Tempus AI officer lines up $1.3M NASDAQ share sale

Tempus AI, Inc. (TEM) is named as the issuer in a notice that officer James Rogers has arranged for the potential sale of company common stock under Rule 144.

Rhea-AI Filing Summary

Tempus AI, Inc. (TEM) is named as the issuer in a notice that officer James Rogers has arranged for the potential sale of company common stock under Rule 144. The notice lists 26,313 shares of common stock with an indicated value of $1,298,809.68, to be sold through Morgan Stanley Smith Barney LLC Executive Financial Services on NASDAQ.

The securities to be sold are tied to Restricted Stock Units, with a listed acquisition date of August 18, 2026. The notice also records prior Rule 10b5-1 plan sales for James Rogers over the past three months, including a sale of 11,529 shares of common stock on June 25, 2026, with an indicated value of $634,095.00.

Key Figures

Shares to potentially be sold: 26,313 shares Indicated value of potential sale: $1,298,809.68 Prior 10b5-1 shares sold: 11,529 shares +2 more

5 metrics

Shares to potentially be sold 26,313 shares Common stock of Tempus AI, Inc. listed for potential sale under Rule 144

Indicated value of potential sale $1,298,809.68 Value associated with 26,313 Tempus AI common shares in the Rule 144 notice

Prior 10b5-1 shares sold 11,529 shares Tempus AI common stock sold on June 25, 2026 under a 10b5-1 plan

Value of prior 10b5-1 sale $634,095.00 Indicated value for 11,529 shares sold on June 25, 2026

Acquisition date of RSUs 08/18/2026 Acquisition date listed for Restricted Stock Units underlying the shares to be sold

Key Terms

Rule 144, Restricted Stock Units, 10b5-1 Sales, Executive Financial Services, +1 more

5 terms

Rule 144 regulatory

"See the definition of "person" in paragraph (a) of Rule 144."

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

Restricted Stock Units financial

"Common | 08/18/2026 | Restricted Stock Units | Issuer"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

10b5-1 Sales regulatory

"10b5-1 Sales for JAMES ROGERS 600 WEST CHICAGO AVENUE"

10b5-1 sales are pre-arranged stock-trading plans that let company insiders automatically buy or sell shares according to a fixed schedule or formula, even if they later learn confidential information. Think of it as setting up an automatic thermostat for trades: it creates a clear, documented path that can protect insiders from insider-trading accusations and gives investors a signal about predictable insider activity—though it can also simply be a way for insiders to diversify or raise cash.

Executive Financial Services financial

"Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza"

Common financial

"Common | Morgan Stanley Smith Barney LLC Executive Financial Services"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider sale is disclosed for Tempus AI, Inc. (TEM)?

An officer of Tempus AI, Inc., James Rogers, has filed a notice covering a potential sale of 26,313 shares of common stock. The notice shows an indicated value of about $1,298,809.68, with sales expected to occur on NASDAQ through Morgan Stanley Smith Barney LLC.

How many Tempus AI (TEM) shares has James Rogers sold recently under a 10b5-1 plan?

The notice lists prior 10b5-1 sales of 11,529 shares of Tempus AI common stock on June 25, 2026. These shares had an indicated value of $634,095.00 during the three-month look-back period described in the document.

What is the value of the Tempus AI (TEM) shares registered for potential sale?

The potential sale covers Tempus AI common stock with an indicated value of $1,298,809.68. This value corresponds to the 26,313 shares of common stock listed in the notice that may be sold through Morgan Stanley Smith Barney LLC Executive Financial Services.

What type of Tempus AI (TEM) securities is James Rogers planning to sell?

The notice identifies the securities as common stock of Tempus AI, Inc. It also states that the shares to be sold relate to Restricted Stock Units acquired on August 18, 2026, and are expected to be sold on NASDAQ.

Which broker is handling the potential Tempus AI (TEM) stock sale for James Rogers?

The potential sale of Tempus AI common stock is listed through Morgan Stanley Smith Barney LLC Executive Financial Services. The brokerage is identified with an address at 1 New York Plaza and will handle any sales on NASDAQ as described.

What rule governs the disclosed Tempus AI (TEM) stock sale by James Rogers?

The notice is made under Rule 144, which governs certain resales of restricted and control securities. It also references Rule 10b5-1 for prior plan-based sales, indicating that some transactions followed a pre-arranged trading plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 08/19/2026 - 04:39 PM Accepted by SEC EDGAR 08/19/2026 - 04:38 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0002024630
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	Tempus AI, Inc.
SEC File Number	001-42130
Address of Issuer	600 WEST CHICAGO AVENUE, SUITE 510 CHICAGO ILLINOIS 60654
Phone	8009765448
Name of Person for Whose Account the Securities are To Be Sold	JAMES ROGERS
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	26313	1298809.68	175390967	08/19/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	08/18/2026	Restricted Stock Units	Issuer			26313	08/18/2026	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
10b5-1 Sales for JAMES ROGERS 600 WEST CHICAGO AVENUE, SUITE 510 CHICAGO IL 60654	Common	06/25/2026	11529	634095.00

144: Remarks and Signature

Remarks
Date of Notice	08/19/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	09/11/2025
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ JAMES ROGERS
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)