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Tempus AI (TEM) awards 40,000 RSUs to EVP and Chief Legal Officer

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Polovin Andrew reported acquisition or exercise transactions in this Form 4 filing.

Tempus AI, Inc. reported that EVP and Chief Legal Officer Andrew Polovin received a grant of 40,000 restricted stock units (RSUs) of Class A Common Stock on July 29, 2026 at $0.0000 per share. The RSUs vest in eight equal quarterly installments commencing on October 29, 2026, and his direct holdings after the grant are 168,215 shares.

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Insider Polovin Andrew
Role EVP, Chief Legal Officer
Type Security Shares Price Value
Grant/Award Class A Common Stock F1 40,000 $0.00 $0.00
Holdings After Transaction: Class A Common Stock — 168,215 shares (Direct)
Footnotes (1)
  1. F1. Represents a restricted stock unit ("RSU") grant. The RSUs vest in eight equal quarterly installments commencing on October 29, 2026.
RSU grant size 40,000 shares Restricted stock units of Class A Common Stock granted on July 29, 2026
Grant price $0.0000 per share Reported price per share for the RSU grant
Holdings after grant 168,215 shares Direct Class A Common Stock beneficially owned following the transaction
Vesting installments 8 installments RSUs vest in eight equal quarterly installments
Vesting start date October 29, 2026 Date the first quarterly vesting installment commences
restricted stock unit ("RSU") grant financial
"Represents a restricted stock unit ("RSU") grant. The RSUs vest in eight equal quarterly"
Class A Common Stock financial
"security_title: "Class A Common Stock" for the reported transaction"
Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.
vest in eight equal quarterly installments financial
"The RSUs vest in eight equal quarterly installments commencing on October 29, 2026."

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What insider transaction did Tempus AI (TEM) report for Andrew Polovin?
Tempus AI reported that Andrew Polovin received a grant of 40,000 RSUs of Class A Common Stock on July 29, 2026 at $0.0000 per share. This was a stock-based award rather than an open-market purchase or sale.

How many Tempus AI (TEM) shares does Andrew Polovin hold after this Form 4 transaction?
After the reported RSU grant, Andrew Polovin holds 168,215 shares of Tempus AI Class A Common Stock directly. This figure reflects his direct ownership position immediately following the July 29, 2026 grant event.

What are the vesting terms of the 40,000 RSUs reported by Tempus AI (TEM)?
The 40,000 RSUs granted to Andrew Polovin vest in eight equal quarterly installments. Vesting begins on October 29, 2026, meaning one-eighth of the award is scheduled to vest every three months from that date.

Was the Tempus AI (TEM) RSU grant to Andrew Polovin an open-market purchase?
No. The filing describes the transaction as a grant or award acquisition of RSUs at $0.0000 per share. This indicates an equity compensation grant, not an open-market stock purchase by the executive.

Does the Tempus AI (TEM) Form 4 mention a Rule 10b5-1 trading plan?
The Form 4’s Rule 10b5-1 checkbox is not marked as a plan transaction. The filing classifies the event as a grant of restricted stock units, without indicating execution under a pre-arranged trading plan.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Polovin Andrew
(Last)(First)(Middle)
C/O TEMPUS AI, INC.
600 WEST CHICAGO AVENUE, SUITE 510
(Street)
CHICAGO ILLINOIS 60654
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
Tempus AI, Inc. [ TEM ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
EVP, Chief Legal Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/29/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock07/29/2026A40,000(1)A$0168,215D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents a restricted stock unit ("RSU") grant. The RSUs vest in eight equal quarterly installments commencing on October 29, 2026.
/s/ Andrew Polovin07/31/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR