Tempus AI (TEM) CFO sells 11,529 shares under Rule 10b5-1 plan
Filing Impact
Filing Sentiment
Form Type
4
Rhea-AI Filing Summary
Tempus AI, Inc. Chief Financial Officer James William Rogers reported an open-market sale of 11,529 shares of Class A Common Stock at $55.00 per share. After this transaction, he directly holds 114,866 shares. The sale was executed under a pre-arranged Rule 10b5-1 trading plan adopted by the reporting person.
Positive
- None.
Negative
- None.
Insider Trade Summary 10b5-1
Net Seller: 11,529 shares ($634,095)
Net Sell
1 txn
Insider
Rogers James William
Role
Chief Financial Officer
Sold
11,529 shs ($634K)
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Sale | Class A Common Stock | 11,529 | $55.00 | $634K |
Holdings After Transaction:
Class A Common Stock — 114,866 shares (Direct, null)
Footnotes (1)
- [object Object]
Key Figures
Shares sold: 11,529 shares
Sale price per share: $55.00 per share
Shares held after transaction: 114,866 shares
+2 more
5 metrics
Shares sold
11,529 shares
Open-market sale of Class A Common Stock
Sale price per share
$55.00 per share
Transaction price for CFO’s sale
Shares held after transaction
114,866 shares
Direct holdings following sale
Rule 10b5-1 plan adoption date
September 11, 2025
Plan governing the reported sale
Net share direction
-11,529 shares
Net-sell across reported transactions
Key Terms
Rule 10b5-1 trading plan, open-market sale, Class A Common Stock, Form 4
4 terms
Rule 10b5-1 trading plan regulatory
"This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person"
A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.
open-market sale financial
"transaction_action: open-market sale"
An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.
Class A Common Stock financial
"security_title: Class A Common Stock"
Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.
Form 4 regulatory
"INSIDER FILING DATA (Form 4)"
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.
FAQ
What insider transaction did Tempus AI (TEM) report for its CFO?
Tempus AI’s Chief Financial Officer James William Rogers sold 11,529 shares of Class A Common Stock in an open-market transaction at $55.00 per share, as disclosed in a Form 4 insider trading report.
Was the Tempus AI (TEM) CFO’s stock sale made under a Rule 10b5-1 plan?
Yes. The filing states the transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 11, 2025, indicating the sale was pre-arranged rather than a spontaneous market decision.
Is the Tempus AI (TEM) CFO’s ownership classified as direct or indirect in this filing?
The Form 4 identifies the CFO’s ownership of the reported Tempus AI shares as direct, with the ownership code shown as “D,” indicating the shares are held in his own name rather than through an intermediary entity.