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Tempus AI, Inc. (TEM) awards 40,000 RSUs to CFO James Rogers

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Rogers James William reported acquisition or exercise transactions in this Form 4 filing.

Tempus AI, Inc. reported that Chief Financial Officer James William Rogers received a grant of 40,000 restricted stock units ("RSUs") representing Class A Common Stock on July 29, 2026. The RSUs vest in eight equal quarterly installments commencing on October 29, 2026 and increase his direct holdings to 154,866 shares.

Positive

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Negative

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Insider Rogers James William
Role Chief Financial Officer
Type Security Shares Price Value
Grant/Award Class A Common Stock F1 40,000 $0.00 $0.00
Holdings After Transaction: Class A Common Stock — 154,866 shares (Direct)
Footnotes (1)
  1. F1. Represents a restricted stock unit ("RSU") grant. The RSUs vest in eight equal quarterly installments commencing on October 29, 2026.
RSU grant size 40,000 shares of Class A Common Stock Restricted stock units granted to the CFO on July 29, 2026
Holdings after grant 154,866 shares Direct Class A Common Stock held by the CFO following the transaction
Vesting installments 8 quarterly installments RSUs vest in eight equal quarterly installments commencing on October 29, 2026
Vesting start date October 29, 2026 Commencement date for RSU vesting schedule
restricted stock unit ("RSU") grant financial
"Represents a restricted stock unit ("RSU") grant."
vest financial
"The RSUs vest in eight equal quarterly installments commencing on October 29, 2026."
A vest is the process by which an employee earns the right to receive certain benefits or ownership interests, such as stock or retirement funds, over time. It’s similar to earning a reward gradually, ensuring that the benefit becomes fully yours only after a set period or meeting specific conditions. This makes it important for investors because it determines when they can actually claim or use those benefits.
quarterly installments financial
"The RSUs vest in eight equal quarterly installments commencing on October 29, 2026."

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What insider transaction did Tempus AI (TEM) report for CFO James William Rogers?

Tempus AI reported a grant of 40,000 restricted stock units (RSUs) to Chief Financial Officer James William Rogers on July 29, 2026. These RSUs represent Class A Common Stock and are part of his equity-based executive compensation package.

How many Tempus AI (TEM) shares does the CFO hold after this Form 4 transaction?

After the RSU grant, Chief Financial Officer James William Rogers directly holds 154,866 shares of Tempus AI Class A Common Stock. This figure reflects his ownership immediately following the reported award on July 29, 2026.

What is the vesting schedule for the 40,000 RSUs granted by Tempus AI (TEM)?

The 40,000 RSUs vest in eight equal quarterly installments, commencing on October 29, 2026. Each quarter, one-eighth of the award is scheduled to vest, aligning the CFO’s equity compensation with a multi-year service period.

Are the 40,000 Tempus AI (TEM) RSUs immediately exercisable or fully owned on grant date?

The 40,000 RSUs are subject to vesting and are not fully earned on the grant date. They represent a right to receive Class A Common Stock over time, vesting in eight equal quarterly installments beginning October 29, 2026.

Does this Tempus AI (TEM) Form 4 show any stock sales by the CFO?

No stock sales are reported. The Form 4 only discloses an acquisition via RSU grant of 40,000 units to the CFO, increasing his direct Class A Common Stock holdings to 154,866 shares with no disposals in this filing.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Rogers James William

(Last)(First)(Middle)
C/O TEMPUS AI, INC.
600 WEST CHICAGO AVENUE, SUITE 510

(Street)
CHICAGO ILLINOIS 60654

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Tempus AI, Inc. [ TEM ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Financial Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/29/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock07/29/2026A40,000(1)A$0154,866D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents a restricted stock unit ("RSU") grant. The RSUs vest in eight equal quarterly installments commencing on October 29, 2026.
/s/ Andrew Polovin, Attorney-in-Fact07/31/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)