Tempus AI (TEM) insider lines up NASDAQ stock sale plan
Rhea-AI Filing Summary
Tempus AI, Inc. (TEM) is named as the issuer in a notice that officer James Rogers has arranged for the potential sale of company common stock under Rule 144. The notice lists 26,313 shares of common stock with an indicated value of $1,298,809.68, to be sold through Morgan Stanley Smith Barney LLC Executive Financial Services on NASDAQ.
The securities to be sold are tied to Restricted Stock Units, with a listed acquisition date of August 18, 2026. The notice also records prior Rule 10b5-1 plan sales for James Rogers over the past three months, including a sale of 11,529 shares of common stock on June 25, 2026, with an indicated value of $634,095.00.
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Key Figures
Shares to potentially be sold: 26,313 shares
Indicated value of potential sale: $1,298,809.68
Prior 10b5-1 shares sold: 11,529 shares
+2 more
5 metrics
Shares to potentially be sold
26,313 shares
Common stock of Tempus AI, Inc. listed for potential sale under Rule 144
Indicated value of potential sale
$1,298,809.68
Value associated with 26,313 Tempus AI common shares in the Rule 144 notice
Prior 10b5-1 shares sold
11,529 shares
Tempus AI common stock sold on June 25, 2026 under a 10b5-1 plan
Value of prior 10b5-1 sale
$634,095.00
Indicated value for 11,529 shares sold on June 25, 2026
Acquisition date of RSUs
08/18/2026
Acquisition date listed for Restricted Stock Units underlying the shares to be sold
Key Terms
Rule 144, Restricted Stock Units, 10b5-1 Sales, Executive Financial Services, +1 more
5 terms
Rule 144 regulatory
"See the definition of "person" in paragraph (a) of Rule 144."
Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.
Restricted Stock Units financial
"Common | 08/18/2026 | Restricted Stock Units | Issuer"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
10b5-1 Sales regulatory
"10b5-1 Sales for JAMES ROGERS 600 WEST CHICAGO AVENUE"
10b5-1 sales are pre-arranged stock-trading plans that let company insiders automatically buy or sell shares according to a fixed schedule or formula, even if they later learn confidential information. Think of it as setting up an automatic thermostat for trades: it creates a clear, documented path that can protect insiders from insider-trading accusations and gives investors a signal about predictable insider activity—though it can also simply be a way for insiders to diversify or raise cash.
Executive Financial Services financial
"Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza"
Common financial
"Common | Morgan Stanley Smith Barney LLC Executive Financial Services"
FAQ
What insider sale is disclosed for Tempus AI, Inc. (TEM)?
An officer of Tempus AI, Inc., James Rogers, has filed a notice covering a potential sale of 26,313 shares of common stock. The notice shows an indicated value of about $1,298,809.68, with sales expected to occur on NASDAQ through Morgan Stanley Smith Barney LLC.
What type of Tempus AI (TEM) securities is James Rogers planning to sell?
The notice identifies the securities as common stock of Tempus AI, Inc. It also states that the shares to be sold relate to Restricted Stock Units acquired on August 18, 2026, and are expected to be sold on NASDAQ.
Which broker is handling the potential Tempus AI (TEM) stock sale for James Rogers?
The potential sale of Tempus AI common stock is listed through Morgan Stanley Smith Barney LLC Executive Financial Services. The brokerage is identified with an address at 1 New York Plaza and will handle any sales on NASDAQ as described.
What rule governs the disclosed Tempus AI (TEM) stock sale by James Rogers?
The notice is made under Rule 144, which governs certain resales of restricted and control securities. It also references Rule 10b5-1 for prior plan-based sales, indicating that some transactions followed a pre-arranged trading plan.
AI-generated analysis. How Rhea-AI works. Not financial advice.