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Tempus AI (TEM) director Scott Gottlieb receives 5,913 restricted stock units

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Gottlieb Scott reported acquisition or exercise transactions in this Form 4 filing.

Tempus AI, Inc. director Scott Gottlieb reported receiving an equity award of 5,913 shares of Class A common stock in the form of restricted stock units. These RSUs will vest in full on the earlier of the company’s 2027 annual stockholder meeting or May 21, 2027, subject to his continuous service. Following this grant, he holds 40,749 shares directly.

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Insider Gottlieb Scott
Role Director
Type Security Shares Price Value
Grant/Award Class A Comnmon Stock 5,913 $0.00 $0.00
Holdings After Transaction: Class A Comnmon Stock — 40,749 shares (Direct)
Footnotes (1)
  1. F1. Represents a restricted stock unit ("RSU") award. The RSUs will vest in full on the earlier of (i) the date of the Issuer's 2027 annual meeting of the stockholders (or the date immediately prior to such annual meeting if the Reporting Person's service as a director ends at such annual meeting) or (ii) on May 21, 2027, each subject to the Reporting Person's continuous service with the Issuer as of the applicable vesting date.
RSU grant size 5,913 shares Restricted stock unit award to director Scott Gottlieb
Grant price per share $0.00 per share Reported transaction price for RSU award
Shares after transaction 40,749 shares Total Class A holdings following the award
Latest vesting date May 21, 2027 Outside vesting date if not earlier 2027 annual meeting
restricted stock unit ("RSU") award financial
"Represents a restricted stock unit ("RSU") award. The RSUs will vest in full..."
continuous service financial
"each subject to the Reporting Person's continuous service with the Issuer..."
annual meeting of the stockholders financial
"the Issuer's 2027 annual meeting of the stockholders (or the date immediately prior..."

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What insider transaction did Tempus AI (TEM) director Scott Gottlieb report?
Scott Gottlieb reported receiving 5,913 restricted stock units of Tempus AI Class A common stock. This was a compensation-related equity award with no cash paid, reflected as an acquisition on his Form 4 rather than an open-market share purchase.

How many Tempus AI (TEM) shares does Scott Gottlieb hold after this Form 4?
After the reported award, Scott Gottlieb holds 40,749 Tempus AI Class A shares directly. This total includes the newly granted restricted stock units, which are scheduled to vest in the future subject to his continued service on the board.

What are the vesting terms of Scott Gottlieb’s Tempus AI (TEM) RSU grant?
The 5,913 restricted stock units will vest in full on the earlier of Tempus AI’s 2027 annual stockholder meeting or May 21, 2027. Vesting is conditioned on Gottlieb’s continuous service with the company through the applicable vesting date.

Did Scott Gottlieb buy Tempus AI (TEM) shares on the open market?
No, the filing shows a grant of 5,913 restricted stock units at a reported price of $0.00 per share. This indicates a compensation award from the company, not an open-market purchase funded with personal cash.

Is Scott Gottlieb’s Tempus AI (TEM) transaction a derivative or common stock award?
The Form 4 classifies the transaction as non-derivative Class A common stock in the form of restricted stock units. RSUs are a type of equity compensation that convert into common shares upon vesting, subject to the stated service conditions.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Gottlieb Scott
(Last)(First)(Middle)
C/O TEMPUS AI, INC.
600 WEST CHICAGO AVENUE, SUITE 510
(Street)
CHICAGO ILLINOIS 60654
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
Tempus AI, Inc. [ TEM ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/21/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Comnmon Stock05/21/2026A5,913(1)A$040,749D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents a restricted stock unit ("RSU") award. The RSUs will vest in full on the earlier of (i) the date of the Issuer's 2027 annual meeting of the stockholders (or the date immediately prior to such annual meeting if the Reporting Person's service as a director ends at such annual meeting) or (ii) on May 21, 2027, each subject to the Reporting Person's continuous service with the Issuer as of the applicable vesting date.
/s/ Andrew Polovin, Attorney-in-Fact05/26/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR