Truist Financial (TFC) files 13G/A: 135,538 Hartford ETF shares (10.04%)

Rhea-AI Filing Summary

Truist Financial Corporation amended its Schedule 13G to report beneficial ownership of 135,538 shares of an Exchange Traded Fund issued by Hartford Funds Exchange-Traded Trust (CUSIP 41653L842), representing 10.04% of the class. The filing states Truist Advisory Services, Inc. acted as the affiliated registered investment adviser and that Truist has sole dispositive power over 135,538 shares. The filing is signed by Edward M. Kwiatkowski as Vice President on 05/06/2026.

Insights

Institutional Ownership Analyst

Truist reports a >10% stake in a Hartford ETF, held via its advisory affiliate.

Truist Financial Corporation filed an amendment to a Schedule 13G showing beneficial ownership of 135,538 shares of the Hartford Funds Exchange-Traded Trust (CUSIP 41653L842), equal to 10.04% of the class. The filing attributes dispositive power to Truist and names Truist Advisory Services, Inc. as the affiliated registered investment adviser.

The reported position meets the ownership threshold that triggers beneficial-ownership reporting. Subsequent disclosures or amendments would show any changes; timing and trading intent are not stated in the provided excerpt.

Key Figures

Beneficial ownership: 135,538 shares Percent of class: 10.04% Sole dispositive power: 135,538 shares +2 more

5 metrics

Beneficial ownership 135,538 shares Amount beneficially owned (Schedule 13G/A)

Percent of class 10.04% Percent of class reported on Schedule 13G/A

Sole dispositive power 135,538 shares Number of shares Truist has sole dispositive power over

CUSIP 41653L842 Hartford Funds Exchange-Traded Trust security identifier

Signature date 05/06/2026 Filing signed by Edward M. Kwiatkowski, Vice President

Key Terms

Schedule 13G/A, Beneficial ownership, Dispositive power

3 terms

Schedule 13G/A regulatory

"amended its Schedule 13G to report beneficial ownership"

A Schedule 13G/A is an amended public filing with the U.S. securities regulator that updates a previous Schedule 13G, disclosing when an individual or group holds a substantial (typically over 5%) stake in a company and is claiming a passive, non‑controlling intent. Investors monitor these updates because rising or falling holdings can signal changing confidence, potential future moves, or shifts in voting power — like watching a public ledger where large shareholders quietly adjust their positions.

Beneficial ownership regulatory

"Amount beneficially owned: 135538; Percent of class: 10.04%"

Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.

Dispositive power financial

"Sole power to dispose or to direct the disposition of: 135538"

Dispositive power is the authority to decide the final outcome of an asset, legal claim, contract, or corporate action — in effect the power to dispose of or resolve something. For investors it matters because whoever holds that authority can determine who gets paid, who controls an asset or vote, and how risks and returns are allocated; think of it like holding the key that lets you lock in the winner or loser in a deal.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 05/06/2026 - 11:35 AM Learn about SEC filing dates

FAQ

What did Truist (TFC) report on its Schedule 13G/A?

Truist reported beneficial ownership of 135,538 shares of the Hartford ETF, representing 10.04% of the class. The filing lists sole dispositive power of 135,538 shares and names Truist Advisory Services, Inc. as the affiliated adviser.

Which security is covered by the Schedule 13G/A filed by Truist?

The filing concerns an Exchange Traded Fund of Hartford Funds Exchange-Traded Trust with CUSIP 41653L842. The document identifies the instrument as an Exchange Traded Fund and provides the issuer's principal office address.

Who filed the Schedule 13G/A on behalf of Truist Financial Corporation?

The filing was made by Truist Financial Corporation as parent holding company for Truist Advisory Services, Inc. The document is signed by Edward M. Kwiatkowski, Vice President, dated 05/06/2026.

What ownership powers does Truist report for the shares?

Truist reports 0 sole voting power, 0 shared voting power, and 135,538 sole dispositive power over the shares. Shared dispositive power is reported as 0 in the excerpt.

Does the filing state why Truist holds the ETF shares?

The amendment identifies Truist Advisory Services, Inc. as the affiliated registered investment adviser but does not state trading intent, strategy, or reasons for holding. The excerpt provides ownership figures and powers only.

SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13G

UNDER THE SECURITIES EXCHANGE ACT OF 1934

(Amendment No. 1)

Hartford Funds Exchange-Traded Trust

(Name of Issuer)

Exchange Traded Fund

(Title of Class of Securities)

41653L842

(CUSIP Number)

04/30/2026

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

Rule 13d-1(b)

Rule 13d-1(c)

Rule 13d-1(d)

schemaVersion:

SCHEDULE 13G

CUSIP Number(s): 41653L842

1

Names of Reporting Persons

TRUIST FINANCIAL CORP

2

Check the appropriate box if a member of a Group (see instructions)

(a)
(b)

3

Sec Use Only

4

Citizenship or Place of Organization

NORTH CAROLINA

Number of Shares Beneficially Owned by Each Reporting Person With:

5	Sole Voting Power 0.00
6	Shared Voting Power 0.00
7	Sole Dispositive Power 135,538.00
8	Shared Dispositive Power 0.00

9

Aggregate Amount Beneficially Owned by Each Reporting Person

135,538.00

10

Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)

11

Percent of class represented by amount in row (9)

10.0 %

12

Type of Reporting Person (See Instructions)

IA, HC

SCHEDULE 13G

Item 1.
(a)	Name of issuer: Hartford Funds Exchange-Traded Trust
(b)	Address of issuer's principal executive offices: 690 LEE ROAD, 690 LEE ROAD, WAYNE, PENNSYLVANIA, 19087.
Item 2.
(a)	Name of person filing: Truist Financial Corporation as Parent Holding Company for Truist Advisory Services, Inc. an affiliated Registered Investment Advisor
(b)	Address or principal business office or, if none, residence: 214 North Tryon Street Charlotte, NC 28202
(c)	Citizenship: Truist Financial Corporation is a North Carolina Corporation; Truist Advisory Services, Inc. is a Delaware Corporation
(d)	Title of class of securities: Exchange Traded Fund
(e)	CUSIP No.: 41653L842
Item 3.	If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
(a)	Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
(b)	Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
(c)	Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
(d)	Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
(e)	An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
(f)	An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
(g)	A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
(h)	A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
(i)	A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
(j)	A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J). If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:
(k)	Group, in accordance with Rule 240.13d-1(b)(1)(ii)(K).
Item 4.	Ownership
(a)	Amount beneficially owned: 135538
(b)	Percent of class: 10.04 %
(c)	Number of shares as to which the person has:
	(i) Sole power to vote or to direct the vote: 0
	(ii) Shared power to vote or to direct the vote: 0
	(iii) Sole power to dispose or to direct the disposition of: 135538
	(iv) Shared power to dispose or to direct the disposition of: 0
Item 5.	Ownership of 5 Percent or Less of a Class.
	Not Applicable
Item 6.	Ownership of more than 5 Percent on Behalf of Another Person.
	Not Applicable
Item 7.	Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.
	Not Applicable
Item 8.	Identification and Classification of Members of the Group.
	Not Applicable
Item 9.	Notice of Dissolution of Group.
	Not Applicable

Item 10.

Certifications:

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under § 240.14a-11.

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

TRUIST FINANCIAL CORP

Signature:	Edward M. Kwiatkowski
Name/Title:	Vice President
Date:	05/06/2026