Welcome to our dedicated page for Toronto Dominion BK Ont SEC filings (Ticker: TDOMF), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The SEC filings page for TORONTO DOM BK SER 9 PFD (TDOMF) provides access to U.S. regulatory reports filed by The Toronto-Dominion Bank as a foreign private issuer. The bank submits Form 6-K current reports under the Securities Exchange Act of 1934 and indicates that it files on Form 40-F for its broader reporting obligations.
In these Form 6-K filings, The Toronto-Dominion Bank includes exhibits such as underwriting agreements, indentures and supplemental indentures, legal opinions from U.S. and Canadian counsel, earnings coverage documents, earnings news releases, dividend news releases, notices of meeting and record date, CEO and CFO certificates, and independent auditor's reports. Several filings state that, except for certain exhibits, the Form 6-K is incorporated by reference into all outstanding registration statements of the bank filed with the SEC.
For TDOMF specifically, a key filing is the Form 6-K dated September 22, 2025, whose exhibit index lists a press release titled "TD Bank Announces Redemption of Non-Cumulative 5-Year Rate Reset Class A First Preferred Shares, Series 9 (NVCC)." Another Form 6-K on the same date references a Material Change Report. These documents are central for understanding the redemption of the Series 9 preferred shares associated with TDOMF.
On Stock Titan, users can review these filings in one place and use AI-powered summaries to interpret the contents of Form 6-K exhibits, such as redemption announcements, earnings-related documents, and legal agreements. Real-time updates from EDGAR help ensure that new Form 6-K reports, opinions of counsel, and other exhibits from The Toronto-Dominion Bank become available as they are filed, giving investors a structured view of the regulatory record behind securities like TDOMF.
The Toronto-Dominion Bank files a Form 6-K to furnish an updated Code of Conduct and Ethics for employees and directors. The Code sets ethical standards for dealings with clients, regulators, colleagues, and third parties, emphasizing integrity, legal compliance, and TD’s values and culture across all regions and businesses.
Every employee and director must complete annual training, attest to compliance, and promptly report suspected violations. The Code addresses topics such as gifts and entertainment, insider trading, conflicts of interest, confidentiality, proper use of TD assets and systems, AI and cybersecurity standards, workplace conduct, health and safety, and non-retaliation protections for good-faith reporting.
The Toronto-Dominion Bank has filed materials for its 170th Annual Meeting of Common Shareholders on April 16, 2026, providing the full management proxy circular and related documents. Holders of 1,668,829,679 common shares as of February 17, 2026 are entitled to vote, subject to Bank Act limits.
Shareholders will vote on electing 14 directors, reappointing Ernst & Young LLP as auditor, an advisory resolution on the bank’s executive compensation approach, amendments to the 2000 Stock Incentive Plan, and several shareholder proposals. The board recommends voting for all management items and against each shareholder proposal.
The stock plan amendments would add 15 million common shares to the 2000 Stock Incentive Plan, bringing total options outstanding and available for grant to 31,743,288 shares, or 1.89% of common shares outstanding as of December 31, 2025. The circular also highlights an $8 billion stock buy-back completed after the sale of the bank’s stake in The Charles Schwab Corporation, a new $7 billion buy-back program started in January 2026, and an increased dividend of $1.08 per share.
TD Bank Group reported strong results for the first quarter ended January 31, 2026. Reported net income was $4,043 million and adjusted net income was $4,216 million, with reported diluted EPS of $2.34 and adjusted diluted EPS of $2.44, up sharply from last year.
Canadian Personal and Commercial Banking delivered record revenue of $5,421 million and record net income of $2,044 million, supported by 5% loan and 3% deposit growth and a net interest margin of 2.83%. U.S. Banking generated reported net income of $1,040 million (adjusted $1,007 million), helped by balance sheet actions and lower credit losses.
Wealth Management and Insurance earned $757 million, and Wholesale Banking produced record revenue of $2,470 million and net income of $561 million. The provision for credit losses was $1,039 million, or 0.43% of credit volume, while the Common Equity Tier 1 capital ratio remained strong at 14.5%. TD also booked $200 million of restructuring charges and continues multi‑year remediation of its U.S. and enterprise AML programs.
Toronto Dominion Bank filed a Form 13F-HR combination report outlining its institutional equity holdings. The filing states that some holdings are reported directly in this report, while other portions are reported by additional managers.
The summary page shows 3,471 line-item entries in the Form 13F information table, with a reported aggregate value of $67,752,676,486, rounded to the nearest dollar. The report identifies 7 other included managers and also lists several other managers reporting for Toronto Dominion Bank, reflecting a broad, multi-entity asset management structure.
The Toronto-Dominion Bank plans to redeem all of its outstanding $1.25 billion 4.859% medium term notes on March 4, 2026. These subordinated non-viability contingent capital (NVCC) notes were originally due March 4, 2031, and will be redeemed at 100% of their principal amount, plus accrued and unpaid interest up to, but excluding, the redemption date.
After the redemption date, interest on these subordinated notes will stop accruing, and any notes repurchased will be cancelled and not reissued. TD Bank Group describes itself as the sixth-largest bank in North America by assets, with $2.1 trillion in assets as of October 31, 2025.
The Toronto-Dominion Bank is offering U.S. dollar-denominated Floating Rate Senior Medium‑Term Notes, Series F, under a preliminary pricing supplement. These unsecured senior notes will pay quarterly interest at a floating rate based on Compounded SOFR plus a fixed margin, with interest calculated on an Actual/360 day count basis and paid in arrears until maturity.
The notes are issued in minimum denominations of US$2,000 and integral multiples of US$1,000 above that. They are designated as bail‑inable notes, meaning they can be converted into common shares of TD or its affiliates, or varied or extinguished, under Canadian bank resolution powers in the CDIC Act. Other than a limited right to redeem at par for specified tax reasons, the notes are not callable and there is no sinking fund, and they will not be listed on any securities exchange.
TD agrees, subject to detailed exceptions, to pay certain tax “Additional Amounts” if Canadian withholding taxes apply, and may redeem the notes at 100% of principal plus accrued interest if future tax law changes trigger such obligations. The offering is led by TD Securities and other agents, including an affiliated underwriter, and is subject to FINRA Rule 5121 conflicts‑of‑interest requirements.
The Toronto-Dominion Bank filed its annual Form 40-F, providing its U.S. annual report under the Exchange Act. The bank reports 1,689,495,505 Common Shares outstanding as of the close of the fiscal year ended October 31, 2025, along with multiple series of preferred shares, including non-viability contingent capital instruments and Class A First Preferred Shares issued in connection with Limited Recourse Capital Notes.
The filing incorporates by reference the 2025 Annual Information Form, Management’s Discussion and Analysis, and audited annual financial statements, and confirms that Ernst & Young LLP in Toronto is the independent auditor. It describes the bank’s disclosure controls, internal control over financial reporting, audit committee, and pre-approval policy for audit and non-audit services. The bank highlights amendments to its Code of Ethics to tighten rules on gifts, anti-corruption, insider information, and political expressions at work, and notes that no waivers were granted to top executives.
Under Section 13(r), the bank discloses three limited relationships involving individuals designated under U.S. sanctions, where accounts in Canada were frozen or relationships ended, with gross revenue and net profit described as de minimis and not material, and states it does not intend to engage in further activity with respect to these relationships.
Toronto-Dominion Bank (TD) filed a Form 13F Combination Report, indicating part of its holdings are reported here and part by affiliated managers. The filing lists 3,359 information table entries with an aggregate reported value of $64,493,443,380.
The report names 8 other included managers and identifies additional managers reporting for TD, including TD Asset Management Inc., TD Waterhouse Canada Inc., TD Private Client Wealth LLC, and Epoch Investment Partners, Inc. The form is signed by the Chief Compliance Officer, Erin Morrow.