sale of 30,000 Class A shares through Fidelity Brokerage Services on or about 20 June 2025. The block is valued at approximately $1.48 million and equals just 0.03 % of the 103.66 million shares outstanding, limiting dilution risk. The shares derive from founder stock acquired in 2002 and are flagged as a gift/compensation transaction.

The filing also details insider sales during the last three months by Steven K. Conine and the Conine Family Foundation totaling 102,000 shares for an estimated $4.08 million. The planned sale continues this selling pattern, bringing cumulative announced or executed dispositions to roughly 132,000 shares (0.13 % of shares outstanding) since April 2025.

While the absolute dollar amounts are meaningful, the percentage of float is small; however, recurring founder-level sales can be interpreted by investors as a modestly negative sentiment signal. No operational or earnings data accompany the notice, and the transaction does not alter overall capital structure.

Form 4 Overview: Maravai LifeSciences Holdings, Inc. (MRVI) disclosed that director John A. DeFord acquired 89,139 shares of Class A common stock on 16 June 2025.

Transaction details: The shares were granted as restricted stock units (RSUs) under the company’s 2020 Omnibus Incentive Plan at an assigned value of $2.16 per share. These RSUs will vest in full on the earlier of (i) one year from the grant date or (ii) the date of the 2026 annual shareholder meeting.

Post-transaction ownership: Following the award, DeFord’s beneficial ownership rises to 159,185 shares, all held directly.

Implications: A director increasing his stake—albeit via equity compensation—tends to align management and shareholder interests and can be interpreted as a vote of confidence in MRVI’s long-term prospects. Because the grant stems from an incentive plan rather than an open-market purchase, any cash outlay by the insider is not indicated in the filing.

Toronto Dominion Bank has filed a pricing supplement for Autocallable Contingent Buffer Notes linked to Alphabet Class A stock, due July 1, 2027. The offering has the following key features:

• Principal Amount: $10,000 per note with a 2-year term
• Automatic Call Feature: If Alphabet stock closes at or above $173.54 on July 9, 2026, notes will be called with a 15.35% premium ($11,535 payout)
• At maturity, if not called earlier: - If stock price is at/above initial price: Receive greater of 30.70% Digital Return or stock's percentage gain - If stock drops up to 15%: Receive full principal - If stock drops more than 15%: Receive shares worth less than principal
• Estimated value between $9,400-$9,750 per note, below offering price

Notes are unsecured, subject to TD's credit risk, and not FDIC insured. Trading commission of 1.50% ($150 per note) applies. Notes will not be listed on any exchange.

Toronto Dominion Bank has issued $2.47 million in Autocallable Contingent Barrier Notes linked to Alphabet (GOOGL) Class A stock, due June 30, 2027. Key features include:

• Principal Amount: $1,000 per note with $10,000 minimum investment
• Automatic Call Feature: If GOOGL closes at or above $170.68 on July 8, 2026, notes are called with 18.48% premium
• Digital Return: 36.96% if held to maturity and GOOGL price is above initial price
• Downside Risk: Full exposure to GOOGL price decline if falls below barrier price of $136.544 (80% of initial price)
• Estimated Value: $979.10 per note, below public offering price of $1,000

Notes are unsecured, subject to TD's credit risk, and not FDIC insured. TD Securities receives $15.00 commission per note, with JP Morgan acting as placement agent. Investment carries significant risks including potential loss of principal.

Toronto Dominion Bank has filed a prospectus supplement for Callable Contingent Interest Barrier Notes linked to the performance of the Dow Jones Industrial Average and Nasdaq-100 Index, due April 13, 2028. The notes offer:

• A 7.50% per annum Contingent Interest Rate, payable monthly if both indices close at or above 80% of their initial values
• Principal protection at maturity if both indices close at or above 70% of their initial values
• Monthly call feature starting from the sixth payment date
• Risk of principal loss if any index closes below 70% of initial value at maturity

Key terms include a $1,000 principal amount per note, approximately 33-month term, and estimated value between $920-$960 per note. The offering includes a $27.50 underwriting discount per note. Notes are subject to TD's credit risk and are not FDIC insured.

Toronto Dominion Bank has issued $3.5 million in Callable Fixed Rate Notes due June 30, 2029. The notes will pay a fixed interest rate of 5.00% per annum, with quarterly interest payments on March 30, June 30, September 30, and December 30, starting September 30, 2025.

Key features include:

• Notes are callable by TD on quarterly payment dates starting September 30, 2025
• Issue price is 100% of principal amount ($1,000 per note)
• Notes are bail-inable debt securities subject to conversion into common shares under CDIC Act
• Unsecured and not CDIC or FDIC insured

The offering includes an underwriting discount of $6.0929 per note, with TD Securities (USA) LLC receiving a commission of up to 0.80%. The notes will be delivered in book-entry form through DTC and will not be listed on any securities exchange. These notes represent senior debt securities under Series G and are subject to TD's credit risk.

Toronto Dominion Bank has issued $7,224,000 in Callable Fixed Rate Notes due June 30, 2035. The notes will pay a fixed interest rate of 5.35% annually, with quarterly payments on March 30, June 30, September 30, and December 30, starting September 30, 2025.

Key features:

• Notes are callable by TD starting June 30, 2027, with 5 business days notice
• Issue price: $1,000 per note at 100% of principal
• Notes are bail-inable debt securities subject to conversion into common shares under CDIC Act
• Not insured by CDIC or FDIC; subject to TD's credit risk
• Will not be listed on any securities exchange

The offering raised $7,143,233.51 in proceeds for TD after $80,766.49 in underwriting discounts. TD Securities (USA) LLC will receive up to 1.90% commission per note. The notes are being issued as Senior Debt Securities, Series G, with minimum investments of $1,000.

Toronto Dominion Bank has filed a prospectus supplement for Callable Contingent Interest Barrier Notes linked to the performance of Nasdaq-100 Index, Russell 2000 Index, and VanEck Semiconductor ETF, due July 9, 2030.

Key features of the Notes include:

• Contingent Interest Rate of approximately 15.05% per annum, paid monthly if all Reference Assets close at or above 75% of their Initial Values
• Issuer Call Feature allowing TD to redeem notes monthly after 6 months at $1,000 plus any contingent interest
• Principal Protection at maturity if all Reference Assets close at or above 60% of Initial Value
• Risk of Loss - investors could lose entire principal if any Reference Asset closes below 60% barrier at maturity

The estimated value of the Notes at pricing is expected to be between $922.50 and $952.50 per Note, below the public offering price of $1,000. Notes will be sold through TD Securities with up to 0.50% dealer commission.