STOCK TITAN

Tempus AI Executive Maintains Strong Position Despite Planned Stock Sale

Filing Impact
(Moderate)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Form 4 Filing Details - Insider Trading Activity at Tempus AI

On June 16, 2025, Andrew Polovin, EVP and General Counsel of Tempus AI, executed a sale of 1,423 shares of Class A Common Stock at $72.13 per share. The transaction was conducted under a Rule 10b5-1 trading plan established on September 6, 2024.

Following the transaction, Polovin retains direct beneficial ownership of 137,454 shares of Class A Common Stock. Key transaction details:

  • Transaction Type: Sale (S)
  • Total Value: Approximately $102,641
  • Trading Plan: Executed under pre-established 10b5-1 plan
  • Ownership: Direct

This insider sale represents a relatively small portion (approximately 1%) of Polovin's total holdings in the company, suggesting routine portfolio management rather than a significant shift in position.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Polovin Andrew

(Last) (First) (Middle)
C/O TEMPUS AI, INC.
600 WEST CHICAGO AVENUE, SUITE 510

(Street)
CHICAGO IL 60654

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Tempus AI, Inc. [ TEM ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP and General Counsel
3. Date of Earliest Transaction (Month/Day/Year)
06/16/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 06/16/2025 S(1) 1,423 D $72.13 137,454 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 6, 2024.
/s/ Andrew Polovin 06/18/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

How many shares of TEM stock did EVP Andrew Polovin sell on June 16, 2025?

According to the Form 4 filing, EVP and General Counsel Andrew Polovin sold 1,423 shares of TEM Class A Common Stock on June 16, 2025, at a price of $72.13 per share.

How many TEM shares does Andrew Polovin own after his June 2025 transaction?

Following the reported transaction, Andrew Polovin directly owns 137,454 shares of TEM Class A Common Stock.

Was TEM insider Polovin's stock sale part of a 10b5-1 trading plan?

Yes, the filing indicates that this transaction was made pursuant to a Rule 10b5-1 trading plan that was adopted by Polovin on September 6, 2024.

What is Andrew Polovin's position at Tempus AI (TEM)?

Andrew Polovin serves as Executive Vice President (EVP) and General Counsel at Tempus AI, Inc. (TEM).

What was the total value of TEM shares sold by Polovin in June 2025?

The total value of shares sold was $102,640.99, calculated from 1,423 shares sold at $72.13 per share.
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