Welcome to our dedicated page for Tortoise Sustainable and Social Impact SEC filings (Ticker: TEAF), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page aggregates historical SEC filings for Tortoise Sustainable and Social Impact Term Fund (TEAF), a former New York Stock Exchange-listed closed-end fund that was advised by Tortoise Capital Advisors, L.L.C. and later merged into Tortoise Energy Infrastructure Corp. (TYG). These documents provide a regulatory record of TEAF’s operations, governance, and eventual delisting.
Among the key filings is a definitive proxy statement on Schedule 14A (DEF 14A), which outlines matters presented at the combined annual meeting of stockholders of TYG and TEAF. The proxy describes proposals to elect directors, ratify the selection of the independent registered public accounting firm, and address other business permitted under federal proxy and New York Stock Exchange rules. It also explains how stockholders could vote, the distinction between registered holders and beneficial owners in “street name,” and how broker non-votes are treated under exchange rules.
Another important filing is Form 25, filed by the New York Stock Exchange, which serves as the notification of removal from listing and/or registration under Section 12(b) of the Securities Exchange Act of 1934 for TEAF’s common shares of beneficial interest. This document confirms that the exchange complied with its rules to strike the class of securities from listing and withdraw registration, marking the end of TEAF’s status as a separately listed fund.
Through Stock Titan, these filings can be viewed alongside AI-powered summaries that highlight the core points of lengthy proxy statements and delisting notices. Investors researching TEAF’s history, the mechanics of its merger into TYG, or the governance framework under which it operated can use this page to access the original SEC documents and contextual explanations without manually parsing every section.
Tortoise Sustainable and Social Impact Term Fund (TEAF)0 common shares of TEAF, representing 0% of the fund’s outstanding common shares.
The ownership percentages are calculated using 13,491,127 common shares outstanding as of May 31, 2025, as disclosed in the fund’s N‑CSRS. Recent transactions in TEAF shares between November 6 and November 10, 2025 are summarized in Schedule A, which is incorporated by reference. The reporting persons state that they have not been subject to criminal convictions or specified civil securities law proceedings in the last five years.
New York Stock Exchange LLC filed Form 25 to remove Tortoise Sustainable & Social Impact Term Fund (TEAF) common shares from listing and registration under Section 12(b). The Exchange certified it complied with its rules to strike the class of securities, and the issuer complied with Exchange rules and 17 CFR 240.12d2-2(c) governing voluntary withdrawal. The notification was signed by an NYSE authorized person on 2025-11-10.
Saba Capital Management filed Amendment No. 7 to Schedule 13D for Tortoise Sustainable and Social Impact Term Fund (TEAF), reporting beneficial ownership of 1,189,792 common shares, equal to 8.82% of the class. The filing lists shared voting power over 1,189,792 shares and shared dispositive power over 1,189,792 shares, with no sole voting or dispositive power.
The percentage is based on 13,491,127 shares outstanding as of 5/31/25, as disclosed in the company’s N-CSRS. Saba states that approximately
Tortoise Sustainable & Social Impact Term Fund (TEAF): A reporting person filed a Form 4 noting open‑market sales of TEAF common stock. On 11/04/2025, 121,062 shares were sold at $12.44. On 11/05/2025, 219,151 shares were sold at $12.43. Following these transactions, 1,189,792 shares were beneficially owned on an indirect basis.
The filing identifies the reporting person in a director capacity and indicates indirect ownership for the reported holdings.
Tortoise Sustainable & Social Impact Term Fund (TEAF) reported an insider transaction on Form 4. The reporting person sold 19,221 shares of common stock on 11/03/2025 at $12.39 per share (transaction code S).
After the sale, the reporting person beneficially owned 1,530,005 shares, held indirectly.
Tortoise Sustainable & Social Impact Term Fund (TEAF) reported an initial beneficial ownership statement on Form 3 for Andrew J. Iseman, who is listed as a Director. As of the event date 08/14/2025, the filing states that no securities are beneficially owned, including non-derivative and derivative holdings.
The filing indicates it was filed by one reporting person and includes no positions under Table I or Table II, aligning with the explanation of responses that no securities are owned.
Tortoise Sustainable & Social Impact Term Fund (TEAF) reported a director’s initial ownership on Form 3 for an event dated 07/11/2025. The filing states the reporting person is a Director and that no securities are beneficially owned. This is an administrative disclosure under Section 16 and does not involve a transaction or proceeds.