Truist Financial (TFC) director receives 4,027 RSU grant

Rhea-AI Filing Summary

TRUIST FINANCIAL CORP director Laurence Stein reported an equity award. He acquired 4,027 shares of common stock on a grant or award basis at a price of $0.00 per share, described in the footnote as restricted stock units that cliff vest on December 31, 2026.

After this award, his directly held common stock position is 11,216 shares. The filing characterizes the transaction as an acquisition related to a grant or award rather than an open‑market purchase.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

STEIN LAURENCE

(Last) (First) (Middle)

214 N. TRYON STREET

(Street)

CHARLOTTE NC 28202

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
TRUIST FINANCIAL CORP [ TFC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
02/24/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	02/24/2026		A		4,027(1)	A	$0.0000	11,216	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Grant of Restricted Stock Units which cliff vest on December 31, 2026.

	Carla Brenwald, Attorney-in-fact	02/26/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Laurence Stein report for TRUIST FINANCIAL CORP (TFC)?

Laurence Stein reported receiving an equity award of Truist Financial common stock. The Form 4 lists an acquisition of 4,027 shares as a grant or award, rather than an open-market purchase, increasing his directly owned stake to 11,216 shares after the transaction.

How many Truist Financial (TFC) shares were granted to Laurence Stein in this Form 4?

The Form 4 shows Laurence Stein was granted 4,027 shares of Truist Financial common stock. The transaction is coded as a grant, award, or other acquisition at a price of $0.00 per share, reflecting an equity-based award instead of a cash purchase on the open market.

When do Laurence Stein’s Truist Financial restricted stock units vest?

The footnote states the award consists of restricted stock units that cliff vest on December 31, 2026. Cliff vesting means the entire grant becomes vested on that single date, rather than gradually over time, if the specified vesting conditions are satisfied by that date.

What is Laurence Stein’s total direct Truist Financial shareholding after this award?

After the reported award, Laurence Stein directly owns 11,216 shares of Truist Financial common stock. This figure comes from the Form 4’s “shares owned following the transaction” field and reflects his direct ownership position immediately after the 4,027-share grant or award acquisition.

Was Laurence Stein’s Truist Financial Form 4 transaction a stock purchase or an award?

The transaction is an award, not a market purchase. It is coded as a grant, award, or other acquisition at $0.00 per share, and the footnote clarifies it represents restricted stock units that will cliff vest on December 31, 2026, rather than shares bought in the market.

How is the nature of ownership reported for Laurence Stein’s Truist Financial shares?

The filing reports Laurence Stein’s ownership as direct, indicated by the ownership code “D.” This means the 11,216 shares shown after the transaction are held directly in his name, not through an intermediary entity such as a trust, partnership, or similar indirect holding structure.