Welcome to our dedicated page for Templeton Dragon Fund SEC filings (Ticker: TDF), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Templeton Dragon Fund, Inc. (NYSE: TDF) SEC filings page on Stock Titan is designed to help investors understand how this closed-end management investment company documents its activities and policies in regulatory reports. TDF seeks long-term capital appreciation by investing primarily in equity securities of China companies, and its filings typically explain the fund’s investment objective, risk factors, and portfolio composition in more detail than press releases alone.
For a fund like Templeton Dragon Fund, annual reports on Form 10-K and semiannual or quarterly reports are central references for understanding performance, expenses, and how the portfolio is allocated across sectors and issuers. These filings often elaborate on topics that appear in public announcements, such as the Managed Distribution Plan, the use of return of capital in distributions, and the relationship between the fund’s market price and net asset value (NAV). They can also provide context on how the fund’s China equity focus is implemented in practice.
Investors interested in governance and compensation matters can review proxy statements, which describe Board oversight, fee arrangements with Templeton Asset Management Ltd., and policies such as the share repurchase program authorized to address the fund’s discount to NAV. Section 19(a) notices and related disclosures, while often released as standalone communications, are also discussed in regulatory materials that clarify how distributions are sourced and how tax reporting is handled through Form 1099-DIV.
On Stock Titan, AI-powered tools summarize lengthy filings so that readers can quickly identify key points, such as changes in distribution policy, updates to management fees, or revisions to share repurchase authorizations. Real-time updates from EDGAR, combined with AI-generated highlights, allow users to focus on the sections of TDF’s filings that matter most for understanding its China-focused closed-end fund structure, distribution practices, and Board-directed initiatives.
Public Employees Retirement System of Ohio (OPERS) reports beneficial ownership of 1,191,699 shares of Templeton Dragon Fund Inc., representing about 4.73% of the fund’s outstanding shares. OPERS has sole voting and dispositive power over these shares.
The shares were bought and sold in the open market using client assets under management, and OPERS states that its activity is for investment purposes. OPERS may increase or reduce its holdings over time but indicates it has no present plans or intentions related to corporate actions such as mergers, reorganizations, changes in control, or other major strategic transactions. OPERS also notes there are no contracts or special arrangements with other parties regarding these securities.
Schedule 13G/A (Amendment No. 5) Highlights
- Allspring Global Investments Holdings, LLC filed an updated Schedule 13G on 30 June 2025 for Templeton Dragon Fund Inc (NYSE: TDF).
- The reporting person now beneficially owns 1,812,390 shares of TDF, equal to 7.2 % of the fund’s outstanding Mutual Fund COM class.
- Sole voting power: 1,798,459 shares; sole dispositive power: 1,812,390 shares. There is no shared voting or dispositive power.
- Allspring filed under Rule 13d-1(b) as a parent holding company (HC); the shares are held for clients of its investment-adviser subsidiaries and in the ordinary course of business.
- No intent to change or influence control is stated; the certification was signed by Senior Compliance Manager Jennifer Grunberg on 9 July 2025.
This filing confirms Allspring as a significant, yet passive, institutional holder of TDF. While the 7.2 % position places it among the larger shareholders and may enhance liquidity and market confidence, the absence of activist language suggests limited immediate strategic impact on the fund.
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