Truist Financial (TFC) discloses 317,569-share stake in Nomura ETF Trust (4.44%)
Rhea-AI Filing Summary
Truist Financial Corporation files Schedule 13G/A amendment reporting holdings in Nomura ETF Trust. Truist reports beneficial ownership of 317,569 shares, representing 4.44% of the class, with sole dispositive power over 317,569 shares as of 03/31/2026. The amendment is signed by Edward M. Kwiatkowski on 04/21/2026.
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Key Figures
Beneficially owned: 317,569 shares
Percent of class: 4.44%
Sole dispositive power: 317,569 shares
+3 more
6 metrics
Beneficially owned
317,569 shares
Amount beneficially owned as reported
Percent of class
4.44%
Percent of class as reported
Sole dispositive power
317,569 shares
Number of shares Truist can dispose of
Sole voting power
0
Number of shares Truist can solely vote
CUSIP
555927508
Identifier for the Exchange Traded Fund
Reported as of
03/31/2026
Date tied to the ownership figures
Key Terms
Schedule 13G/A, Beneficially owned, Sole dispositive power, CUSIP
4 terms
Schedule 13G/A regulatory
"Amendment No. 2; Name of issuer: Nomura ETF Trust"
A Schedule 13G/A is an amended public filing with the U.S. securities regulator that updates a previous Schedule 13G, disclosing when an individual or group holds a substantial (typically over 5%) stake in a company and is claiming a passive, non‑controlling intent. Investors monitor these updates because rising or falling holdings can signal changing confidence, potential future moves, or shifts in voting power — like watching a public ledger where large shareholders quietly adjust their positions.
Beneficially owned financial
"Amount beneficially owned: 317569"
Beneficially owned describes securities or assets where a person has the economic rights and control—such as the right to receive dividends and to direct voting—even if legal title is held in another name. Think of it like having the keys and using a car that’s registered to someone else: you get the benefits and make decisions. Investors care because beneficial ownership reveals who truly controls value and voting power, affecting corporate decisions and takeover dynamics.
Sole dispositive power regulatory
"Sole power to dispose or to direct the disposition of: 317569"
Sole dispositive power is the exclusive legal authority to decide what happens to a security — for example, whether to sell, transfer, or retain shares — without needing anyone else’s permission. Investors care because it signals who truly controls the economic outcome of an investment: like holding the only key to a safe, the holder can realize gains or losses and may trigger regulatory reporting, insider rules, or influence over corporate ownership.
CUSIP financial
"CUSIP No.: 555927508"
A CUSIP is a nine-character alphanumeric code that uniquely identifies a U.S. or Canadian financial security—such as a stock, bond, or fund share—like a Social Security number for an investment. It matters to investors because brokers, exchanges and record-keepers use the CUSIP to match trades, track ownership, settle transactions and pull accurate records, reducing errors and ensuring money and securities go to the right place.
AI-generated analysis. How Rhea-AI works. Not financial advice.
FAQ
What stake does Truist Financial (TFC) report in Nomura ETF Trust?
Truist reports 317,569 shares, or 4.44%. The filing states Truist holds sole dispositive power over 317,569 shares and reports ownership on Schedule 13G/A as of 03/31/2026 with an amendment signed on 04/21/2026.
What is a Schedule 13G/A amendment for TFC in this context?
It is an ownership disclosure amendment. Truist amended a prior Schedule 13G to update beneficial ownership figures for Nomura ETF Trust, reporting the 317,569-share position (4.44%) and related voting/dispositive powers with signature dated 04/21/2026.
Does Truist (TFC) exceed the 5% reporting threshold in this filing?
No, Truist reports ownership of 4.44%. The filing explicitly states "Ownership of 5 percent or less of a class," indicating the reported 4.44% stake remains below the 5% threshold as of 03/31/2026.
What CUSIP identifies the Nomura ETF Trust position reported by TFC?
The CUSIP is 555927508. The Schedule 13G/A lists CUSIP 555927508 alongside the security description "Exchange Traded Fund," tying the 317,569-share disclosure to that identifier.