Welcome to our dedicated page for Toronto Domin SEC filings (Ticker: TD), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Toronto-Dominion Bank (TD) is a foreign private issuer in the United States and files regulatory reports with the U.S. Securities and Exchange Commission, primarily on Form 6-K and Form 40-F. This SEC filings page brings together those disclosures for investors who want to review the bank’s official communications, capital markets documentation and other regulatory materials related to its North American banking operations.
Recent Form 6-K filings for TD include earnings-related information such as earnings coverage, quarterly earnings news releases, dividend news releases, notices of shareholder meetings and independent auditor’s reports. These documents provide insight into the bank’s financial reporting, dividend practices and governance processes. Certain Form 6-K reports are explicitly incorporated by reference into TD’s registration statements on Form F-3/A, which support securities offerings in the U.S. market.
The filings also cover capital markets and funding activities. Examples include underwriting agreements, base indentures and supplemental indentures, as well as legal opinions and consents from U.S. and Canadian counsel. Other 6-Ks reference material change reports, the redemption of non-cumulative rate reset preferred shares, and the pricing of subordinated debentures, illustrating how the bank manages its capital structure and funding instruments.
Because TD is a large North American commercial bank with operations in Canada and the U.S., its SEC filings can be extensive and technical. Stock Titan enhances access to these documents by providing real-time updates from EDGAR and AI-powered summaries that explain the purpose and key points of each filing in plain language. Investors can use this page to locate TD’s 6-K reports, understand how they connect to broader registration statements, and monitor ongoing regulatory and capital markets activity for The Toronto-Dominion Bank.
Toronto Dominion Bank has issued $16.65 million in Digital S&P 500 Index-Linked Notes due February 8, 2027. The notes feature a unique digital payout structure tied to the S&P 500 Index performance.
Key features include:
- No periodic interest payments
- Initial index level: 5,980.87
- Threshold settlement amount: $1,139.00 per $1,000 principal if final level ≥ 90% of initial level
- Downside risk: Losses of approximately 1.1111% for every 1% decline below threshold level
- Initial estimated value: $983.30 per $1,000 principal amount
The notes are unsecured obligations subject to TD's credit risk and are not FDIC insured. Trading will be conducted through TD Securities and Goldman Sachs, with no listing on securities exchanges. The offering price is $1,000 per note with a 0.99% underwriting discount.
Toronto Dominion Bank has filed a Free Writing Prospectus for Accelerated Return Notes (ARNs) linked to the SPDR EURO STOXX 50 ETF. The offering features:
- Principal Amount: $10.00 per unit with approximately 14-month term
- Key Features: 300% upside participation rate (capped at $11.65-$12.05), 1:1 downside exposure
- Maximum Return: 16.50% to 20.50% over principal amount
- Risk Factors: No principal protection, credit risk exposure to TD, limited returns due to cap, currency exchange risks
The notes provide leveraged exposure to the European equity market through the FEZ ETF, with potential for significant losses. Notable risks include market risk, issuer credit risk, and limited upside potential due to the capped structure. The notes will not be listed on any exchange, potentially limiting liquidity.
Toronto Dominion Bank has issued $3,501,000 in Leveraged Capped Buffered Basket-Linked Notes due June 23, 2027. These structured notes track an unequally-weighted basket of five international indices: EURO STOXX 50 (38%), TOPIX (26%), FTSE 100 (17%), Swiss Market Index (11%), and S&P/ASX 200 (8%).
Key features include:
- 200% leverage factor on positive basket performance, capped at maximum return of 35.40% ($1,354 per $1,000 principal)
- 10% downside buffer protecting against initial losses
- Below buffer level, investors lose approximately 1.1111% for every 1% decline
- Initial estimated value of $976.50 per $1,000 principal amount
- Notes are unsecured and subject to TD's credit risk
The notes are being offered at $1,000 per unit with an underwriting discount of $15.00. TD Securities and Goldman Sachs are serving as agents for this offering. The notes will not be listed on any securities exchange.
Toronto Dominion Bank has issued $3.15 million in Leveraged Capped Buffered Basket-Linked Notes due January 19, 2027. These structured notes track an unequally-weighted basket of five international indices: EURO STOXX 50 (38%), TOPIX (26%), FTSE 100 (17%), Swiss Market Index (11%), and S&P/ASX 200 (8%).
Key features include:
- Leverage factor of 150% on positive basket performance, capped at maximum payment of $1,309.75 per $1,000 principal
- 10% downside buffer protecting against initial losses
- Below buffer level, investors lose approximately 1.1111% for every 1% decline
- Initial estimated value of $985.00 per $1,000 principal amount
Notes are being offered at $1,000 per unit with an underwriting discount of $11.30. The securities are unsecured, subject to TD's credit risk, and not FDIC insured. TD Securities and Goldman Sachs are serving as agents for the offering.
Toronto Dominion Bank has filed a prospectus supplement for Leveraged Capped Buffered S&P 500 Index-Linked Notes due July 22, 2026. Key features include:
- Principal Amount: $1,000 per note
- Term: Approximately 13 months
- Initial S&P 500 Index Level: 5,967.84
- Maximum Payment Amount: $1,126.15 (12.615% cap on returns)
- Downside Protection: 10% buffer before losses begin
- Leverage Factor: 150% participation in index gains up to the cap
The notes offer leveraged upside potential with partial downside protection. If the index declines by more than 10%, investors lose approximately 1.1111% for every 1% decline beyond the buffer. The initial estimated value is between $959.10 and $989.10 per note, below the offering price of $1,000. Notes are subject to TD's credit risk and will not be listed on any exchange.
Toronto Dominion Bank has issued $27.326 million in Leveraged Capped Buffered S&P 500 Index-Linked Notes due May 19, 2027. These structured notes offer investors exposure to S&P 500 performance with unique features:
Key terms include:
- Upside potential: 180% participation in index gains, capped at 23.04% maximum return ($1,230.40 per $1,000)
- Downside protection: 15% buffer against losses, but losses accelerate at 1.1765% for every 1% decline beyond the buffer
- Initial Index Level: 5,967.84
- Buffer Level: 5,072.664 (85% of initial)
The notes are unsecured, non-interest bearing obligations with 23-month maturity. Initial estimated value is $997.30 per $1,000 principal amount. These securities are not FDIC insured and subject to TD's credit risk. The notes will not be listed on any exchange, potentially limiting liquidity.
Toronto Dominion Bank filed a Form 6-K reporting a significant corporate action regarding its preferred shares. The bank announced on June 23, 2025 its intention to redeem the Non-Cumulative 5-Year Rate Reset Class A First Preferred Shares, Series 7 (NVCC).
Key filing details:
- Filed under Commission File Number 001-14446
- Bank confirms it files annual reports under Form 40-F
- Document signed by Sue-Anne Fox, Associate Vice President, Legal Treasury and Corporate Securities
This Form 6-K is incorporated by reference into all outstanding Registration Statements of Toronto Dominion Bank filed with the SEC, indicating the regulatory significance of this preferred share redemption announcement. The filing demonstrates the bank's active management of its capital structure and compliance with securities regulations.
Toronto Dominion Bank has issued $3.32 million in Callable Contingent Income Securities due June 17, 2027, linked to the performance of the Nasdaq-100, Russell 2000, and S&P 500 indices. The securities offer potential quarterly coupon payments of $21.40 per $1,000 principal (8.56% per annum) if all underlying indices remain above their 65% threshold levels.
Key features include:
- Principal at risk structure with no guaranteed interest payments
- Bank can call securities early at its discretion on coupon payment dates
- Downside risk if any index falls below 65% of initial value at maturity
- Initial index values: NDX: 21,631.04, RTY: 2,100.505, SPX: 5,976.97
The estimated value per security is $964.00, below the $1,000 issue price. Securities include a $20 fee structure ($15 sales commission + $5 structuring fee). Investment involves significant risks including possible loss of principal and is subject to TD Bank's credit risk.