Truist Financial (TFC) reports 757,071 shares (14.84%) ownership

Rhea-AI Filing Summary

Truist Financial Corporation filed an amendment to report beneficial ownership of 757,071 shares of First Trust Exchange-Traded Fund (CUSIP 33738D838), representing 14.84% of the class. The filing states Truist has sole dispositive power over 757,071 shares and no voting power. The amendment is signed by Edward M. Kwiatkowski, Vice President, dated 04/20/2026.

Insights

Institutional Ownership Analyst

Truist reports a meaningful passive holding with dispositive control but no voting authority.

The filing lists 757,071 shares and 14.84% ownership of the ETF class. That indicates substantial economic exposure while recording zero sole or shared voting power, suggesting voting rights are exercised elsewhere or restricted.

Watch subsequent filings for any change in voting power or additional amendments that would show acquisition, disposition, or a shift in control; timing and further action are not stated in the excerpt.

Key Figures

Shares beneficially owned: 757,071 shares Percent of class: 14.84% CUSIP: 33738D838 +3 more

6 metrics

Shares beneficially owned 757,071 shares Amount beneficially owned reported

Percent of class 14.84% Percent of class reported in Item 4

CUSIP 33738D838 Identifies the Exchange Traded Fund

Sole dispositive power 757,071 shares Number with sole power to dispose

Sole voting power 0 shares Number with sole power to vote

Filing signature date 04/20/2026 Signature date on amendment

Key Terms

Schedule 13G/A, beneficially owned, sole dispositive power, shared voting power

4 terms

Schedule 13G/A regulatory

"(Amendment No. 2 ) FIRST TRUST EXCHANGE-TRADED FUND IV"

A Schedule 13G/A is an amended public filing with the U.S. securities regulator that updates a previous Schedule 13G, disclosing when an individual or group holds a substantial (typically over 5%) stake in a company and is claiming a passive, non‑controlling intent. Investors monitor these updates because rising or falling holdings can signal changing confidence, potential future moves, or shifts in voting power — like watching a public ledger where large shareholders quietly adjust their positions.

beneficially owned financial

"Amount beneficially owned: 757071"

Beneficially owned describes securities or assets where a person has the economic rights and control—such as the right to receive dividends and to direct voting—even if legal title is held in another name. Think of it like having the keys and using a car that’s registered to someone else: you get the benefits and make decisions. Investors care because beneficial ownership reveals who truly controls value and voting power, affecting corporate decisions and takeover dynamics.

sole dispositive power regulatory

"Sole power to dispose or to direct the disposition of: 757071"

Sole dispositive power is the exclusive legal authority to decide what happens to a security — for example, whether to sell, transfer, or retain shares — without needing anyone else’s permission. Investors care because it signals who truly controls the economic outcome of an investment: like holding the only key to a safe, the holder can realize gains or losses and may trigger regulatory reporting, insider rules, or influence over corporate ownership.

shared voting power regulatory

"Shared power to vote or to direct the vote: 0"

Shared voting power occurs when two or more parties jointly have the right to vote or decide how a block of company shares is cast, like co-owners who must agree before moving a piece of furniture. Investors care because who controls voting rights affects board elections, major corporate decisions and takeover outcomes, and shared control can alter regulatory disclosures and the practical influence any holder has over a company’s direction and value.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 04/20/2026 - 11:20 AM Learn about SEC filing dates

FAQ

What does Truist's Schedule 13G/A for TFC mean?

It reports that Truist beneficially owns 757,071 shares of the First Trust ETF, representing 14.84% of the class. The filing discloses dispositive power over these shares and states zero voting power and is dated 04/20/2026.

How many shares of the First Trust ETF does TFC directly control?

The filing shows sole dispositive power over 757,071 shares. The filing also reports 0 shares for sole or shared voting power, indicating control of disposition but not voting authority.

What percentage of the ETF does Truist (TFC) own?

Truist beneficially owns 14.84% of the ETF class as reported in the amendment. The percentage is derived from the disclosed 757,071 shares and is presented in the filing without additional context or trend data.

Does Truist have voting control of the ETF shares it holds?

No. The amendment lists 0 shares for sole or shared voting power while showing sole dispositive power for 757,071 shares. The filing therefore reports dispositive control but not voting authority.

Who signed the Schedule 13G/A amendment for TFC?

The amendment is signed by Edward M. Kwiatkowski, identified as Vice President, with the signature date shown as 04/20/2026. The filing names Truist Financial Corporation as the reporting person.

SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13G

UNDER THE SECURITIES EXCHANGE ACT OF 1934

(Amendment No. 2)

FIRST TRUST EXCHANGE-TRADED FUND IV

(Name of Issuer)

Exchange Traded Fund

(Title of Class of Securities)

33738D838

(CUSIP Number)

03/31/2026

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

Rule 13d-1(b)

Rule 13d-1(c)

Rule 13d-1(d)

schemaVersion:

SCHEDULE 13G

CUSIP Number(s): 33738D838

1

Names of Reporting Persons

TRUIST FINANCIAL CORP

2

Check the appropriate box if a member of a Group (see instructions)

(a)
(b)

3

Sec Use Only

4

Citizenship or Place of Organization

NORTH CAROLINA

Number of Shares Beneficially Owned by Each Reporting Person With:

5	Sole Voting Power 0.00
6	Shared Voting Power 0.00
7	Sole Dispositive Power 757,071.00
8	Shared Dispositive Power 0.00

9

Aggregate Amount Beneficially Owned by Each Reporting Person

757,071.00

10

Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)

11

Percent of class represented by amount in row (9)

14.8 %

12

Type of Reporting Person (See Instructions)

IA, HC

SCHEDULE 13G

Item 1.
(a)	Name of issuer: FIRST TRUST EXCHANGE-TRADED FUND IV
(b)	Address of issuer's principal executive offices: 120 EAST LIBERTY DRIVE, SUITE 400, 120 EAST LIBERTY DRIVE, SUITE 400, WHEATON, ILLINOIS, 60187.
Item 2.
(a)	Name of person filing: Truist Financial Corporation as Parent Holding Company for Truist Advisory Services, Inc. an affiliated Registered Investment Advisor
(b)	Address or principal business office or, if none, residence: 214 North Tryon Street Charlotte, NC 28202
(c)	Citizenship: Truist Financial Corporation is a North Carolina Corporation; Truist Advisory Services, Inc. is a Delaware Corporation
(d)	Title of class of securities: Exchange Traded Fund
(e)	CUSIP No.: 33738D838
Item 3.	If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
(a)	Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
(b)	Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
(c)	Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
(d)	Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
(e)	An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
(f)	An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
(g)	A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
(h)	A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
(i)	A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
(j)	A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J). If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:
(k)	Group, in accordance with Rule 240.13d-1(b)(1)(ii)(K).
Item 4.	Ownership
(a)	Amount beneficially owned: 757071
(b)	Percent of class: 14.84 %
(c)	Number of shares as to which the person has:
	(i) Sole power to vote or to direct the vote: 0
	(ii) Shared power to vote or to direct the vote: 0
	(iii) Sole power to dispose or to direct the disposition of: 757071
	(iv) Shared power to dispose or to direct the disposition of: 0
Item 5.	Ownership of 5 Percent or Less of a Class.
	Not Applicable
Item 6.	Ownership of more than 5 Percent on Behalf of Another Person.
	Not Applicable
Item 7.	Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.
	Not Applicable
Item 8.	Identification and Classification of Members of the Group.
	Not Applicable
Item 9.	Notice of Dissolution of Group.
	Not Applicable

Item 10.

Certifications:

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under § 240.14a-11.

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

TRUIST FINANCIAL CORP

Signature:	Edward M. Kwiatkowski
Name/Title:	Vice President
Date:	04/20/2026