[144] Tempus AI, Inc. SEC Filing

Rhea-AI Filing Summary

Tempus AI insider Ryan M. Bartolucci filed a Form 144 notifying intent to sell 1,904 shares of Class A common stock through Morgan Stanley Smith Barney LLC with an approximate aggregate market value of $149,368.80. The proposed sale date listed is 08/19/2025 and the issuer's outstanding shares are reported as 168,683,769.

The shares to be sold were issued as restricted stock units on four dates (07/14/2021, 04/27/2022, 04/18/2023 and 05/02/2024) totaling 1,904 shares. The filing also discloses a prior sale by the same person of 6,073 Class A shares on 05/20/2025 for gross proceeds of $384,022.79. The filer certifies no undisclosed material adverse information.

Positive

• Complete Rule 144 disclosure including broker, share counts, acquisition dates and acquisition types (RSUs).
• Sales traceable to restricted stock unit awards—acquisition dates and amounts are provided for all 1,904 shares.
• Prior sale disclosed (6,073 shares on 05/20/2025 for $384,022.79), improving transparency of recent insider trading activity.

Negative

• None.

Insights

Financial Analyst

TL;DR: Insiders plan a modest sale of vested RSUs; transaction size is immaterial to total float.

The Form 144 shows an intended sale of 1,904 Class A shares with an aggregate market value of $149,369, representing a negligible portion of the reported 168.7 million shares outstanding. The securities were acquired via restricted stock units across four grant dates, indicating routine monetization of vested compensation rather than a financing or distressed liquidation. A prior sale of 6,073 shares on 05/20/2025 for $384,022.79 is disclosed, consistent with ongoing sales activity. From an investor-impact perspective, these transactions appear operational and not material to company capitalization.

Corporate Governance Expert

TL;DR: Filing follows Rule 144 disclosure practice; signatures and broker details are provided, satisfying form requirements.

The notice lists the executing broker (Morgan Stanley Smith Barney LLC), acquisition histories for the securities (RSUs on specific dates) and the seller's representation about material non-public information. These elements align with Rule 144 procedural expectations for reporting proposed insider sales. No indication is given of a trading plan adoption date or other 10b5-1 specifics in the provided text. Documentation appears complete for a standard insider disposition notice.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Class A Common Stock	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza, 8th Floor New York NY 10004	1904	149368.8	168683769	08/19/2025	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Class A Common Stock	07/14/2021	Restricted Stock Units	Issuer			815	07/14/2021	N/A
Class A Common Stock	04/27/2022	Restricted Stock Units	Issuer			350	04/27/2022	N/A
Class A Common Stock	04/18/2023	Restricted Stock Units	Issuer			350	04/18/2023	N/A
Class A Common Stock	05/02/2024	Restricted Stock Units	Issuer			389	05/02/2024	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Ryan M. Bartolucci C/O TEMPUS AI, INC. 600 WEST CHICAGO AVENUE, SUITE 510 CHICAGO IL 60654	Class A Common Stock	05/20/2025	6073	384022.79

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What insider sale is reported for Tempus AI (TEM)?

The Form 144 notifies an intended sale of 1,904 Class A shares with an aggregate market value of $149,368.80 through Morgan Stanley Smith Barney LLC on 08/19/2025.

How were the 1,904 shares acquired by the filer?

The shares were issued as restricted stock units (RSUs) on 07/14/2021 (815 shares), 04/27/2022 (350), 04/18/2023 (350) and 05/02/2024 (389).

Did the filer sell any Tempus AI shares recently?

Yes. The filing discloses a sale of 6,073 Class A shares on 05/20/2025 for gross proceeds of $384,022.79.

Who is the broker handling the proposed sale?

The proposed sale is to be executed by Morgan Stanley Smith Barney LLC Executive Financial Services located at 1 New York Plaza, 8th Floor, New York, NY 10004.

What representation does the filer make about material information?

The filer represents that they do not know any material adverse information