Truist Financial (NYSE: TFC) reports zero ownership in Northern Lights Fund Trust IV

Rhea-AI Filing Summary

Truist Financial Corporation filed an amended Schedule 13G indicating that, as of 12/31/2025, it no longer has a beneficial ownership stake in Northern Lights Fund Trust IV exchange traded funds. The filing shows 0 shares beneficially owned, representing 0.0% of the class, with no sole or shared voting or dispositive power.

Truist reports this position in its capacity as a parent holding company for Truist Advisory Services, Inc., an affiliated registered investment adviser. It also certifies that any securities referenced were acquired and held in the ordinary course of business and not for the purpose of changing or influencing control of the issuer.

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Accepted by SEC EDGAR 01/20/2026 - 10:54 AM Learn about SEC filing dates

FAQ

What does Truist Financial Corporation disclose in this Schedule 13G/A for TFC?

Truist Financial Corporation reports that it beneficially owns 0 shares of Northern Lights Fund Trust IV exchange traded funds, representing 0.0% of the class as of 12/31/2025.

Why is Truist Financial Corporation the reporting person in this filing for TFC?

The filing identifies Truist Financial Corporation as a parent holding company for Truist Advisory Services, Inc., an affiliated registered investment adviser, which triggers the Schedule 13G reporting obligations.

What ownership powers does Truist report over Northern Lights Fund Trust IV shares?

Truist reports 0 sole voting power, 0 shared voting power, 0 sole dispositive power, and 0 shared dispositive power over the exchange traded fund shares.

What does “Ownership of 5 percent or less of a class” mean in this TFC filing?

The filing states that Truist’s beneficial ownership is 5 percent or less of the class, and the detailed numbers show it currently at 0.0%.

Does Truist indicate any intent to influence control of Northern Lights Fund Trust IV?

No. Truist certifies the securities were acquired and held in the ordinary course of business and not for the purpose of changing or influencing control of the issuer.

What is the date of the event that required this Schedule 13G/A amendment for TFC?

The date of the event requiring this statement is listed as 12/31/2025.

SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13G

UNDER THE SECURITIES EXCHANGE ACT OF 1934

(Amendment No. 2)

Northern Lights Fund Trust IV

(Name of Issuer)

Exchange Traded Funds

(Title of Class of Securities)

66538H385

(CUSIP Number)

12/31/2025

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

Rule 13d-1(b)

Rule 13d-1(c)

Rule 13d-1(d)

SCHEDULE 13G

CUSIP No. 66538H385

1

Names of Reporting Persons

TRUIST FINANCIAL CORP

2

Check the appropriate box if a member of a Group (see instructions)

(a)
(b)

3

Sec Use Only

4

Citizenship or Place of Organization

NORTH CAROLINA

Number of Shares Beneficially Owned by Each Reporting Person With:

5	Sole Voting Power 0.00
6	Shared Voting Power 0.00
7	Sole Dispositive Power 0.00
8	Shared Dispositive Power 0.00

9

Aggregate Amount Beneficially Owned by Each Reporting Person

0.00

10

Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)

11

Percent of class represented by amount in row (9)

0.0 %

12

Type of Reporting Person (See Instructions)

IA, HC

SCHEDULE 13G

Item 1.
(a)	Name of issuer: Northern Lights Fund Trust IV
(b)	Address of issuer's principal executive offices: 225 PICTORIA DRIVE, 225 PICTORIA DRIVE, CINCINNATI, OHIO, 45246.
Item 2.
(a)	Name of person filing: Truist Financial Corporation as Parent Holding Company for Truist Advisory Services, Inc. an affiliated Registered Investment Advisor
(b)	Address or principal business office or, if none, residence: 214 North Tryon Street Charlotte, NC 28202
(c)	Citizenship: Truist Financial Corporation is a North Carolina Corporation; Truist Advisory Services, Inc. is a Delaware Corporation
(d)	Title of class of securities: Exchange Traded Funds
(e)	CUSIP No.: 66538H385
Item 3.	If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
(a)	Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
(b)	Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
(c)	Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
(d)	Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
(e)	An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
(f)	An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
(g)	A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
(h)	A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
(i)	A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
(j)	A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J). If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:
(k)	Group, in accordance with Rule 240.13d-1(b)(1)(ii)(K).
Item 4.	Ownership
(a)	Amount beneficially owned: 0
(b)	Percent of class: 0 %
(c)	Number of shares as to which the person has:
	(i) Sole power to vote or to direct the vote: 0
	(ii) Shared power to vote or to direct the vote: 0
	(iii) Sole power to dispose or to direct the disposition of: 0
	(iv) Shared power to dispose or to direct the disposition of: 0
Item 5.	Ownership of 5 Percent or Less of a Class.
	Ownership of 5 percent or less of a class
Item 6.	Ownership of more than 5 Percent on Behalf of Another Person.
	Not Applicable
Item 7.	Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.
	Not Applicable
Item 8.	Identification and Classification of Members of the Group.
	Not Applicable
Item 9.	Notice of Dissolution of Group.
	Not Applicable

Item 10.

Certifications:

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under § 240.14a-11.

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

TRUIST FINANCIAL CORP

Signature:	Edward M. Kwiatkowski
Name/Title:	Vice President
Date:	01/20/2026